Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | President - Distribution | August 01, 2023 | August 15, 2023 |
| KIRBY CORPKEX · Entity 3677 | Director | May 04, 2026 | May 06, 2026 |
| KLA CORPKLAC · Entity 2838 | Director | November 05, 2025 | November 07, 2025 |
| LENNOX INTERNATIONAL INCLII · Entity 3415 | Director | May 21, 2026 | May 26, 2026 |
| LOUISIANA-PACIFIC CORPLPX · Entity 1271 | Director | May 17, 2024 | May 20, 2024 |
| Otis Worldwide CorpOTIS · Entity 3170 | President, Otis Americas | February 06, 2025 | February 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date August 01, 2023 · Filed August 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 19,942 |
Reported balance
After 2023-08-01 transaction · row 1
1 source rowRow 1 · 2023-08-01 · Tax withholding · Disposed 293 · Balance 19,942 F1: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 47.52 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 47.52 F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 13,320 |
Reported balance
Holding disclosure · report date 2023-08-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 13,320 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021.
F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
KIRBY CORP
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 1,776 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 1,392 · Balance 1,776 |
KLA CORP
Report date November 05, 2025 · Filed November 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 203.732 |
Reported balance
After 2025-11-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-05 · Grant · Acquired 203.732 · Balance 203.732 F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.
F2: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs.
LENNOX INTERNATIONAL INC
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivative | Direct | 343 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 343 · Balance 343 |
LOUISIANA-PACIFIC CORP
Report date May 17, 2024 · Filed May 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,776 |
Reported balance
After 2024-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-17 · Grant · Acquired 1,549 · Balance 34,776 F1: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. F2: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer.
F2: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings.
Otis Worldwide Corp
Report date February 06, 2025 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,276 |
Ending reported balance
After 2025-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-06 · Exercise / conversion · Acquired 2,411 · Balance 18,931 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Row 2 · 2025-02-06 · Tax withholding · Disposed 655 · Balance 18,276 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,828 |
Reported balance
After 2025-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-06 · Exercise / conversion · Disposed 2,411 · Balance 4,828 F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 26, 2026 19:52 UTC | LENNOX INTERNATIONAL INC LII · Entity 3415 | GrantCommon Stock, Par Value $0.01 Per Share | 343 | $0.00 | $0.00 |
DisclosureSEC source: 0001069202-26-000062 · wk-form4_1779825167.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343 Read SEC document |
| May 04, 2026 Filed May 6, 2026 17:11 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 1,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-208398 · ownership.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,776 Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 16:06 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-065951 · ownership.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384 Read SEC document |
| November 05, 2025 Filed Nov 7, 2025 21:15 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 203.732 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-272379 · ownership.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203.732 F1 · shares: On November 5, 2025, the Reporting Person received an automatic grant of restricted stock units ("RSUs") for 203.732 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 5, 2026, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA. F2 · balance_after: The number of shares of KLA common stock includes 203.732 shares issuable upon vesting of RSUs. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 2,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001984 · form4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,828 Underlying: Common Stock · 2,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. F2 · derivative.expiration_date: On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The first installment vested on the Transaction Date. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 655 | $96.05 | $62,912.75 |
DisclosureSEC source: 0001062993-25-001984 · form4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,276 Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:46 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-001984 · form4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 04, 2025 Filed Feb 6, 2025 01:25 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 10,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001775 · form4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,650 Underlying: Common Stock · 10,650 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F2 · derivative.expiration_date: RSUs vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 22,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-018254 · form4.xml · derivative · entry 6 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,598 Underlying: Common Stock · 22,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: On November 1, 2023, the reporting person was granted 44,496 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date. F3 · derivative.expiration_date: On November 1, 2023, the reporting person was granted 44,496 RSUs that vest in two equal installments on the first and second anniversaries of the Transaction Date. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionRestricted Stock Units · Derivative | 2,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-018254 · form4.xml · derivative · entry 5 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,383 Underlying: Common Stock · 2,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: On November 1, 2023, the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date. F2 · derivative.expiration_date: On November 1, 2023, the reporting person was granted 7,946 RSUs that vest in three equal installments on the first, second and third anniversaries of the Transaction Date. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 7,691 | $99.44 | $764,793.04 |
DisclosureSEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 4 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,520 Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 22,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Tax withholdingCommon Stock | 1,071 | $99.44 | $106,500.24 |
DisclosureSEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,616 Read SEC document |
| November 01, 2024 Filed Nov 4, 2024 21:14 UTC | Otis Worldwide Corp OTIS · Entity 3170 | Exercise / conversionCommon Stock | 2,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-018254 · form4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| May 17, 2024 Filed May 20, 2024 19:43 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantCommon Stock | 1,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-062339 · ownership.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,776 F1 · shares: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 17, 2025. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. F2 · balance_after: Includes 33 shares credited as dividend equivalents on RSUs. Total reflects 11,336 DSUs held by the reporting person (including DSUs credited as dividend equivalents.) This total also corrects a clerical error in the reporting person's previous Form 4 filings. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:06 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 26,940 | $0.00 Strike: $91.94 | $0.00 |
DisclosureSEC source: 0001062993-24-002576 · form4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,940 Underlying: Common Stock · 26,940 shares Expires 2034-02-05 F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 22:06 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 7,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002576 · form4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,128 Underlying: Common Stock · 7,128 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. F2 · derivative.expiration_date: RSUs and stock appreciation rights vest in three substantially equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 22:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 44,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-020064 · form4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,496 Underlying: Common Stock · 44,496 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F3 · derivative.exercise_date: These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date. F3 · derivative.expiration_date: These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 22:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantStock Appreciation Rights · Derivative | 25,736 | $0.00 Strike: $76.81 | $0.00 |
DisclosureSEC source: 0001062993-23-020064 · form4.xml · derivative · entry 2 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,736 Underlying: Common Stock · 25,736 shares Expires 2033-10-31 F2 · derivative.exercise_date: These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting. Read SEC document |
| November 01, 2023 Filed Nov 2, 2023 22:01 UTC | Otis Worldwide Corp OTIS · Entity 3170 | GrantRestricted Stock Units · Derivative | 7,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-020064 · form4.xml · derivative · entry 1 Embree Tracy A · CIK 0001629977 · President, Otis Americas 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,946 Underlying: Common Stock · 7,946 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.exercise_date: These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting. F2 · derivative.expiration_date: These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting. Read SEC document |
| August 01, 2023 Filed Aug 15, 2023 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 293 | $264.99 | $77,642.07 |
DisclosureSEC source: 0001225208-23-008237 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,942 F1 · kind: Shares withheld to satisfy tax liabilities relating to the 8/1/2023 vesting of shares issued pursuant to a special retention award dated 8/1/2021. Read SEC document |
| May 05, 2023 Filed May 9, 2023 13:23 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionDeferred Stock Units · Derivative | 6,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028144 · doc4.xml · derivative · entry 3 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan (the "Directors Compensation Plan") that were previously reported on Table II. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. The reporting person has determined to report DSUs on Table I going forward. F1 · derivative.exercise_date: Represents deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan (the "Directors Compensation Plan") that were previously reported on Table II. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. The reporting person has determined to report DSUs on Table I going forward. F1 · derivative.expiration_date: Represents deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan (the "Directors Compensation Plan") that were previously reported on Table II. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. The reporting person has determined to report DSUs on Table I going forward. Read SEC document |
| May 05, 2023 Filed May 9, 2023 13:23 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | GrantCommon Stock | 2,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028144 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,056 F3 · shares: Restricted stock units ("RSUs") granted to non-employee directors pursuant to the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan will vest in full on May 5, 2024. Each RSU represents a contingent right to receive one share of the issuer's common stock. The reporting person has elected to defer the receipt of common stock upon the vesting of the RSUs, and upon vesting of the RSUs, will receive DSUs under the Directors Compensation Plan. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. F4 · balance_after: Includes 45 shares credited as dividend equivalents. Read SEC document |
| May 05, 2023 Filed May 9, 2023 13:23 UTC | LOUISIANA-PACIFIC CORP LPX · Entity 1271 | Exercise / conversionCommon Stock | 6,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028144 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents deferred stock units ("DSUs") under the Amended and Restated Louisiana-Pacific Corporation Non-Employee Directors Compensation Plan (the "Directors Compensation Plan") that were previously reported on Table II. Each DSU entitles the reporting person to receive one share of common stock upon the earlier of (i) the reporting person's separation of service as a director or (ii) a change of control of the issuer. The reporting person has determined to report DSUs on Table I going forward. F2 · balance_after: Includes 282 shares credited as dividend equivalents. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:33 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 757 | $249.21 | $188,651.97 |
DisclosureSEC source: 0001225208-23-003240 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,235 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:33 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003240 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,992 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,850 | $0.00 Strike: $166.18 | $0.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 18 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,850 shares Expires 2029-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 13,570 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 17 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,570 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 9,560 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 16 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 9,560 shares Expires 2028-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 13,760 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 15 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 13,760 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 6,700 | $0.00 Strike: $136.82 | $0.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 14 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,700 shares Expires 2025-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,420 | $0.00 Strike: $149.34 | $0.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · derivative · entry 13 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,420 shares Expires 2024-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 22,717 | $241.97 | $5,496,796.14 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 11 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,436 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.5231 - $242.52. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 13,272 | $241.24 | $3,201,794.35 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 10 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,153 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $240.52 - $241.51. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 9,071 | $242.87 | $2,203,053.81 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 9 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,425 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $242.53 - $243.22. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,200 | $239.94 | $287,930.64 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 8 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,496 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.41 - $240.3987 The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 600 | $238.91 | $143,348.28 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 7 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,696 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.3900 - $239.30. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,420 | $149.34 | $212,062.80 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 6 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,850 | $166.18 | $307,433.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 5 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 6,700 | $136.82 | $916,694.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 4 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 9,560 | $160.10 | $1,530,556.00 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 13,570 | $163.43 | $2,217,745.10 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 20:55 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 13,760 | $149.72 | $2,060,147.20 |
DisclosureSEC source: 0001225208-22-011646 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2022 Filed Oct 31, 2022 16:51 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,166 | $240.49 | $761,400.52 |
DisclosureSEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 5 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,436 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $240.03 - $241.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 31, 2022 Filed Oct 31, 2022 16:51 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,938 | $239.42 | $703,411.85 |
DisclosureSEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 4 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,602 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.00 - $239.97. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 31, 2022 Filed Oct 31, 2022 16:51 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 700 | $241.45 | $169,018.01 |
DisclosureSEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 3 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,540 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.34 - $241.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 16:51 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,205 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-011227 · doc4.xml · derivative · entry 7 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,205 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 16:51 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,401 | $238.65 | $811,654.77 |
DisclosureSEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 2 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,240 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.00 - $238.99. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 16:51 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 10,205 | $109.09 | $1,113,263.45 |
DisclosureSEC source: 0001225208-22-011227 · doc4.xml · nonDerivative · entry 1 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 19:27 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 9,205 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-011166 · doc4.xml · derivative · entry 6 Embree Tracy A · CIK 0001629977 · President - Distribution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,205 Underlying: Common · 9,205 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.