Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | VP - Chief Technical Officer | March 01, 2023 | March 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 8,783.642 |
Ending reported balance
After 2023-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Grant · Acquired 1,026 · Balance 9,115.642 Row 2 · 2023-03-01 · Tax withholding · Disposed 332 · Balance 8,783.642 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| CommonSEC Table I · non-derivative | IndirectBy Spouse | 0.252 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0.252 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 5,330 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,330 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 3, 2023 19:27 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 332 | $249.21 | $82,737.72 |
DisclosureSEC source: 0001225208-23-003238 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,783.642 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:27 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003238 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,115.642 Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,235 | $0.00 Strike: $166.18 | $0.00 |
DisclosureSEC source: 0001225208-23-002646 · doc4.xml · derivative · entry 7 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,235 shares Expires 2029-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,085 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-23-002646 · doc4.xml · derivative · entry 6 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,085 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 20:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,352 | $252.77 | $594,511.98 |
DisclosureSEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 4 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,089.642 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $252.5600 - $253.1350. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 20:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 955 | $253.55 | $242,140.25 |
DisclosureSEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 3 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,441.642 Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,235 | $166.18 | $205,232.30 |
DisclosureSEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,396.642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2023 Filed Feb 23, 2023 20:28 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 3,085 | $163.43 | $504,181.55 |
DisclosureSEC source: 0001225208-23-002646 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,161.642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2022 Filed Dec 8, 2022 15:54 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012418 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0.252 F2 · balance_after: Includes 0.007 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| September 07, 2022 Filed Dec 8, 2022 15:54 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012418 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,076.642 F1 · balance_after: Includes 9.95 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 203 | $196.07 | $39,802.21 |
DisclosureSEC source: 0001225208-22-004074 · doc4.xml · nonDerivative · entry 4 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,984.692 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 71 | $196.07 | $13,920.97 |
DisclosureSEC source: 0001225208-22-004074 · doc4.xml · nonDerivative · entry 3 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,187.692 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 243 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004074 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,258.692 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004074 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,015.692 Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,390 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 14 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,390 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,960 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 13 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,960 shares Expires 2028-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,810 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 12 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,810 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,340 | $0.00 Strike: $136.82 | $0.00 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 11 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,340 shares Expires 2025-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 560 | $0.00 Strike: $149.34 | $0.00 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · derivative · entry 10 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 560 shares Expires 2024-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,343 | $235.53 | $1,258,418.62 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 8 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,403.692 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $235.0000 - $235.9500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,982 | $236.20 | $468,155.73 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 7 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,746.692 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $236.0100 - $236.3500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 35 | $234.69 | $8,214.15 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 6 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,728.692 Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 560 | $149.34 | $83,630.40 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 5 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,763.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,340 | $136.82 | $183,338.80 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 4 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,203.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,960 | $160.10 | $313,796.00 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 3 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,863.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 2,810 | $149.72 | $420,713.20 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,903.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:45 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 3,390 | $109.09 | $369,815.10 |
DisclosureSEC source: 0001225208-21-013847 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,093.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:35 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 196 | $262.98 | $51,544.08 |
DisclosureSEC source: 0001225208-21-004432 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703.692 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:35 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004432 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,899.692 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 5,330 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006253 · doc4.xml · derivative · entry 3 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,330 Underlying: Common · 5,330 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 413 | $151.29 | $62,482.77 |
DisclosureSEC source: 0001225208-20-004080 · doc4.xml · nonDerivative · entry 2 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275.692 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004080 · doc4.xml · nonDerivative · entry 1 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688.692 Read SEC document |
| October 16, 2019 Filed Oct 22, 2019 17:55 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 1,235 | $0.00 Strike: $166.18 | $0.00 |
DisclosureSEC source: 0001225208-19-013733 · doc4.xml · derivative · entry 3 Fier Walter J · CIK 0001791728 · VP - Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235 Underlying: Common · 1,235 shares Expires 2029-10-16 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.