Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | VP - Global Supply Chain & Mfg | March 01, 2021 | March 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date March 01, 2021 · Filed March 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 2,492.311 |
Ending reported balance
After 2021-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-01 · Grant · Acquired 1,104 · Balance 2,829.311 Row 2 · 2021-03-01 · Tax withholding · Disposed 337 · Balance 2,492.311 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 5,860 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,860 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 3,750 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,750 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 3,480 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,480 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 5,560 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 5,560 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 18:37 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 337 | $262.98 | $88,624.26 |
DisclosureSEC source: 0001225208-21-004445 · doc4.xml · nonDerivative · entry 2 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,492.311 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:37 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004445 · doc4.xml · nonDerivative · entry 1 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,829.311 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 5,860 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006247 · doc4.xml · derivative · entry 2 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,860 Underlying: Common · 5,860 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 548 | $151.29 | $82,906.92 |
DisclosureSEC source: 0001225208-20-004073 · doc4.xml · nonDerivative · entry 2 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725.311 F1 · kind: Tax withholding upon vesting of shares earned in prior periods based on Company financial performance. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004073 · doc4.xml · nonDerivative · entry 1 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273.311 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:00 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 5,560 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006533 · doc4.xml · derivative · entry 2 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 Underlying: Common · 5,560 shares Expires 2029-04-04 Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 3,480 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007447 · doc4.xml · derivative · entry 2 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,480 Underlying: Common · 3,480 shares Expires 2028-04-03 Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:20 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 3,750 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008939 · doc4.xml · derivative · entry 1 Anderson Peter William · CIK 0001698216 · VP - Global Supply Chain & Mfg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common · 3,750 shares Expires 2027-04-03 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.