Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | Director | June 06, 2024 | June 07, 2024 |
| CUMMINS INCCMI · Entity 2961 | Group Vice President | March 01, 2020 | March 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date June 06, 2024 · Filed June 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy an LLC | 27,441 |
Reported balance
After 2024-06-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-06-06 · Exercise / conversion · Acquired 2,658 · Balance 27,441 F1: Restricted stock units convert into common shares on a one-for-one basis. F2: Held by a limited liability company owned by the reporting person. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectBy an LLC | 0 |
Reported balance
After 2024-06-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-06-06 · Exercise / conversion · Disposed 2,658 · Balance 0 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On February 28, 2024, the reporting person was granted 2,658 restricted stock units, vesting in full on June 6, 2024. F2: Held by a limited liability company owned by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Held by a limited liability company owned by the reporting person.
F3: On February 28, 2024, the reporting person was granted 2,658 restricted stock units, vesting in full on June 6, 2024.
CUMMINS INC
Report date March 01, 2020 · Filed March 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 16,192 |
Ending reported balance
After 2020-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-01 · Grant · Acquired 6,580 · Balance 19,115 Row 2 · 2020-03-01 · Tax withholding · Disposed 2,923 · Balance 16,192 F1: Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 11,114.67 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,114.67 F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| CommonSEC Table I · non-derivative | IndirectBy GRAT #1 | 318 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 318 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 21,350 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 21,350 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.84 · Expires 2023-04-02 | Direct | 8,110 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,110 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.77 · Expires 2021-05-02 | Direct | 5,540 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 5,540 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $120.28 · Expires 2022-04-02 | Direct | 6,250 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 6,250 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 9,830 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 9,830 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 7,120 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,120 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 13,760 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,760 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 9,560 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 9,560 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 13,570 |
Reported balance
Holding disclosure · report date 2020-03-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 13,570 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
COOPER TIRE & RUBBER CO
Report date June 07, 2021 · Filed June 09, 2021
Section 16 reporting ended · disclosed 2021-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 1
1 source rowRow 1 · 2021-06-07 · Disposition to issuer · Disposed 2,631 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-07 · Disposition to issuer · Disposed 144,331 · Balance 0 F2: One-for-one. F3: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39.
F2: One-for-one.
F3: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2024 Filed Jun 7, 2024 16:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 2,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027289 · wk-form4_1717792131.xml · derivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By an LLC Disclosed balance after: 0 Underlying: Common Shares · 2,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 2,658 restricted stock units, vesting in full on June 6, 2024. F3 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 2,658 restricted stock units, vesting in full on June 6, 2024. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 16:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,658 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-027289 · wk-form4_1717792131.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By an LLC Disclosed balance after: 27,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 2,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008216 · wk-form4_1709327894.xml · derivative · entry 3 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By an LLC Disclosed balance after: 2,658 Underlying: Common Shares · 2,658 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F5 · derivative.exercise_date: This restricted stock unit grant vests in full on June 6, 2024. F5 · derivative.expiration_date: This restricted stock unit grant vests in full on June 6, 2024. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008216 · wk-form4_1709327894.xml · derivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By an LLC Disclosed balance after: 0 Underlying: Common Shares · 6,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024. F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| February 28, 2024 Filed Mar 1, 2024 16:18 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-008216 · wk-form4_1709327894.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By an LLC Disclosed balance after: 24,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 20:03 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-014988 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 6,711 Underlying: Common Shares · 6,711 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the anniversary of the grant date. F3 · ownership.nature: The restricted stock units are held by a limited liability company owned by the reporting person. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010837 · doc4.xml · derivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 0 Underlying: Common Shares · 6,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 15, 2022 the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023. F3 · derivative.expiration_date: On February 15, 2022 the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 17:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010837 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 18,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:13 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016804 · doc4.xml · derivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 0 Underlying: Common Shares · 7,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 18:13 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 7,208 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016804 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 11,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 18:05 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010942 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 6,939 Underlying: Common Shares · 6,939 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the anniversary of the grant date. F3 · ownership.nature: The restricted stock units are held by a limited liability company owned by the reporting person. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 18:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048048 · doc4.xml · derivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 0 Underlying: Common Shares · 3,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 21, 2020, the reporting person was granted 3,925 restricted stock units, vesting in full on July 21, 2021. F3 · derivative.expiration_date: On July 21, 2020, the reporting person was granted 3,925 restricted stock units, vesting in full on July 21, 2021. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 18:42 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-048048 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 3,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. F2 · ownership.nature: Held by a limited liability company owned by the reporting person. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 01:10 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | Disposition to issuerPhantom Stock · Derivative | 144,331 | $59.48 | $8,584,807.88 |
DisclosureSEC source: 0000899243-21-022701 · doc4.xml · derivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 144,331 shares Expires not disclosed F2 · derivative.exercise_price: One-for-one. F3 · derivative.exercise_date: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit. F3 · derivative.expiration_date: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 01:10 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | Disposition to issuerCommon Stock | 2,631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-022701 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39. Read SEC document |
| May 07, 2021 Filed May 10, 2021 17:22 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 2,121.521 | $58.92 | $125,000.02 |
DisclosureSEC source: 0001225208-21-007835 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,331.0021 Underlying: Common Stock · 2,121.521 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 655.854 dividend equivalents since reporting persons last report. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 19:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 7,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018390 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 7,208 Underlying: Common Shares · 7,208 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F3 · ownership.nature: The restricted stock units are held by a limited liability company owned by the reporting person. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 19:23 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 394.322 | $31.70 | $12,500.01 |
DisclosureSEC source: 0001225208-20-011956 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,553.6271 Underlying: Common Stock · 394.322 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 489.895 dividend equivalents since reporting persons last report. Read SEC document |
| July 21, 2020 Filed Jul 21, 2020 21:24 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 3,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043255 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By an LLC Disclosed balance after: 3,925 Underlying: Common Shares · 3,925 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date. F3 · ownership.nature: The restricted stock units are held by a limited liability company owned by the reporting person. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:25 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 905.469 | $27.61 | $25,000.00 |
DisclosureSEC source: 0001225208-20-009288 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,669.4101 Underlying: Common Stock · 905.469 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 566. 939 dividend equivalents since reporting persons last report. Read SEC document |
| May 08, 2020 Filed May 11, 2020 14:36 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 5,625.56 | $22.22 | $124,999.94 |
DisclosureSEC source: 0001225208-20-007345 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,197.0021 Underlying: Common Stock · 5,625.56 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 15:32 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 1,533.742 | $16.30 | $24,999.99 |
DisclosureSEC source: 0001225208-20-005715 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,571.4421 Underlying: Common Stock · 1,533.742 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 789.293 dividend equivalents since reporting persons last report. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 2,923 | $151.29 | $442,220.67 |
DisclosureSEC source: 0001225208-20-004075 · doc4.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,192 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 6,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004075 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,115 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 19:33 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 869.565 | $28.75 | $24,999.99 |
DisclosureSEC source: 0001225208-20-000024 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,248.4071 Underlying: Common Stock · 869.565 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 475.256 dividend equivalents since reporting persons last report. Read SEC document |
| November 22, 2019 Filed Jan 21, 2020 15:50 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000951 · doc5.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 318 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1. Read SEC document |
| November 22, 2019 Filed Jan 21, 2020 15:50 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000951 · doc5.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,535 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 14:41 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 957.121 | $26.12 | $25,000.00 |
DisclosureSEC source: 0001225208-19-012851 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,903.5861 Underlying: Common Stock · 957.121 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 523.669 dividend equivalents since reporting persons last report. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 14:18 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 792.393 | $31.55 | $25,000.00 |
DisclosureSEC source: 0001225208-19-009596 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,422.7961 Underlying: Common Stock · 792.393 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 423.352 dividend equivalents since reporting persons last report. Read SEC document |
| May 03, 2019 Filed May 7, 2019 19:08 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 4,105.09 | $30.45 | $124,999.99 |
DisclosureSEC source: 0000899243-19-012445 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,207.06 Underlying: Common Stock · 4,105.09 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The Phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The Phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 13,570 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006535 · doc4.xml · derivative · entry 4 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 Underlying: Common · 13,570 shares Expires 2029-04-04 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 19:12 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 836.4 | $29.89 | $25,000.00 |
DisclosureSEC source: 0001225208-19-005929 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,101.9611 Underlying: Common Stock · 836.4 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 428.002 dividend equivalents since reporting persons last report. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,978 | $154.41 | $305,422.98 |
DisclosureSEC source: 0001225208-19-004531 · doc4.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,495 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:06 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004531 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,473 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 18:53 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 773.276 | $32.33 | $25,000.01 |
DisclosureSEC source: 0001225208-19-000033 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,837.5591 Underlying: Common Stock · 773.276 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 393.733 dividend equivalents since reporting persons last report. Read SEC document |
| November 13, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001026 · doc5.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 3,358 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1. Read SEC document |
| November 13, 2018 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 3,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001026 · doc5.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,973 F1 · kind: Return of shares from the Grantor Retained Annuity Trust #1. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 19:06 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 883.392 | $28.30 | $24,999.99 |
DisclosureSEC source: 0001225208-18-013877 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,670.5501 Underlying: Common Stock · 883.392 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 442.797 dividend equivalents since reporting persons last report. Read SEC document |
| August 14, 2018 Filed Aug 20, 2018 19:35 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 1,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012742 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823 Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 19:50 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 950.57 | $26.30 | $24,999.99 |
DisclosureSEC source: 0001225208-18-011017 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,344.3611 Underlying: Common Stock · 950.57 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 470.795 dividend equivalents since reporting persons last report. Read SEC document |
| May 04, 2018 Filed May 7, 2018 15:10 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 5,112.47 | $24.45 | $124,999.89 |
DisclosureSEC source: 0001225208-18-008762 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,922.9961 Underlying: Common Stock · 5,112.47 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 9,560 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007449 · doc4.xml · derivative · entry 4 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,560 Underlying: Common · 9,560 shares Expires 2028-04-03 Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 14:47 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 853.242 | $29.30 | $24,999.99 |
DisclosureSEC source: 0001225208-18-006991 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,810.5261 Underlying: Common Stock · 853.242 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 399.779 dividend equivalents since reporting persons last report. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 907 | $160.89 | $145,927.23 |
DisclosureSEC source: 0001225208-18-005227 · doc4.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,145 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005227 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,052 Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:01 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 707.214 | $35.35 | $25,000.01 |
DisclosureSEC source: 0001225208-18-000065 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,557.5051 Underlying: Common Stock · 707.214 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 328.283 dividend equivalents since reporting persons last report. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 15:56 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 668.449 | $37.40 | $24,999.99 |
DisclosureSEC source: 0001225208-17-015495 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,522.0081 Underlying: Common Stock · 668.449 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 307.55 dividend equivalents since reporting persons last report. Read SEC document |
| August 28, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 6,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015678 · doc4.xml · nonDerivative · entry 2 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT #1 Disclosed balance after: 6,508 F1 · balance_after: 6,508 shares held by the reporting person have been transferred to the Grantor Retained Annuity Trust #1. Read SEC document |
| August 28, 2017 Filed Oct 3, 2017 14:49 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 6,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015678 · doc4.xml · nonDerivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 F1 · balance_after: 6,508 shares held by the reporting person have been transferred to the Grantor Retained Annuity Trust #1. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 12:25 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 692.521 | $36.10 | $25,000.01 |
DisclosureSEC source: 0001225208-17-011965 · doc4.xml · derivative · entry 1 CHAPMAN STEVEN M · CIK 0001238885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,546.0091 Underlying: Common Stock · 692.521 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 315.69 dividend equivalents since reporting persons last report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.