person · Reporting owner
Freeland Richard Joseph
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Director · President & COO | April 04, 2019 | April 08, 2019 |
| Cooper-Standard Holdings Inc.CPS · Entity 5544 | Director | May 14, 2026 | May 18, 2026 |
| Hyliion Holdings Corp.HYLN · Entity 5333 | Director | February 11, 2026 | February 14, 2026 |
| VALVOLINE INCVVV · Entity 1678 | Director | May 14, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date April 04, 2019 · Filed April 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 37,000 |
Reported balance
After 2019-04-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-04 · Grant · Acquired 37,000 · Balance 37,000 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 48,500 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 48,500 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.84 · Expires 2023-04-02 | Direct | 16,450 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,450 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.77 · Expires 2021-05-02 | Direct | 8,150 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 8,150 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $120.28 · Expires 2022-04-02 | Direct | 11,030 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 11,030 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 22,340 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 22,340 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 12,290 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 12,290 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 31,270 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 31,270 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $154.20 · Expires 2024-07-16 | Direct | 1,960 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 1,960 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 26,070 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 26,070 |
| CommonSEC Table I · non-derivative | Direct | 6,671 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,671 |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,887.52 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,887.52 F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| CommonSEC Table I · non-derivative | IndirectBy GRAT #2 | 6,947 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,947 |
| CommonSEC Table I · non-derivative | IndirectBy Trust | 11,027 |
Reported balance
Holding disclosure · report date 2019-04-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 11,027 |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Cooper-Standard Holdings Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,937 |
Reported balance
After 2026-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 3,937 · Balance 3,937 F1: These are time-based restricted stock units (RSUs) granted to the reporting person on May 14, 2026, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated. F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: These are time-based restricted stock units (RSUs) granted to the reporting person on May 14, 2026, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated.
F2: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.
F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.
Hyliion Holdings Corp.
Report date February 11, 2026 · Filed February 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 283,774 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 60,976 · Balance 283,774 F1: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2024 Equity Incentive Plan. The RSU Award will vest on February 11, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2024 Equity Incentive Plan. The RSU Award will vest on February 11, 2027.
VALVOLINE INC
Report date May 14, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,112 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Purchase · Acquired 3,100 · Balance 16,112 F1: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were acquired in multiple transactions at prices ranging from $32.21 to $32.48, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock acquired at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were acquired in multiple transactions at prices ranging from $32.21 to $32.48, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock acquired at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 15, 2026 13:28 UTC | VALVOLINE INC VVV · Entity 1678 | PurchaseCommon Stock | 3,100 | $32.37 | $100,347.00 |
DisclosureSEC source: 0001327988-26-000004 · wk-form4_1778851697.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,112 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were acquired in multiple transactions at prices ranging from $32.21 to $32.48, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock acquired at each separate price within the range set forth in this footnote. Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:55 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 3,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-26-000099 · wk-form4_1779137701.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,937 Underlying: Common stock · 3,937 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 14, 2026, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Read SEC document |
| February 11, 2026 Filed Feb 14, 2026 00:01 UTC | Hyliion Holdings Corp. HYLN · Entity 5333 | GrantCommon Stock | 60,976 | $2.05 | $125,000.80 |
DisclosureSEC source: 0001628280-26-008249 · wk-form4_1771027278.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,774 F1 · acquired: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2024 Equity Incentive Plan. The RSU Award will vest on February 11, 2027. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:26 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2026 Restricted Stock Units · Derivative | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001327988-26-000002 · wk-form4_1769721979.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · shares: Represents annual award of restricted stock units pursuant to the Valvoline Inc. 2026 Omnibus Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 21:28 UTC | Hyliion Holdings Corp. HYLN · Entity 5333 | PurchaseCommon Stock | 65,000 | $1.57 | $102,050.00 |
DisclosureSEC source: 0001759631-25-000140 · wk-form4_1755811682.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,798 Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:03 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 7,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-25-000103 · wk-form4_1747684999.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,527 Underlying: Common stock · 7,527 shares Expires not disclosed F1 · security: These are restricted stock units (RSUs) granted to the reporting person on May 15, 2025, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 22:50 UTC | Hyliion Holdings Corp. HYLN · Entity 5333 | GrantCommon Stock | 59,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001759631-25-000038 · wk-form4_1740091795.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,798 F1 · acquired: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2024 Equity Incentive Plan. The RSU Award will vest on February 18, 2026. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 21:07 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2025 Restricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-25-000024 · wk-form4_1738271255.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. Read SEC document |
| May 16, 2024 Filed May 17, 2024 20:47 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 7,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-24-000094 · wk-form4_1715978854.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,693 Underlying: Common stock · 7,693 shares Expires not disclosed F1 · security: These are restricted stock units (RSUs) granted to the reporting person on May 16, 2024, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 23:11 UTC | Hyliion Holdings Corp. HYLN · Entity 5333 | GrantCommon Stock | 78,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001759631-24-000044 · wk-form4_1708038668.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,989 F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will vest on February 13, 2025. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 21:20 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2024 Restricted Stock Units · Derivative | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-24-000014 · wk-form4_1706563205.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,740 Underlying: Common Stock · 3,740 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 20:04 UTC | VALVOLINE INC VVV · Entity 1678 | PurchaseCommon Stock | 2,960 | $33.97 | $100,562.74 |
DisclosureSEC source: 0001674910-23-000102 · wk-form4_1693512287.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,012 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were acquired in multiple transactions at prices ranging from $33.93 to $34.03, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock acquired at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2023 Filed May 19, 2023 19:30 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 10,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-23-000100 · wf-form4_168452461341605.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,092 Underlying: Common stock · 10,092 shares Expires not disclosed F1 · security: These are restricted stock units (RSUs) granted to the reporting person on May 18, 2023, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 23:26 UTC | Hyliion Holdings Corp. HYLN · Entity 5333 | GrantCommon Stock | 19,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-021801 · marketforms-60967.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,864 F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will vest on March 17, 2024. Read SEC document |
| January 26, 2023 Filed Jan 27, 2023 21:16 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2023 Restricted Stock Units · Derivative | 3,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-23-000015 · wf-form4_167485416727940.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947 Underlying: Common Stock · 3,947 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis. F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:01 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 19,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-22-000070 · wf-form4_165333244652047.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,802 Underlying: Common stock · 19,802 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 19, 2022, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 23:08 UTC | VALVOLINE INC VVV · Entity 1678 | GrantFY 2022 Restricted Stock Units · Derivative | 3,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-22-000021 · wf-form4_164323851687786.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,787 Underlying: Common Stock · 3,787 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock. F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service. Read SEC document |
| May 20, 2021 Filed May 24, 2021 17:29 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 4,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-21-000080 · wf-form4_162187735001291.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,052 Underlying: Common stock · 4,052 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 20, 2021, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| January 28, 2021 Filed Jan 28, 2021 21:38 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 4,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-21-000002 · wf-form4_161186992651918.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,163 Underlying: Common Stock · 4,586 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock. F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. Read SEC document |
| May 21, 2020 Filed May 26, 2020 14:35 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | GrantRestricted Stock Units · Derivative | 12,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001320461-20-000033 · wf-form4_159050372907864.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,699 Underlying: Common stock · 12,699 shares Expires not disclosed F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 21, 2020, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 14:15 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 5,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-20-000006 · wf-form4_158073931602815.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,146 Underlying: Common Stock · 5,224 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 37,000 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006540 · doc4.xml · derivative · entry 5 Freeland Richard Joseph · CIK 0001327988 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common · 37,000 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 3,565 | $154.41 | $550,471.65 |
DisclosureSEC source: 0001225208-19-004544 · doc4.xml · nonDerivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,671 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 10,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004544 · doc4.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,236 Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 21:39 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionUnits · Derivative | 4,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000016 · wf-form4_154905717192841.xml · derivative · entry 3 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,669 Underlying: Common Stock · 4,534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock. F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 21:39 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 4,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000016 · wf-form4_154905717192841.xml · derivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,203 Underlying: Common Stock · 4,976 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock. F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 21:39 UTC | VALVOLINE INC VVV · Entity 1678 | Exercise / conversionCommon Stock | 4,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001674910-19-000016 · wf-form4_154905717192841.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a right to receive one share of Valvoline common stock. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 14:28 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 3 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,027 F1 · kind: Gift to reporting person's directly-held shares from the reporting person's revocable trust. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 14:28 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,500 | $150.00 | $675,000.00 |
DisclosureSEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 5, 2018. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 14:28 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 F1 · kind: Gift to reporting person's directly-held shares from the reporting person's revocable trust. Read SEC document |
| November 14, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 6,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 8 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,527 F4 · kind: Gift of shares from the reporting person's recovable trust to the Grantor Retained Annuity Trust #2. Read SEC document |
| November 14, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 6,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 4 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #2 Disclosed balance after: 6,947 F4 · kind: Gift of shares from the reporting person's recovable trust to the Grantor Retained Annuity Trust #2. Read SEC document |
| August 30, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 1,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 7 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,474 F5 · kind: Gift to reporting person's donor advised charitable fund. Read SEC document |
| August 28, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 6 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 23,902 F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust. Read SEC document |
| August 28, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 3 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 0 F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust. Read SEC document |
| August 28, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 1,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 3,832 F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust. Read SEC document |
| May 08, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 5 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,070 F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust. Read SEC document |
| May 08, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust. F2 · balance_after: Reflects a negative adjustment of 24 shares since the reporting person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 26,070 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007454 · doc4.xml · derivative · entry 5 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,070 Underlying: Common · 26,070 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,345 | $160.89 | $216,397.05 |
DisclosureSEC source: 0001225208-18-005232 · doc4.xml · nonDerivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005232 · doc4.xml · nonDerivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,676 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 23:10 UTC | VALVOLINE INC VVV · Entity 1678 | GrantUnits · Derivative | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000095 · ss78377_4.xml · derivative · entry 1 Freeland Richard Joseph · CIK 0001327988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,050 Underlying: Common Stock · 4,463 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock. F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service. Read SEC document |
| September 20, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 6 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,763 F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust. Read SEC document |
| September 20, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 2,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 2 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust. Read SEC document |
| August 31, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 2,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 5 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,940 F2 · kind: Gift of shares from the reporting person's Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee, to the reporting person's revocable trust. Read SEC document |
| August 31, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 2,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 3 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 5,074 F2 · kind: Gift of shares from the reporting person's Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee, to the reporting person's revocable trust. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,650 | $0.00 Strike: $19.42 | $0.00 |
DisclosureSEC source: 0001225208-17-012452 · doc4.xml · derivative · entry 10 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,650 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 10,900 | $0.00 Strike: $58.12 | $0.00 |
DisclosureSEC source: 0001225208-17-012452 · doc4.xml · derivative · entry 9 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,900 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 14,550 | $165.00 | $2,400,750.00 |
DisclosureSEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 5 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,131 F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 14:22 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 8,000 | $165.00 | $1,320,000.00 |
DisclosureSEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 4 Freeland Richard Joseph · CIK 0001327988 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,681 F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.