Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Senior Vice President | August 23, 2024 | September 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date August 23, 2024 · Filed September 13, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 75,738 |
Reported balance
After 2024-08-23 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-08-23 · Sale · Disposed 11,876 · Balance 75,738 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2: Total holdings in Column 5 have been adjusted to reflect an inadvertent error in prior Form 4s. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2: Total holdings in Column 5 have been adjusted to reflect an inadvertent error in prior Form 4s.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Atmus Filtration Technologies Inc.
Report date March 18, 2024 · Filed March 19, 2024
Section 16 reporting ended · disclosed 2024-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Commmon StockSEC Table I · non-derivative | Direct | 4,012 |
Reported balance
After 2024-03-18 transaction · row 1
1 source rowRow 1 · 2024-03-18 · Other · Acquired 4,012 · Balance 4,012 F1: Represents shares of Issuer common stock acquired by the Reporting Person in the offer by Cummins Inc. ("Cummins") to exchange up to 67,054,726 shares of Issuer common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by the Issuer with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024. F2: Pursuant to the Exchange Offer, the Reporting Person acquired 4,012 shares of Issuer common stock in exchange for 333.5447 shares of Cummins common stock accepted in the Exchange Offer, based on the final exchange ratio of 12.0298 shares of Issuer common stock per share of Cummins common stock accepted in the Exchange Offer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Issuer common stock acquired by the Reporting Person in the offer by Cummins Inc. ("Cummins") to exchange up to 67,054,726 shares of Issuer common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by the Issuer with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.
F2: Pursuant to the Exchange Offer, the Reporting Person acquired 4,012 shares of Issuer common stock in exchange for 333.5447 shares of Cummins common stock accepted in the Exchange Offer, based on the final exchange ratio of 12.0298 shares of Issuer common stock per share of Cummins common stock accepted in the Exchange Offer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2024 Filed Aug 27, 2024 22:54 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 24,250 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-24-008258 · doc4.xml · derivative · entry 7 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 24,250 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:54 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 11,876 | $308.23 | $3,660,537.10 |
DisclosureSEC source: 0001225208-24-008258 · doc4.xml · nonDerivative · entry 5 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,442.4553 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:54 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 7,800 | $307.49 | $2,398,421.22 |
DisclosureSEC source: 0001225208-24-008258 · doc4.xml · nonDerivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,318.4553 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $306.8850 - $307.8700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:54 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,174 | $309.51 | $1,291,885.14 |
DisclosureSEC source: 0001225208-24-008258 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,118.4553 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $308.9600 - $309.9582. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:54 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 400 | $310.08 | $124,032.00 |
DisclosureSEC source: 0001225208-24-008258 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,292.4553 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $310.0200 - $310.1900. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:54 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 24,250 | $109.09 | $2,645,432.50 |
DisclosureSEC source: 0001225208-24-008258 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,692.4553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Sep 13, 2024 18:45 UTC Amendment | CUMMINS INC CMI · Entity 2961 | SaleCommon | 11,876 | $308.23 | $3,660,537.10 |
DisclosureSEC source: 0001225208-24-008692 · doc4a.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,738 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $307.8984 - $308.7920. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. F2 · balance_after: Total holdings in Column 5 have been adjusted to reflect an inadvertent error in prior Form 4s. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 20:31 UTC | CUMMINS INC CMI · Entity 2961 | OtherCommon | 333.5447 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004314 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,442.4553 F1 · kind: Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051 ) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024. F2 · price: Pursuant to the Exchange Offer, the Reporting Person disposed of 333.5447 shares of Cummins common stock in exchange for 4,012 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer. Read SEC document |
| March 18, 2024 Filed Mar 19, 2024 16:51 UTC | Atmus Filtration Technologies Inc. ATMU · Entity 4079 | OtherCommmon Stock | 4,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-24-000712 · form4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,012 F1 · kind: Represents shares of Issuer common stock acquired by the Reporting Person in the offer by Cummins Inc. ("Cummins") to exchange up to 67,054,726 shares of Issuer common stock for outstanding shares of Cummins common stock that were validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by the Issuer with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024. F2 · price: Pursuant to the Exchange Offer, the Reporting Person acquired 4,012 shares of Issuer common stock in exchange for 333.5447 shares of Cummins common stock accepted in the Exchange Offer, based on the final exchange ratio of 12.0298 shares of Issuer common stock per share of Cummins common stock accepted in the Exchange Offer. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:58 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 4,791 | $270.26 | $1,294,815.66 |
DisclosureSEC source: 0001225208-24-003757 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,776 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:58 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,959 | $270.26 | $529,439.34 |
DisclosureSEC source: 0001225208-24-003757 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,567 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:58 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 10,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003757 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,526 Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 15,420 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · derivative · entry 8 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,420 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,860 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · derivative · entry 7 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,860 shares Expires 2028-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 11,170 | $0.00 Strike: $136.82 | $0.00 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · derivative · entry 6 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 11,170 shares Expires 2025-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 37,450 | $265.05 | $9,926,291.03 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,741 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $265.00 - $265.38. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 10,860 | $160.10 | $1,738,686.00 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 11,170 | $136.82 | $1,528,279.40 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2024 Filed Feb 21, 2024 19:12 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 15,420 | $163.43 | $2,520,090.60 |
DisclosureSEC source: 0001225208-24-002586 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010651 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,741 F1 · shares: Earned performance-based restricted stock units that vest 3/1/2024 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,963 | $249.21 | $489,199.23 |
DisclosureSEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,333 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,496 | $249.21 | $372,818.16 |
DisclosureSEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,296 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,792 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003233 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,383 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 16:19 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012468 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,685 F1 · shares: Earned performance-based restricted stock units that vest 3/1/2023. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 7,610 | $0.00 Strike: $149.34 | $0.00 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · derivative · entry 12 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 7,610 shares Expires 2024-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 7,610 | $250.06 | $1,902,934.53 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 8 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,276 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.66. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 7,610 | $149.34 | $1,136,477.40 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 7 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,300 | $0.00 Strike: $149.34 | $0.00 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · derivative · entry 11 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,610 Underlying: Common · 1,300 shares Expires 2024-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 6,404 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · derivative · entry 10 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,404 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,787 | $247.31 | $936,549.72 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 6 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,276 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $247.08 - $247.63. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,617 | $246.45 | $398,508.52 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 5 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,063 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $246.02 - $246.98. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,300 | $250.05 | $325,068.51 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,680 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.15. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,000 | $245.10 | $245,104.00 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,980 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $245 - $245.18. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,300 | $149.34 | $194,142.00 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:39 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 6,404 | $111.84 | $716,223.36 |
DisclosureSEC source: 0001225208-22-011669 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,680 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,000 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-22-011568 · doc4.xml · derivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,404 Underlying: Common · 5,000 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,000 | $239.07 | $1,195,358.00 |
DisclosureSEC source: 0001225208-22-011568 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,276 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $238.87 - $239.38. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 5,000 | $111.84 | $559,200.00 |
DisclosureSEC source: 0001225208-22-011568 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:46 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 516 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-22-009851 · doc4.xml · derivative · entry 6 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,404 Underlying: Common · 516 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:46 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,350 | $230.19 | $1,001,326.50 |
DisclosureSEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,276 Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:46 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 516 | $230.05 | $118,705.95 |
DisclosureSEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,626 Read SEC document |
| August 26, 2022 Filed Aug 30, 2022 20:46 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 516 | $111.84 | $57,709.44 |
DisclosureSEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 20:46 UTC | CUMMINS INC CMI · Entity 2961 | OtherCommon | 854.3562 | $228.97 | $195,621.94 |
DisclosureSEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 5 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 2,252.9938 F1 · kind: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known. F1 · shares: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known. F1 · price: The reporting person made an intra-plan transfer of $195,621.93 out of the Cummins Stock Fund under the Company's 401(k) plan, with the number of shares equal to such amount divided by $228.97, which was the closing price on the date of the transaction. Because the Stock Fund is a unitized account, the actual number of shares and share price is not known. F2 · balance_after: Includes 95.28 shares acquired under the 401(k) plan since the reporting person's last Form 4. F3 · ownership.nature: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. Read SEC document |
| August 17, 2022 Filed Aug 30, 2022 20:46 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 1,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009851 · doc4.xml · nonDerivative · entry 1 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,626 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,307 | $196.07 | $256,263.49 |
DisclosureSEC source: 0001225208-22-004073 · doc4.xml · nonDerivative · entry 6 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,424 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,257 | $196.07 | $246,459.99 |
DisclosureSEC source: 0001225208-22-004073 · doc4.xml · nonDerivative · entry 5 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,731 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 815 | $196.07 | $159,797.05 |
DisclosureSEC source: 0001225208-22-004073 · doc4.xml · nonDerivative · entry 4 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,988 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004073 · doc4.xml · nonDerivative · entry 3 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,803 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004073 · doc4.xml · nonDerivative · entry 2 Satterthwaite Tony · CIK 0001438353 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,976 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.