Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | VP-Product Compl.-Reg. Affairs | March 01, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 1,471.987 |
Ending reported balance
After 2022-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-03-01 · Grant · Acquired 198 · Balance 1,430.987 Row 2 · 2022-03-01 · Grant · Acquired 171 · Balance 1,601.987 Row 3 · 2022-03-01 · Tax withholding · Disposed 60 · Balance 1,541.987 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. Row 4 · 2022-03-01 · Tax withholding · Disposed 70 · Balance 1,471.987 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 780 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 780 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.84 · Expires 2023-04-02 | Direct | 145 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 145 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $131.07 · Expires 2028-12-26 | Direct | 50 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 50 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $134.40 · Expires 2028-12-11 | Direct | 100 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 100 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $135.66 · Expires 2025-06-23 | Direct | 50 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 50 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 360 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 360 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $139.39 · Expires 2024-07-31 | Direct | 100 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 100 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 1,870 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 1,870 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 210 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 210 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 2,500 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $152.06 · Expires 2027-08-21 | Direct | 50 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 50 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 610 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 610 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.16 · Expires 2027-08-04 | Direct | 50 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 50 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 860 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 860 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $166.18 · Expires 2029-10-16 | Direct | 990 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 990 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 21:17 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 70 | $196.07 | $13,724.90 |
DisclosureSEC source: 0001225208-22-004080 · doc4.xml · nonDerivative · entry 4 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,471.987 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:17 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 60 | $196.07 | $11,764.20 |
DisclosureSEC source: 0001225208-22-004080 · doc4.xml · nonDerivative · entry 3 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541.987 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004080 · doc4.xml · nonDerivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601.987 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004080 · doc4.xml · nonDerivative · entry 1 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430.987 Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 50 | $0.00 Strike: $101.01 | $0.00 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · derivative · entry 7 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 50 | $0.00 Strike: $97.20 | $0.00 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · derivative · entry 6 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50 shares Expires 2022-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 50 | $0.00 Strike: $102.97 | $0.00 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · derivative · entry 5 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 97 | $221.81 | $21,515.66 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 4 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232.987 F1 · balance_after: Includes 0.649 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 50 | $97.20 | $4,860.00 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 3 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329.987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 50 | $101.01 | $5,050.50 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279.987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:13 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 50 | $102.97 | $5,148.50 |
DisclosureSEC source: 0001225208-22-001985 · doc4.xml · nonDerivative · entry 1 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229.987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 68 | $262.98 | $17,882.64 |
DisclosureSEC source: 0001225208-21-004434 · doc4.xml · nonDerivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179.338 F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004434 · doc4.xml · nonDerivative · entry 1 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247.338 F1 · balance_after: Includes 9.729 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 1,870 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006255 · doc4.xml · derivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 Underlying: Common · 1,870 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 380 | $151.29 | $57,490.20 |
DisclosureSEC source: 0001225208-20-004083 · doc4.xml · nonDerivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045.609 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. F2 · balance_after: Includes 1.725 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004083 · doc4.xml · nonDerivative · entry 1 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425.609 Read SEC document |
| October 16, 2019 Filed Oct 28, 2019 15:34 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 990 | $0.00 Strike: $166.18 | $0.00 |
DisclosureSEC source: 0001225208-19-013857 · doc4.xml · derivative · entry 2 Kennedy Melina M · CIK 0001792257 · VP-Product Compl.-Reg. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Common · 990 shares Expires 2029-10-16 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.