Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | V.P. - CAO | March 01, 2021 | March 03, 2021 |
| Duke Energy CORPDUK · Entity 2925 | Director | May 07, 2020 | May 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 23,583 |
Ending reported balance
After 2021-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-01 · Grant · Acquired 3,432 · Balance 24,603 Row 2 · 2021-03-01 · Tax withholding · Disposed 1,020 · Balance 23,583 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 300.04 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 300.04 F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 22,310 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,310 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 10,280 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,280 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 15,990 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 15,990 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 8,190 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 8,190 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 14,380 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 14,380 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 10,860 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 10,860 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 15,420 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 15,420 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Duke Energy CORP
Report date May 07, 2020 · Filed May 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Savings Plan Restricted Stock Unit DeferralsSEC Table II · derivative / convertible security | Direct | 3,852 |
Reported balance
After 2020-05-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-07 · Grant · Acquired 1,992.28 · Balance 3,852 F1: Converts to Common Stock on a 1-for-1 basis. F2: Generally payable upon reporting person's termination of service. F3: Expiration date not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Converts to Common Stock on a 1-for-1 basis.
F2: Generally payable upon reporting person's termination of service.
F3: Expiration date not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,020 | $262.98 | $268,239.60 |
DisclosureSEC source: 0001225208-21-004438 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,583 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004438 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,603 Read SEC document |
| May 07, 2020 Filed May 8, 2020 19:19 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,992.28 | $80.31 | $160,000.01 |
DisclosureSEC source: 0001326160-20-000136 · wf-form4_158897992556946.xml · derivative · entry 1 ROSE MARYA M · CIK 0001238889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852 Underlying: Common Stock · 1,992.28 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 15,990 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006260 · doc4.xml · derivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,990 Underlying: Common · 15,990 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:09 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 2,082 | $151.29 | $314,985.78 |
DisclosureSEC source: 0001225208-20-004068 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,171 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:09 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 6,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004068 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,253 Read SEC document |
| November 14, 2019 Filed Jan 21, 2020 15:50 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000952 · doc5.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,373 Read SEC document |
| May 02, 2019 Filed May 6, 2019 16:40 UTC | Duke Energy CORP DUK · Entity 2925 | GrantDirector Savings Plan Restricted Stock Unit Deferrals · Derivative | 1,781.539 | $89.81 | $160,000.02 |
DisclosureSEC source: 0001326160-19-000139 · wf-form4_155717520503448.xml · derivative · entry 1 ROSE MARYA M · CIK 0001238889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782 Underlying: Common Stock · 1,781.539 shares Expires not disclosed F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:02 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 15,420 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006546 · doc4.xml · derivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,420 Underlying: Common · 15,420 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:28 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 304.401 | $89.53 | $27,253.02 |
DisclosureSEC source: 0001326160-19-000090 · wf-form4_155173488187262.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304.401 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,396 | $154.41 | $215,556.36 |
DisclosureSEC source: 0001225208-19-004541 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,373 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004541 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,769 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,970 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-18-016252 · doc4.xml · derivative · entry 4 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,970 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 10,970 | $155.00 | $1,700,350.00 |
DisclosureSEC source: 0001225208-18-016252 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,065 F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 14:11 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 10,970 | $111.84 | $1,226,884.80 |
DisclosureSEC source: 0001225208-18-016252 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,220 | $0.00 Strike: $119.77 | $0.00 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · derivative · entry 8 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,220 shares Expires 2021-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 7,350 | $0.00 Strike: $120.28 | $0.00 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · derivative · entry 7 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,350 shares Expires 2022-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 7,350 | $151.07 | $1,110,365.97 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 5 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,065 F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,220 | $151.07 | $788,586.44 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 4 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,415 F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,009 | $151.07 | $303,500.03 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,635 F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 5,220 | $119.77 | $625,199.40 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| October 08, 2018 Filed Oct 10, 2018 14:16 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 7,350 | $120.28 | $884,058.00 |
DisclosureSEC source: 0001225208-18-014510 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 7, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:27 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 10,860 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007460 · doc4.xml · derivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,860 Underlying: Common · 10,860 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 640 | $160.89 | $102,969.60 |
DisclosureSEC source: 0001225208-18-005237 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,074 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005237 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,714 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 15:14 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013956 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,565 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 14,380 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008952 · doc4.xml · derivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,380 Underlying: Common · 14,380 shares Expires 2027-04-03 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 771 | $152.85 | $117,847.35 |
DisclosureSEC source: 0001225208-17-005854 · doc4.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,345 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005854 · doc4.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,116 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:25 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,450 | $0.00 Strike: $58.12 | $0.00 |
DisclosureSEC source: 0001140361-16-086559 · doc1.xml · derivative · entry 5 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,450 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:25 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 10 | $137.01 | $1,370.10 |
DisclosureSEC source: 0001140361-16-086559 · doc1.xml · nonDerivative · entry 3 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,743 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:25 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,440 | $136.40 | $741,996.42 |
DisclosureSEC source: 0001140361-16-086559 · doc1.xml · nonDerivative · entry 2 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,753 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.98 - $136.68. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:25 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 5,450 | $58.12 | $316,726.75 |
DisclosureSEC source: 0001140361-16-086559 · doc1.xml · nonDerivative · entry 1 ROSE MARYA M · CIK 0001238889 · V.P. - CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.