LINEBARGER NORMAN THOMAS

SEC source: 0001060391-26-000246 · wk-form4_1784324906.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,504.71

Underlying: Common Stock · 10.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F2 · derivative.expiration_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

SEC source: 0001193125-26-261653 · ownership.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,481

SEC source: 0001193125-26-261653 · ownership.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,889

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one Common Share. The RSUs will vest 50% on each of the first two anniversaries of the grant date.

SEC source: 0001060391-26-000184 · wk-form4_1776470811.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,494.18

Underlying: Common Stock · 10.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F2 · derivative.expiration_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

SEC source: 0001060391-26-000036 · wk-form4_1768952268.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,483.47

Underlying: Common Stock · 10.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F2 · derivative.expiration_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

SEC source: 0001060391-26-000017 · wk-form4_1767743986.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common Stock · 1,095 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/02/2026 ("Date of Grant"), each non-management Director received an annual award of 1,095 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($210.20). The RSUs under this 01/02/2026 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2029), unless deferred by the Director, or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/02/2026 ("Date of Grant"), each non-management Director received an annual award of 1,095 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($210.20). The RSUs under this 01/02/2026 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2029), unless deferred by the Director, or the date on which the Director leaves the Board.

SEC source: 0001060391-25-000250 · wk-form4_1760735488.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,377.78

Underlying: Common Stock · 6.28 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F2 · derivative.expiration_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

SEC source: 0001060391-25-000193 · wk-form4_1752696821.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,371.5

Underlying: Common Stock · 5.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F2 · derivative.expiration_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

SEC source: 0000793952-25-000133 · wk-form4_1747429810.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,819

Underlying: Common Stock · 5,819 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-fo-1

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

SEC source: 0000793952-25-000133 · wk-form4_1747429810.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,065.58

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

SEC source: 0001060391-25-000151 · wk-form4_1744932197.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,365.73

Underlying: Common Stock · 5.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

F2 · derivative.expiration_date: Represents additional Restricted Stock Units (RSUs) accrued as dividends on outstanding RSU awards that will vest and be settled to the extent the RSU is vested and settles.

SEC source: 0001060391-25-000040 · wk-form4_1737153869.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

SEC source: 0001060391-25-000008 · wk-form4_1735951281.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 1,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: On 01/02/2025 ("Date of Grant"), each non-management Director received an annual award of 1,150 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($200.09). The RSUs under this 01/02/2025 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2028), unless deferred by the Director, or the date on which the Director leaves the Board.

F2 · derivative.expiration_date: On 01/02/2025 ("Date of Grant"), each non-management Director received an annual award of 1,150 Restricted Stock Units ("RSUs") pursuant to the Republic Services, Inc. 2021 Stock Incentive Plan. The grant was based on a value on the Date of Grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the Date of Grant ($200.09). The RSUs under this 01/02/2025 grant immediately vest; however, the Director cannot convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs (for this grant being 01/31/2028), unless deferred by the Director, or the date on which the Director leaves the Board.

SEC source: 0001060391-24-000301 · wk-form4_1729203227.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,204

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

SEC source: 0001060391-24-000253 · wk-form4_1721261894.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,201

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

SEC source: 0000793952-24-000135 · wk-form4_1716340526.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

F4 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0000793952-24-000135 · wk-form4_1716340526.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,650.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000793952-24-000119 · wk-form4_1716239897.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,190

Underlying: Common Stock · 8,190 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · derivative.exercise_price: 1-for-1

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended.

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).

SEC source: 0001060391-24-000183 · wk-form4_1713393800.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,198

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: Based on 1 on 1 conversion.

F2 · derivative.exercise_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

F2 · derivative.expiration_date: Dividends paid on the Restricted Stock Units awarded per the Republic Services, Inc. 2021 Stock Incentive Plan.

SEC source: 0001060391-24-000079 · wk-form4_1707436733.xml · derivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,195

Underlying: Common Stock · 1,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each non-management director is annually granted restricted stock units ("RSUs") as of the first business day in January. The grant is based on a value on the date of grant of $230,000, with the number of RSUs calculated based on the closing stock price of the Company's common stock on the date of grant. The RSUs immediately vest; however, the director cannot convert any of the RSUs to Company common stock - based on a 1 on 1 conversion - until the earlier of the last day of the month in which the three-year anniversary of the date of the award occurs unless deferred by the director or the date on which the director incurs a separation from service. For a newly appointed director, the RSU grant is prorated to the number of remaining days in the calendar year. After any quarter in which dividends are distributed to shareholders, the director receives additional RSU equivalents.

F2 · derivative.exercise_date: Reporting Person was appointed to the Company's Board of Directors on 02/06/2024. He was granted 1,195 RSUs as of 02/06/2024 ("Date of Grant"), based on the closing stock price of $173.68 as of the Date of Grant, and pursuant to the Company's 2021 Stock Incentive Plan. The RSUs are scheduled to convert to shares of the Company's common stock on 02/28/2027.

F2 · derivative.expiration_date: Reporting Person was appointed to the Company's Board of Directors on 02/06/2024. He was granted 1,195 RSUs as of 02/06/2024 ("Date of Grant"), based on the closing stock price of $173.68 as of the Date of Grant, and pursuant to the Company's 2021 Stock Incentive Plan. The RSUs are scheduled to convert to shares of the Company's common stock on 02/28/2027.

SEC source: 0000793952-23-000109 · wf-form4_168479137252413.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,331

Underlying: Common Stock · 4,331 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0000793952-23-000109 · wf-form4_168479137252413.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,238.58

F1 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

SEC source: 0000793952-23-000087 · wf-form4_168418675334504.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

F4 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.underlying_shares: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

SEC source: 0000793952-23-000087 · wf-form4_168418675334504.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,907.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-23-003259 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,095

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

SEC source: 0001225208-23-003259 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,683

SEC source: 0001225208-22-011927 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,287

SEC source: 0001225208-22-011710 · doc4.xml · derivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 54,809 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

SEC source: 0001225208-22-011710 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,338

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.91. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-011710 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

SEC source: 0001225208-22-011670 · doc4.xml · derivative · entry 11

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,809

Underlying: Common · 5,291 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 3

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,338

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250 - $250.16. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

SEC source: 0001225208-22-007339 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,398.71

Underlying: Common Stock · 2,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

SEC source: 0001225208-22-007339 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,316.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 8

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #4

Disclosed balance after: 0

F1 · kind: Return of shares upon the termination of the Grantor Retained Annuity Trust #4 by the reporting person.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 7

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #4

Disclosed balance after: 14,740

F4 · kind: Upon termination of the Grantor Retained Annuity Trust #4 by the reporting person, 5,098 shares were distributed to a trust for the reporting person's child, of which the reporting person is sole trustee.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 6

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT #4

Disclosed balance after: 19,838

F5 · kind: Upon termination of the Grantor Retained Annuity Trust #4 by the reporting person, 5,097 shares were distributed to a trust for the reporting person's child, of which the reporting person is sole trustee.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 5

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #2

Disclosed balance after: 21,929

F5 · kind: Upon termination of the Grantor Retained Annuity Trust #4 by the reporting person, 5,097 shares were distributed to a trust for the reporting person's child, of which the reporting person is sole trustee.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 4

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #1

Disclosed balance after: 21,930

F4 · kind: Upon termination of the Grantor Retained Annuity Trust #4 by the reporting person, 5,098 shares were distributed to a trust for the reporting person's child, of which the reporting person is sole trustee.

SEC source: 0001225208-22-011670 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,338

F1 · kind: Return of shares upon the termination of the Grantor Retained Annuity Trust #4 by the reporting person.

SEC source: 0001225208-22-007081 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,040.71

Underlying: Common Stock · 3,529 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-22-005338 · doc4.xml · derivative · entry 12

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 37,510 shares

Expires 2022-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

SEC source: 0001225208-22-005338 · doc4.xml · nonDerivative · entry 6

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,598

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.15 - $208.14. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-005338 · doc4.xml · nonDerivative · entry 5

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,119

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $205.01 - $205.89. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-005338 · doc4.xml · nonDerivative · entry 4

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,968

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.03 - $207.00. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-005338 · doc4.xml · nonDerivative · entry 3

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,747

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $208.15 - $209.01. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-005338 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,543

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $209.20 - $209.48. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

SEC source: 0001225208-22-005338 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2021.

SEC source: 0001225208-22-004067 · doc4.xml · nonDerivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,598

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.