Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Director | November 16, 2022 | November 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date November 16, 2022 · Filed November 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 1,642 |
Reported balance
After 2022-11-16 transaction · row 1
1 source rowRow 1 · 2022-11-16 · Sale · Disposed 3,200 · Balance 1,642 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.19 - $249.3807. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.19 - $249.3807. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2022 Filed Nov 16, 2022 21:24 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,200 | $249.34 | $797,887.04 |
DisclosureSEC source: 0001225208-22-011727 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.19 - $249.3807. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| May 25, 2022 Filed May 25, 2022 18:22 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,560 | $199.62 | $311,407.20 |
DisclosureSEC source: 0001225208-22-007375 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,842 Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006871 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,402 Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 17:43 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,000 | $203.99 | $203,993.70 |
DisclosureSEC source: 0001225208-22-003521 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:33 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,100 | $237.56 | $498,873.48 |
DisclosureSEC source: 0001225208-21-013828 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $237.5104 - $237.6300. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| May 11, 2021 Filed May 13, 2021 16:00 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008101 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,620 Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007532 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,045 Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008096 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,063 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:18 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 595 | $147.86 | $87,973.73 |
DisclosureSEC source: 0001567619-18-006550 · doc1.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,157 Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:03 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008911 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,752 Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 19:02 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,633 | $159.27 | $260,084.64 |
DisclosureSEC source: 0001225208-17-013649 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,814 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.2506 - $159.2735. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| May 09, 2017 Filed May 9, 2017 20:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009389 · doc4.xml · nonDerivative · entry 1 ChangDiaz Franklin R · CIK 0001478314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,447 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.