Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Director | May 12, 2026 | May 13, 2026 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | December 30, 2016 | January 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 5,378.9939 |
Reported balance
After 2026-05-12 transaction · row 1
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 306 · Balance 5,378.9939 |
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 30, 2016 · Filed January 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,245 |
Reported balance
After 2016-12-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-30 · Grant · Acquired 96 · Balance 18,245 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,610 |
Reported balance
After 2016-12-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-30 · Grant · Acquired 365 · Balance 18,610 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2026 Filed May 13, 2026 14:44 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005227 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,378.9939 Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:48 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 595 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005168 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072.9939 Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:13 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 0.11 | $356.64 | $39.23 |
DisclosureSEC source: 0001225208-24-009900 · doc4.xml · nonDerivative · entry 2 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,477.9939 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:13 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,945 | $358.55 | $1,773,042.61 |
DisclosureSEC source: 0001225208-24-009900 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,478.1039 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $358.4500 - $358.7300. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| May 14, 2024 Filed May 17, 2024 18:56 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 604 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006171 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,423.1039 F1 · balance_after: Includes 631.1029 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 09, 2023 Filed May 11, 2023 00:57 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005732 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,188 Read SEC document |
| November 16, 2022 Filed Nov 16, 2022 18:14 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 950 | $250.30 | $237,786.05 |
DisclosureSEC source: 0001225208-22-011717 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,431 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250.26 - $250.49. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006872 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,381 Read SEC document |
| November 17, 2021 Filed Nov 22, 2021 20:23 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,000 | $233.81 | $233,810.00 |
DisclosureSEC source: 0001225208-21-014034 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,499 Read SEC document |
| May 11, 2021 Filed May 13, 2021 16:00 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008102 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,499 Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007533 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,924 Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008097 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,942 Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:03 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008912 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,036 Read SEC document |
| May 09, 2017 Filed May 9, 2017 20:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009390 · doc4.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,098 Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000043 · primarydocument.xml · derivative · entry 2 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,610 Underlying: Common Stock · 365 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 17:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 96 | $165.99 Strike: $0.00 | $15,935.04 |
DisclosureSEC source: 0001562180-17-000043 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,245 Underlying: Common Stock · 96 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 16:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 95 | $168.02 Strike: $0.00 | $15,961.90 |
DisclosureSEC source: 0001562180-16-003819 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 19:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 98 | $162.22 Strike: $0.00 | $15,897.56 |
DisclosureSEC source: 0001562180-16-003636 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,060 Underlying: Common Stock · 98 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 100 | $158.67 Strike: $0.00 | $15,867.00 |
DisclosureSEC source: 0001562180-16-003539 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,967 Underlying: Common Stock · 100 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 160 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003439 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,871 Underlying: Common Stock · 160 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 17:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 104 | $153.69 Strike: $0.00 | $15,983.76 |
DisclosureSEC source: 0001562180-16-003312 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,711 Underlying: Common Stock · 104 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 16:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 103 | $154.45 Strike: $0.00 | $15,908.35 |
DisclosureSEC source: 0001562180-16-003244 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,610 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 19:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 100 | $158.85 Strike: $0.00 | $15,885.00 |
DisclosureSEC source: 0001562180-16-003174 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,507 Underlying: Common Stock · 100 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 17:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 102 | $155.66 Strike: $0.00 | $15,877.32 |
DisclosureSEC source: 0001562180-16-003150 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,408 Underlying: Common Stock · 102 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 31, 2016 Filed Sep 1, 2016 16:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 100 | $158.88 Strike: $0.00 | $15,888.00 |
DisclosureSEC source: 0001562180-16-003073 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,305 Underlying: Common Stock · 100 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 15, 2016 Filed Aug 16, 2016 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 98 | $161.88 Strike: $0.00 | $15,864.24 |
DisclosureSEC source: 0001562180-16-003009 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,202 Underlying: Common Stock · 98 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 20:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 147 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002948 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,104 Underlying: Common Stock · 147 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 29, 2016 Filed Aug 1, 2016 17:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 99 | $160.62 Strike: $0.00 | $15,901.38 |
DisclosureSEC source: 0001562180-16-002871 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,958 Underlying: Common Stock · 99 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 15, 2016 Filed Jul 18, 2016 18:33 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 100 | $159.78 Strike: $0.00 | $15,978.00 |
DisclosureSEC source: 0001562180-16-002802 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,860 Underlying: Common Stock · 100 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 30, 2016 Filed Jul 1, 2016 19:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 105 | $151.78 Strike: $0.00 | $15,936.90 |
DisclosureSEC source: 0001562180-16-002745 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,762 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 15, 2016 Filed Jun 16, 2016 18:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 106 | $150.68 Strike: $0.00 | $15,972.08 |
DisclosureSEC source: 0001562180-16-002641 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,659 Underlying: Common Stock · 106 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 00:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 9,656 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002608 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,656 Underlying: Common Stock · 9,656 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for # of these units on 06/08/2017, # of these units on 06/08/2018, # of these units on 06/08/2019, and # of these units on 06/08/2020. Read SEC document |
| May 31, 2016 Filed Jun 1, 2016 14:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 103 | $153.74 Strike: $0.00 | $15,835.22 |
DisclosureSEC source: 0001562180-16-002443 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,553 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 13, 2016 Filed May 16, 2016 16:45 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 108 | $147.72 Strike: $0.00 | $15,953.76 |
DisclosureSEC source: 0001562180-16-002349 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,458 Underlying: Common Stock · 108 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 06, 2016 Filed May 9, 2016 19:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002232 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,351 Underlying: Common Stock · 154 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 29, 2016 Filed May 2, 2016 20:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 109 | $145.94 Strike: $0.00 | $15,907.46 |
DisclosureSEC source: 0001562180-16-002194 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 Underlying: Common Stock · 109 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 20, 2016 Filed Apr 21, 2016 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $146.84 | $102,788.00 |
DisclosureSEC source: 0001562180-16-002141 · primarydocument.xml · nonDerivative · entry 3 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979.7456 Read SEC document |
| April 20, 2016 Filed Apr 21, 2016 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,700 | $146.83 | $396,441.27 |
DisclosureSEC source: 0001562180-16-002141 · primarydocument.xml · nonDerivative · entry 2 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,679.7456 Read SEC document |
| April 20, 2016 Filed Apr 21, 2016 19:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $146.83 | $73,415.00 |
DisclosureSEC source: 0001562180-16-002141 · primarydocument.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,379.7456 Read SEC document |
| April 15, 2016 Filed Apr 18, 2016 16:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 105 | $151.72 Strike: $0.00 | $15,930.60 |
DisclosureSEC source: 0001562180-16-002121 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,095 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 31, 2016 Filed Apr 1, 2016 20:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 105 | $151.45 Strike: $0.00 | $15,902.25 |
DisclosureSEC source: 0001562180-16-002051 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,991 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 15, 2016 Filed Mar 16, 2016 15:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 3,577 | $142.96 Strike: $0.00 | $511,367.92 |
DisclosureSEC source: 0001562180-16-001973 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,888 Underlying: Common Stock · 3,577 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 29, 2016 Filed Mar 1, 2016 21:59 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 121 | $131.03 Strike: $0.00 | $15,854.63 |
DisclosureSEC source: 0001562180-16-001848 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,321 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 10, 2016 Filed Feb 11, 2016 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,050 | $123.11 | $498,605.22 |
DisclosureSEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 4 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,742.756 Read SEC document |
| February 10, 2016 Filed Feb 11, 2016 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $123.11 | $24,622.00 |
DisclosureSEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 3 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,792.756 Read SEC document |
| February 10, 2016 Filed Feb 11, 2016 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $123.10 | $86,170.00 |
DisclosureSEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 2 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,992.756 Read SEC document |
| February 10, 2016 Filed Feb 11, 2016 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $123.07 | $49,228.00 |
DisclosureSEC source: 0001562180-16-001609 · primarydocument.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,692.756 Read SEC document |
| February 08, 2016 Filed Feb 9, 2016 21:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 124 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001559 · primarydocument.xml · derivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,205 Underlying: Common Stock · 124 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,687 | $124.49 | $458,994.63 |
DisclosureSEC source: 0001562180-16-001468 · primarydocument.xml · nonDerivative · entry 2 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,083.007 Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001468 · primarydocument.xml · nonDerivative · entry 1 Di Leo Allen Bruno V · CIK 0001538976 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,770.007 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.