Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | VP & President - Power Systems | May 25, 2022 | May 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date May 25, 2022 · Filed May 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 17,730 |
Ending reported balance
After 2022-05-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-25 · Exercise / conversion · Acquired 2,200 · Balance 16,630 Row 2 · 2022-05-25 · Exercise / conversion · Acquired 1,100 · Balance 17,730 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.84 · Expires 2023-04-02 | Direct | 0 |
Reported balance
After 2022-05-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-25 · Exercise / conversion · Disposed 1,100 · Balance 0 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.09 · Expires 2026-04-04 | Direct | 4,105 |
Reported balance
After 2022-05-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-25 · Exercise / conversion · Disposed 2,200 · Balance 4,105 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $121.80 · Expires 2026-08-01 | Direct | 3,880 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,880 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.82 · Expires 2025-04-02 | Direct | 2,905 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,905 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 13,320 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 13,320 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.34 · Expires 2024-04-02 | Direct | 1,780 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,780 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.72 · Expires 2027-04-03 | Direct | 8,760 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,760 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.10 · Expires 2028-04-03 | Direct | 7,820 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,820 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $163.43 · Expires 2029-04-04 | Direct | 13,570 |
Reported balance
Holding disclosure · report date 2022-05-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,570 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2022 Filed May 26, 2022 14:59 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,200 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-007384 · doc4.xml · derivative · entry 4 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,105 Underlying: Common · 2,200 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 26, 2022 14:59 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,100 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-22-007384 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,100 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 26, 2022 14:59 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,100 | $111.84 | $123,024.00 |
DisclosureSEC source: 0001225208-22-007384 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 26, 2022 14:59 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 2,200 | $109.09 | $239,998.00 |
DisclosureSEC source: 0001225208-22-007384 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 805 | $196.07 | $157,836.35 |
DisclosureSEC source: 0001225208-22-004069 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,430 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:15 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004069 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,235 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 733 | $262.98 | $192,764.34 |
DisclosureSEC source: 0001225208-21-004436 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,553 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 18:36 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004436 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,286 Read SEC document |
| June 08, 2020 Filed Mar 11, 2021 20:27 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 355.63 | $183.90 | $65,400.36 |
DisclosureSEC source: 0001225208-21-005104 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · balance_after: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 15:22 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 13,320 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-20-006257 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 Underlying: Common · 13,320 shares Expires 2030-04-06 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,238 | $151.29 | $187,297.02 |
DisclosureSEC source: 0001225208-20-004085 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,814 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 19:11 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 4,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-004085 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,052 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 14:01 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 13,570 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-19-006543 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,570 Underlying: Common · 13,570 shares Expires 2029-04-04 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 642 | $154.41 | $99,131.22 |
DisclosureSEC source: 0001225208-19-004539 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,872 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:07 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 2,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-004539 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,514 Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 18:26 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 7,820 | $0.00 Strike: $160.10 | $0.00 |
DisclosureSEC source: 0001225208-18-007457 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,820 Underlying: Common · 7,820 shares Expires 2028-04-03 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 187 | $160.89 | $30,086.43 |
DisclosureSEC source: 0001225208-18-005235 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,369 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 18:18 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 609 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005235 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,556 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 18:34 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,280 | $0.00 Strike: $111.84 | $0.00 |
DisclosureSEC source: 0001225208-17-014334 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Underlying: Common · 1,280 shares Expires 2023-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 18:34 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,280 | $111.84 | $143,155.20 |
DisclosureSEC source: 0001225208-17-014334 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3.643 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 8,760 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008949 · doc4.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,760 Underlying: Common · 8,760 shares Expires 2027-04-03 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:08 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 181 | $152.85 | $27,665.85 |
DisclosureSEC source: 0001225208-17-005851 · doc4.xml · nonDerivative · entry 2 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,659.289 F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:08 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 518 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005851 · doc4.xml · nonDerivative · entry 1 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,840.289 F1 · balance_after: Includes 9.145 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4. Read SEC document |
| August 01, 2016 Filed Jan 18, 2019 16:11 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 3,880 | $0.00 Strike: $121.80 | $0.00 |
DisclosureSEC source: 0001225208-19-001025 · doc5.xml · derivative · entry 3 Nusterer Norbert · CIK 0001680107 · VP & President - Power Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880 Underlying: Common · 3,880 shares Expires 2026-08-01 F3 · shares: Represents award of options beneficially held by the reporting person not previously reported on Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.