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CMI

CUMMINS INC

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2961
SEC CIK
0000026172
Parsed reports
654

Last 12 months

Inside the activity.

0 purchase rows · 56 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202500
Jan 202600
Feb 2026019
Mar 202606
Apr 202600
May 2026021
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2019 Filed Oct 18, 2019 18:23 UTC
Satterthwaite TonyPresident & COO
GrantStock Option (Right-to-Buy) · Derivative 9,250 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-19-013626 · doc4.xml · derivative · entry 3

Satterthwaite Tony · CIK 0001438353 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common · 9,250 shares

Expires 2029-10-16

Read SEC document
October 16, 2019 Filed Oct 22, 2019 17:55 UTC
Fier Walter JVP - Chief Technical Officer
GrantStock Option (Right-to-Buy) · Derivative 1,235 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-19-013733 · doc4.xml · derivative · entry 3

Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235

Underlying: Common · 1,235 shares

Expires 2029-10-16

Read SEC document
October 16, 2019 Filed Oct 28, 2019 15:34 UTC
Kennedy Melina MVP-Product Compl.-Reg. Affairs
GrantStock Option (Right-to-Buy) · Derivative 990 $0.00 Strike: $166.18 $0.00
Disclosure

SEC source: 0001225208-19-013857 · doc4.xml · derivative · entry 2

Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

Underlying: Common · 990 shares

Expires 2029-10-16

Read SEC document
September 24, 2019 Filed Jan 30, 2020 20:41 UTC
RUMSEY JENNIFERPresident - Components
GiftCommon 1,725 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001335 · doc5.xml · nonDerivative · entry 2

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,648

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
September 24, 2019 Filed Jan 30, 2020 20:41 UTC
RUMSEY JENNIFERPresident - Components
GiftCommon 1,725 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001335 · doc5.xml · nonDerivative · entry 1

RUMSEY JENNIFER · CIK 0001651631 · President - Components

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008094 · doc4.xml · nonDerivative · entry 1

MILLER WILLIAM I · CIK 0001160688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,669.5374

F1 · balance_after: Includes 849.5443 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008099 · doc4.xml · nonDerivative · entry 1

HERDMAN ROBERT · CIK 0001263879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,462.4712

F1 · balance_after: Includes 210.6013 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008098 · doc4.xml · nonDerivative · entry 1

DOBBS STEPHEN B · CIK 0001268254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,767

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008096 · doc4.xml · nonDerivative · entry 1

ChangDiaz Franklin R · CIK 0001478314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,063

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008097 · doc4.xml · nonDerivative · entry 1

Di Leo Allen Bruno V · CIK 0001538976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,942

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008095 · doc4.xml · nonDerivative · entry 1

Bernhard Robert J · CIK 0001450339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,308

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008092 · doc4.xml · nonDerivative · entry 1

NELSON GEORGIA R · CIK 0001141392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,266.2058

F1 · balance_after: Includes 494.5928 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008093 · doc4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,873.0843

F1 · balance_after: Includes 29.0843 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008091 · doc4.xml · nonDerivative · entry 1

LYNCH THOMAS J · CIK 0001208323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

Read SEC document
May 14, 2019 Filed May 16, 2019 17:21 UTC GrantCommon 906 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008090 · doc4.xml · nonDerivative · entry 1

HERMAN ALEXIS M · CIK 0001198691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,246.9306

F1 · balance_after: Includes 224.0616 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
JACKSON DONALD GVP and Treasurer
GrantStock Option (Right-to-Buy) · Derivative 3,390 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006541 · doc4.xml · derivative · entry 3

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common · 3,390 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:02 UTC
Smith Mark AndrewVP - Chief Financial Officer
GrantStock Option (Right-to-Buy) · Derivative 21,580 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006549 · doc4.xml · derivative · entry 2

Smith Mark Andrew · CIK 0001676537 · VP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,580

Underlying: Common · 21,580 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:02 UTC
Satterthwaite TonyPresident - Distribution
GrantStock Option (Right-to-Buy) · Derivative 15,420 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006548 · doc4.xml · derivative · entry 3

Satterthwaite Tony · CIK 0001438353 · President - Distribution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

Underlying: Common · 15,420 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:02 UTC
RUMSEY JENNIFERChief Technical Officer
GrantStock Option (Right-to-Buy) · Derivative 12,330 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006547 · doc4.xml · derivative · entry 4

RUMSEY JENNIFER · CIK 0001651631 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,330

Underlying: Common · 12,330 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:02 UTC
ROSE MARYA MV.P. - CAO
GrantStock Option (Right-to-Buy) · Derivative 15,420 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006546 · doc4.xml · derivative · entry 3

ROSE MARYA M · CIK 0001238889 · V.P. - CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

Underlying: Common · 15,420 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:02 UTC
Padmanabhan SrikanthPresident - Engine Busines
GrantStock Option (Right-to-Buy) · Derivative 13,570 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006545 · doc4.xml · derivative · entry 4

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,570

Underlying: Common · 13,570 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:02 UTC
Osowick Mark JVP - Human Resources Op.
GrantStock Option (Right-to-Buy) · Derivative 3,390 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006544 · doc4.xml · derivative · entry 3

Osowick Mark J · CIK 0001613380 · VP - Human Resources Op.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common · 3,390 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
Nusterer NorbertVP & President - Power Systems
GrantStock Option (Right-to-Buy) · Derivative 13,570 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006543 · doc4.xml · derivative · entry 3

Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,570

Underlying: Common · 13,570 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GrantStock Option (Right-to-Buy) · Derivative 98,670 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006542 · doc4.xml · derivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,670

Underlying: Common · 98,670 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
Freeland Richard JosephDirector · President & COO
GrantStock Option (Right-to-Buy) · Derivative 37,000 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006540 · doc4.xml · derivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common · 37,000 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantStock Option (Right-to-Buy) · Derivative 9,250 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006539 · doc4.xml · derivative · entry 3

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common · 9,250 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
Embree Tracy AVP & Pres. - Components Group
GrantStock Option (Right-to-Buy) · Derivative 13,570 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006538 · doc4.xml · derivative · entry 3

Embree Tracy A · CIK 0001629977 · VP & Pres. - Components Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,570

Underlying: Common · 13,570 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
Cook Jill EChief Human Resources Officer
GrantStock Option (Right-to-Buy) · Derivative 11,100 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006537 · doc4.xml · derivative · entry 3

Cook Jill E · CIK 0001528025 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common · 11,100 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
Clulow Christopher CVP - Corporate Controller
GrantStock Option (Right-to-Buy) · Derivative 3,390 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006536 · doc4.xml · derivative · entry 3

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,390

Underlying: Common · 3,390 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:01 UTC
CHAPMAN STEVEN MGroup Vice President
GrantStock Option (Right-to-Buy) · Derivative 13,570 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006535 · doc4.xml · derivative · entry 4

CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,570

Underlying: Common · 13,570 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:00 UTC
Barner Sharon RVP - Gen. Counsel
GrantStock Option (Right-to-Buy) · Derivative 15,420 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006534 · doc4.xml · derivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

Underlying: Common · 15,420 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:00 UTC
Anderson Peter WilliamVP - Global Supply Chain & Mfg
GrantStock Option (Right-to-Buy) · Derivative 5,560 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006533 · doc4.xml · derivative · entry 2

Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560

Underlying: Common · 5,560 shares

Expires 2029-04-04

Read SEC document
April 04, 2019 Filed Apr 8, 2019 14:00 UTC
Aaholm Sherry AVP - Chief Information Officer
GrantStock Option (Right-to-Buy) · Derivative 5,560 $0.00 Strike: $163.43 $0.00
Disclosure

SEC source: 0001225208-19-006532 · doc4.xml · derivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,560

Underlying: Common · 5,560 shares

Expires 2029-04-04

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:42 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionStock Option (Right-to-Buy) · Derivative 1,960 $0.00 Strike: $119.77 $0.00
Disclosure

SEC source: 0001225208-19-005474 · doc4.xml · derivative · entry 5

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,960 shares

Expires 2021-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 21, 2018.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:42 UTC
Padmanabhan SrikanthPresident - Engine Busines
SaleCommon 1,687 $160.00 $269,920.00
Disclosure

SEC source: 0001225208-19-005474 · doc4.xml · nonDerivative · entry 2

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,571

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 21, 2018.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:42 UTC
Padmanabhan SrikanthPresident - Engine Busines
Exercise / conversionCommon 1,960 $119.77 $234,749.20
Disclosure

SEC source: 0001225208-19-005474 · doc4.xml · nonDerivative · entry 1

Padmanabhan Srikanth · CIK 0001671209 · President - Engine Busines

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 21, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Ewald Thaddeus BVP - Corporate Strategy
Tax withholdingCommon 684 $154.41 $105,616.44
Disclosure

SEC source: 0001225208-19-004542 · doc4.xml · nonDerivative · entry 2

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,173

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Ewald Thaddeus BVP - Corporate Strategy
GrantCommon 2,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004542 · doc4.xml · nonDerivative · entry 1

Ewald Thaddeus B · CIK 0001613720 · VP - Corporate Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,857

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
Tax withholdingCommon 11,447 $154.41 $1,767,531.27
Disclosure

SEC source: 0001225208-19-004538 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,326

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
LINEBARGER NORMAN THOMASDirector · Chairman & CEO
GrantCommon 27,840 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004538 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,773

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
JACKSON DONALD GVP and Treasurer
Tax withholdingCommon 236 $154.41 $36,440.76
Disclosure

SEC source: 0001225208-19-004548 · doc4.xml · nonDerivative · entry 2

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918.9379

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
JACKSON DONALD GVP and Treasurer
GrantCommon 720 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004548 · doc4.xml · nonDerivative · entry 1

JACKSON DONALD G · CIK 0001640059 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154.9379

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Aaholm Sherry AVP - Chief Information Officer
Tax withholdingCommon 442 $154.41 $68,249.22
Disclosure

SEC source: 0001225208-19-004547 · doc4.xml · nonDerivative · entry 2

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Aaholm Sherry AVP - Chief Information Officer
GrantCommon 1,434 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004547 · doc4.xml · nonDerivative · entry 1

Aaholm Sherry A · CIK 0001613364 · VP - Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,023

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Barner Sharon RVP - Gen. Counsel
Tax withholdingCommon 1,178 $154.41 $181,894.98
Disclosure

SEC source: 0001225208-19-004546 · doc4.xml · nonDerivative · entry 2

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,779

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Barner Sharon RVP - Gen. Counsel
GrantCommon 4,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004546 · doc4.xml · nonDerivative · entry 1

Barner Sharon R · CIK 0001541520 · VP - Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,957

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Clulow Christopher CVP - Corporate Controller
Tax withholdingCommon 96 $154.41 $14,823.36
Disclosure

SEC source: 0001225208-19-004545 · doc4.xml · nonDerivative · entry 2

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013.359

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC
Clulow Christopher CVP - Corporate Controller
GrantCommon 276 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004545 · doc4.xml · nonDerivative · entry 1

Clulow Christopher C · CIK 0001699982 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109.359

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC Tax withholdingCommon 3,565 $154.41 $550,471.65
Disclosure

SEC source: 0001225208-19-004544 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,671

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:07 UTC GrantCommon 10,236 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004544 · doc4.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,236

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.