Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | Director | May 10, 2022 | May 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date May 10, 2022 · Filed May 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 17,632.9389 |
Reported balance
After 2022-05-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-10 · Grant · Acquired 882 · Balance 17,632.9389 F1: Includes 244.4987 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 244.4987 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WPX ENERGY, INC.
Report date January 07, 2021 · Filed January 11, 2021
Section 16 reporting ended · disclosed 2021-01-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-01-07 · Exercise / conversion · Acquired 115,141 · Balance 167,948 F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. Row 2 · 2021-01-07 · Disposition to issuer · Disposed 167,948 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-01-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-01-07 · Exercise / conversion · Disposed 115,141 · Balance 0 F3: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan). F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. F4: This award of restricted stock units vested at the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement.
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio").
F3: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan).
F4: This award of restricted stock units vested at the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2022 Filed May 11, 2022 20:10 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 882 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006874 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,632.9389 F1 · balance_after: Includes 244.4987 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 11, 2021 Filed May 13, 2021 16:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008105 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,506.4402 F1 · balance_after: Includes 236.9950 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4 and a reduction of 906 shares that were inadvertently credited to Reporting Person twice. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 19:02 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionRestricted Stock Units · Derivative | 115,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003099 · doc4.xml · derivative · entry 3 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 115,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents restricted stock units that vested upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan). F1 · price: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. F4 · derivative.exercise_date: This award of restricted stock units vested at the Effective Time. F4 · derivative.expiration_date: This award of restricted stock units vested at the Effective Time. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 19:02 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Disposition to issuerCommon Stock | 167,948 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003099 · doc4.xml · nonDerivative · entry 2 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among Devon Energy Corporation ("Devon"), WPX Energy, Inc. ("WPX"), and East Merger Sub, Inc. ("Merger Sub"), upon the effective time (the "Effective Time") of the merger of Merger Sub into WPX (the "Merger") on January 7, 2021, each share of common stock of WPX was converted into the right to receive 0.5165 shares of Devon common stock (the "Exchange Ratio"). Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 19:02 UTC | WPX ENERGY, INC. WPX · Entity 35798 | Exercise / conversionCommon Stock | 115,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-003099 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive a share of common stock, subject to the applicable award agreement. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:06 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 23,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-032073 · doc4.xml · derivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,141 Underlying: Common Stock · 23,293 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| May 12, 2020 Filed May 13, 2020 19:08 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007557 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600.4451 F1 · balance_after: Includes 1155.9739 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 18:40 UTC | WPX ENERGY, INC. WPX · Entity 35798 | PurchaseCommon Stock | 35,000 | $3.37 | $117,950.00 |
DisclosureSEC source: 0001209191-20-019030 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,807 Read SEC document |
| May 16, 2019 Filed May 20, 2019 15:43 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031305 · doc4.xml · derivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,848 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| May 14, 2019 Filed May 16, 2019 17:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008099 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,462.4712 F1 · balance_after: Includes 210.6013 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 17, 2018 Filed May 21, 2018 18:21 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032062 · doc4.xml · derivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,848 Underlying: Common Stock · 10,344 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| May 08, 2018 Filed May 8, 2018 21:04 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008916 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,345.8699 F1 · balance_after: Includes 156.903488 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4. Read SEC document |
| May 18, 2017 Filed May 22, 2017 12:29 UTC | WPX ENERGY, INC. WPX · Entity 35798 | GrantTime-Based Restricted Stock Units · Derivative | 16,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034188 · doc4.xml · derivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,504 Underlying: Common Stock · 16,009 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive a share of common stock, subject to the applicable award agreement. F2 · kind: Represents grant of restricted stock units as a result of the reporting person's election to defer receipt of award of restricted stock. F3 · derivative.exercise_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. F3 · derivative.expiration_date: Subject to the applicable award agreement, this award will vest upon the reporting person's Separation from Service (as defined in the WPX Energy Board of Directors Nonqualified Deferred Compensation Plan), so long as such Separation from Service occurs on or after the one-year anniversary of the grant date. Read SEC document |
| May 09, 2017 Filed May 9, 2017 20:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009392 · doc4.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250.9665 F1 · balance_after: Includes 67.113544 shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors and 54.026 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 19:21 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,000 | $137.77 | $137,773.40 |
DisclosureSEC source: 0001140361-16-088185 · doc1.xml · nonDerivative · entry 1 HERDMAN ROBERT · CIK 0001263879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,134.827 F1 · balance_after: Includes 76.89372 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors and 123.808 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.