Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COCA COLA COKO · Entity 2806 | Director | April 01, 2024 | April 03, 2024 |
| CUMMINS INCCMI · Entity 2961 | Director | February 25, 2022 | February 28, 2022 |
| ENTERGY CORP /DE/ETR · Entity 221 | Director | March 08, 2023 | March 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COCA COLA CO
Report date April 01, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 89,216.2924 |
Reported balance
After 2024-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-04-01 · Grant · Acquired 3,280.3018 · Balance 89,216.2924 F1: Each phantom share unit is economically equivalent to one share of Common Stock. F2: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2024 compensation, which may include voluntary deferred compensation. F3: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4: This number includes phantom share units accrued through April 1, 2024 under the Directors' Plan as a result of crediting phantom dividends. |
| Common Stock, $.25 Par ValueSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom share unit is economically equivalent to one share of Common Stock.
F2: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2024 compensation, which may include voluntary deferred compensation.
F3: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board.
F4: This number includes phantom share units accrued through April 1, 2024 under the Directors' Plan as a result of crediting phantom dividends.
CUMMINS INC
Report date February 25, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 32,931.9234 |
Reported balance
After 2022-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-25 · Sale · Disposed 263 · Balance 32,931.9234 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.91 - $204.35. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2: Includes 205.4058 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.91 - $204.35. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2: Includes 205.4058 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
ENTERGY CORP /DE/
Report date March 08, 2023 · Filed March 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,388 |
Reported balance
After 2023-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-08 · Sale · Disposed 213 · Balance 7,388 F1: Includes 5 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $103.81 to $.103.8204. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 5 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan.
F2: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $103.81 to $.103.8204. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2024 Filed Apr 3, 2024 18:18 UTC | COCA COLA CO KO · Entity 2806 | GrantPhantom Share Units · Derivative | 3,280.3018 | $60.97 Strike: $0.00 | $200,000.00 |
DisclosureSEC source: 0001127602-24-012136 · form4.xml · derivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,216.2924 Underlying: Common Stock, $.25 Par Value · 3,280.3018 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock. F2 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2024 compensation, which may include voluntary deferred compensation. F3 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F3 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4 · balance_after: This number includes phantom share units accrued through April 1, 2024 under the Directors' Plan as a result of crediting phantom dividends. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 18:14 UTC | COCA COLA CO KO · Entity 2806 | GrantPhantom Share Units · Derivative | 3,222.6877 | $62.06 Strike: $0.00 | $200,000.00 |
DisclosureSEC source: 0001127602-23-012091 · form4.xml · derivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,626.4577 Underlying: Common Stock, $.25 Par Value · 3,222.6877 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock. F2 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2023 compensation, which may include voluntary deferred compensation. F3 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F3 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4 · balance_after: This number includes phantom share units accrued through December 15, 2022 under the Directors' Plan as a result of crediting phantom dividends. Read SEC document |
| March 08, 2023 Filed Mar 9, 2023 01:41 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 213 | $103.82 | $22,113.66 |
DisclosureSEC source: 0001062993-23-006339 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,388 F1 · price: Includes 5 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. F2 · balance_after: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $103.81 to $.103.8204. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 22:02 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005328 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,596 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 22:41 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 189 | $108.64 | $20,532.96 |
DisclosureSEC source: 0001062993-23-004443 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,383 F1 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:19 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-023200 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,568 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 20:18 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 190 | $116.56 | $22,146.40 |
DisclosureSEC source: 0001062993-22-019309 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,379 F1 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:36 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-018997 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,565 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:19 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 161 | $120.35 | $19,376.35 |
DisclosureSEC source: 0001062993-22-018484 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,375 F1 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 22:16 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014061 · form4.xml · nonDerivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,532 F2 · kind: Reflects phantom stock units acquired under Entergy's Service Recognition Program and each phantom stock unit is the economic equivalent of one share of Entergy common stock. The phantom stock units are vested at the time of grant and will be settled in shares of Entergy common stock after separation of service from Entergy's Board of Directors. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 22:16 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014061 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,867 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 18:50 UTC | COCA COLA CO KO · Entity 2806 | GrantPhantom Share Units · Derivative | 3,198.9763 | $62.52 Strike: $0.00 | $200,000.00 |
DisclosureSEC source: 0001127602-22-011438 · form4.xml · derivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,707.6598 Underlying: Common Stock, $.25 Par Value · 3,198.9763 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock. F3 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2022 compensation, which may include voluntary deferred compensation. F4 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F5 · balance_after: This number includes phantom share units accrued through April 1, 2022 under the Directors' Plan as result of crediting phantom dividends. Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 21:35 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 185 | $108.87 | $20,140.95 |
DisclosureSEC source: 0001062993-22-007330 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,706 F1 · balance_after: Includes 5 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:36 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006338 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,886 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 17:43 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 263 | $204.08 | $53,673.04 |
DisclosureSEC source: 0001225208-22-003520 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,931.9234 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.91 - $204.35. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2 · balance_after: Includes 205.4058 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 21:09 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 193 | $105.18 | $20,299.74 |
DisclosureSEC source: 0001062993-21-012530 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,701 F1 · balance_after: Includes 5 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:39 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-012043 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,889 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:08 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 176 | $102.81 | $18,094.56 |
DisclosureSEC source: 0001062993-21-010704 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,696 F1 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergys dividend reinvestment plan. Read SEC document |
| November 05, 2021 Filed Nov 12, 2021 19:33 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,950 | $236.58 | $461,327.88 |
DisclosureSEC source: 0001225208-21-013829 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,989.5176 F1 · balance_after: Includes 365.0423 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:06 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-030207 · form4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,868 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 186 | $109.00 | $20,274.00 |
DisclosureSEC source: 0000065984-21-000245 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,692 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $109.00 to $109.01. The reporting person undertakes to provide to Entergy Corporation, any security holder of Entergy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy Corporation's dividend reinvestment plan. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:26 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-21-000193 · edgar.xml · nonDerivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,874 F2 · kind: Reflects phantom stock units acquired under Entergy's Service Recognition Program and each phantom stock unit is the economic equivalent of one share of Entergy common stock. The phantom stock units are vested at the time of grant and will be settled in shares of Entergy common stock after separation of service from Entergy's Board of Directors. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:26 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-21-000193 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,109 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| May 11, 2021 Filed May 13, 2021 16:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008106 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,574.4753 F1 · balance_after: Includes 811.5367 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| April 30, 2021 Filed May 4, 2021 21:41 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 221 | $108.65 | $24,011.65 |
DisclosureSEC source: 0000065984-21-000177 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,923 F1 · balance_after: Includes 5 shares of Entergy Corporation common stock acquired through Entergy Corporation's dividend reinvestment plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:39 UTC | COCA COLA CO KO · Entity 2806 | GrantPhantom Stock Units · Derivative | 3,787.1615 | $52.81 Strike: $0.00 | $200,000.00 |
DisclosureSEC source: 0001127602-21-013108 · form4.xml · derivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,294.3348 Underlying: Common Stock, $.25 Par Value · 3,787.1615 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock. F2 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2021 compensation, which may include voluntary deferred compensation. F3 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F3 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4 · balance_after: This number includes phantom share units accrued through April 1, 2021 under the Directors' Plan as result of crediting phantom dividends. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 21:11 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-21-000110 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,139 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 21:12 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 178 | $105.72 | $18,818.16 |
DisclosureSEC source: 0000065984-20-000330 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,918 F1 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy Corporation's dividend reinvestment plan. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:48 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000316 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,092 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| September 09, 2020 Filed Sep 10, 2020 20:17 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 196 | $98.30 | $19,266.80 |
DisclosureSEC source: 0000065984-20-000254 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,914 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $98.25 to $98.35. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. F2 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| August 31, 2020 Filed Sep 2, 2020 21:52 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000243 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,106 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 17:10 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 189 | $104.22 | $19,697.58 |
DisclosureSEC source: 0000065984-20-000220 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 F1 · balance_after: Includes 4 shares of Entergy Corporation common stock acquired through Entergy's dividend reinvestment plan. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 20:24 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 156 | $102.86 | $16,046.16 |
DisclosureSEC source: 0000065984-20-000187 · edgar.xml · nonDerivative · entry 3 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,095 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:24 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000187 · edgar.xml · nonDerivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,251 F3 · kind: Reflects phantom stock units acquired under Entergy's Service Recognition Program and each phantom stock unit is the economic equivalent of one share of Entergy common stock. The phantom stock units are vested at the time of grant and will be settled in shares of Entergy common stock after separation of service from Entergy's Board of Directors. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:24 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000187 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,471 F1 · kind: Acquired under Entergy Corporation's Director Stock Program. F2 · balance_after: Includes 4 shares of Entergy common stock acquired pursuant to Entergy's dividend reinvestment plan. Read SEC document |
| May 12, 2020 Filed May 13, 2020 12:49 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007536 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,187.9386 F1 · balance_after: Includes 959.0080 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:18 UTC | COCA COLA CO KO · Entity 2806 | GrantPhantom Stock Units · Derivative | 4,680.5523 | $42.73 Strike: $0.00 | $200,000.00 |
DisclosureSEC source: 0001127602-20-013019 · form4.xml · derivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,263.8312 Underlying: Common Stock, $.25 Par Value · 4,680.5523 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock. F2 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2020 (the "Directors' Plan") for 2020 compensation, which may include voluntary deferred compensation. F3 · derivative.exercise_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F3 · derivative.expiration_date: The phantom share units credited under the Directors' Plan are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4 · balance_after: This number includes phantom share units accrued through April 1, 2020 under the Directors' Plan as result of crediting phantom dividends. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:26 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 156 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-20-000089 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,278 F1 · kind: Acquired under Entergy Corporation's 2019 Omnibus Incentive Plan. F2 · balance_after: Includes 4 shares of Entergy common stock acquired pursuant to Entergy Corporation's dividend reinvestment program. Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 22:51 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 153 | $130.25 | $19,928.25 |
DisclosureSEC source: 0000065984-20-000074 · edgar.xml · nonDerivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,118 Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:51 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 370 | $131.69 | $48,725.30 |
DisclosureSEC source: 0000065984-20-000074 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,271 F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $131.43 to $131.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:43 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000332 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,641 F1 · kind: Acquired under Entergy Corporation's 2019 Omnibus Incentive Plan. F2 · balance_after: Includes 4 shares of Entergy common stock acquired pursuant to Entergy Corporation's dividend reinvestment program. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:28 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000285 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,470 F1 · kind: Acquired under Entergy Corporation's 2019 Omnibus Incentive Plan. F2 · balance_after: Includes 4 shares of Entergy common stock acquired pursuant to Entergy Corporation's dividend reinvestment program. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 23:31 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 825 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000213 · edgar.xml · nonDerivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,297 F2 · kind: Reflects phantom stock units acquired under Entergy Corporation's Service Recognition Program and each phantom stock unit is the economic equivalent of one share of Entergy common stock. The phantom stock units are vested at the time of grant and will be settled in shares of Entergy common stock after separation of service from Entergy's Board of Directors. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 23:31 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 187 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000213 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,472 F1 · kind: Acquired under Entergy Corporation's 2019 Omnibus Incentive Plan. Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008090 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,246.9306 F1 · balance_after: Includes 224.0616 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 03, 2019 Filed May 6, 2019 21:51 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 195 | $96.90 | $18,895.50 |
DisclosureSEC source: 0000065984-19-000181 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285 F1 · balance_after: Includes 4 shares of Entergy common stock acquired pursuant to Entergy Corporation's dividend reinvestment plan. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:52 UTC | COCA COLA CO KO · Entity 2806 | GrantPhantom Stock Units · Derivative | 4,266.2116 | $46.88 Strike: $0.00 | $200,000.00 |
DisclosureSEC source: 0001127602-19-014661 · form4.xml · derivative · entry 2 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,602.9754 Underlying: Common Stock, $.25 Par Value · 4,266.2116 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom share unit is economically equivalent to one share of Common Stock. F3 · shares: Phantom share units credited to the reporting person under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") for 2019 compensation, which may include voluntary deferred compensation. F4 · derivative.exercise_date: The phantom share units credited under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F4 · derivative.expiration_date: The phantom share units credited under The Coca-Cola Company Directors' Plan effective January 1, 2013 (the "Directors' Plan") are settled in cash the later of (i) January 15 of the year following the year in which the reporting person leaves the Board, or (ii) six months following the date on which the reporting person leaves the Board. F5 · balance_after: This number includes phantom share units accrued through April 1, 2019 under the Directors' Plan as result of crediting phantom dividends. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 19:57 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | GrantCommon Stock | 195 | $0.00 | $0.00 |
DisclosureSEC source: 0000065984-19-000092 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,476 F1 · kind: Acquired under Entergy Corporation's 2015 Equity Ownership Plan. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:30 UTC | ENTERGY CORP /DE/ ETR · Entity 221 | SaleCommon Stock | 209 | $92.53 | $19,338.77 |
DisclosureSEC source: 0000065984-19-000078 · edgar.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,281 F1 · balance_after: Includes 5 shares of Entergy common stock acquired pursuant to the Entergy Corporation dividend reinvestment plan. Read SEC document |
| February 12, 2019 Filed Feb 12, 2019 20:44 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 423 | $150.12 | $63,499.11 |
DisclosureSEC source: 0001225208-19-002272 · doc4.xml · nonDerivative · entry 1 HERMAN ALEXIS M · CIK 0001198691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,116.869 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.05 - $150.15. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2 · balance_after: Includes 471.3386 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.