AB

SEC source: 0001296655-21-000006 · wf-form4_163952940293902.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 226,196

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,288 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,288 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).

SEC source: 0001837149-21-000016 · wf-form4_163856837787318.xml · nonDerivative · entry 2

Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,392

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F4 · price: Closing price of an AB Holding Unit on December 3, 2021.

F2 · balance_after: On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him.

F5 · balance_after: Reflects two bona fide gifts, one for 1,500 AB Holding Units and one for 220 AB Holding Units.

SEC source: 0001845413-21-000015 · wf-form4_163857738759820.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 203,088

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2021, 30,078 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 11,796 AB Holding Units were withheld for tax purposes and 18,282 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).

F2 · balance_after: On December 1, 2021, 30,078 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 11,796 AB Holding Units were withheld for tax purposes and 18,282 AB Holding Units were delivered to him.

SEC source: 0001738305-21-000002 · wf-form4_163857694357138.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 23,973

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2021, 4,097 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,031 AB Holding Units were withheld for tax purposes and 3,066 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).

F2 · balance_after: On December 1, 2021, 4,097 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,031 AB Holding Units were withheld for tax purposes and 3,066 AB Holding Units were delivered to him.

SEC source: 0001705584-21-000004 · wf-form4_163856981218625.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 338,904

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2021, 34,783 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 19,959 AB Holding Units were withheld for tax purposes and 14,824 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).

F2 · balance_after: On December 1, 2021, 34,783 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 19,959 AB Holding Units were withheld for tax purposes and 14,824 AB Holding Units were delivered to him.

SEC source: 0001296655-21-000004 · wf-form4_163857637272097.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 214,908

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2021, 11,753 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,312 AB Holding Units were withheld for tax purposes and 7,441 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).

F2 · balance_after: On December 1, 2021, 11,753 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,312 AB Holding Units were withheld for tax purposes and 7,441 AB Holding Units were delivered to him.

SEC source: 0001698316-21-000002 · wf-form4_163856907472660.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · COO & Head of Private Wealth

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 203,948

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2021, 27,237 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 10,678 AB Holding Units were withheld for tax purposes and 16,559 AB Holding Units were delivered to her.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).

F2 · balance_after: On December 1, 2021, 27,237 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 10,678 AB Holding Units were withheld for tax purposes and 16,559 AB Holding Units were delivered to her.

SEC source: 0001837149-21-000016 · wf-form4_163856837787318.xml · nonDerivative · entry 1

Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 15,537

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).

F2 · balance_after: On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him.

SEC source: 0001628280-21-010996 · wf-form4_162189030775700.xml · nonDerivative · entry 1

SCOTT BERTRAM L · CIK 0001221780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001628280-21-010995 · wf-form4_162189023344418.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,904

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001722643-21-000002 · wf-form4_162188870968640.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,249

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001543504-21-000002 · wf-form4_162188812882748.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,844

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001556974-21-000002 · wf-form4_162188742787886.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,283

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001798944-21-000002 · wf-form4_162188682089447.xml · nonDerivative · entry 1

Domenici Nella · CIK 0001798944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001214685-21-000002 · wf-form4_162188671008660.xml · nonDerivative · entry 1

OLIVEIRA RAMON DE · CIK 0001214685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,283

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001210401-21-000002 · wf-form4_162188654088200.xml · nonDerivative · entry 1

AUDET PAUL · CIK 0001210401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,249

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).

SEC source: 0001837149-21-000014 · wf-form4_162128173030181.xml · nonDerivative · entry 1

Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,128

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the gift date (May 13, 2021).

SEC source: 0001705584-21-000002 · wf-form4_162016625327484.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 373,687

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On May 1, 2021, 164,706 AB Holding Units previously owned by Reporting Person through a rabbi trust that held the AB Holding Unit award he received when joining AB in May 2017 were distributed to him. Of these AB Holding Units, 83,786 AB Holding Units were withheld for tax purposes and 80,920 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit on April 30, 2021. We used the closing price on this date as May 1, 2021 was not a business day.

F2 · balance_after: On May 1, 2021, 164,706 AB Holding Units previously owned by Reporting Person through a rabbi trust that held the AB Holding Unit award he received when joining AB in May 2017 were distributed to him. Of these AB Holding Units, 83,786 AB Holding Units were withheld for tax purposes and 80,920 AB Holding Units were delivered to him.

SEC source: 0001296655-21-000002 · wf-form4_161533067154672.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 9,154 AB Holding Units at prices ranging from $37.67 to $37.81 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001550507-21-000002 · wf-form4_161229977774724.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 231,846

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (January 29, 2021).

F2 · balance_after: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him.

SEC source: 0001738305-20-000004 · wf-form4_160806948866636.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 28,071

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 4,673 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on December 11, 2020, the award date.

SEC source: 0001550507-20-000004 · wf-form4_160806879058970.xml · nonDerivative · entry 1

Weisenseel John C · CIK 0001550507 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 260,833

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 26,246 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on December 11, 2020, the award date.

SEC source: 0001705584-20-000006 · wf-form4_160806803066067.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 538,392

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 119,470 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on December 11, 2020, the award date.

SEC source: 0001698316-20-000006 · wf-form4_160806724906190.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 231,185

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 40,031 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on December 11, 2020, the award date.

SEC source: 0001296655-20-000008 · wf-form4_160806648971316.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 226,663

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · kind: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 20,561 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the award date (December 11, 2020).

SEC source: 0001705584-20-000004 · wf-form4_160703367728744.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 418,922

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2020, 34,783 AB Holding Units previously owned by Reporting Person through a rabbi trust under employee incentive compensation award programs were distributed to him. Of these AB Holding Units, 18,512 AB Holding Units were withheld for tax purposes and 16,271 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020).

F2 · balance_after: On December 1, 2020, 34,783 AB Holding Units previously owned by Reporting Person through a rabbi trust under employee incentive compensation award programs were distributed to him. Of these AB Holding Units, 18,512 AB Holding Units were withheld for tax purposes and 16,271 AB Holding Units were delivered to him.

SEC source: 0001698316-20-000004 · wf-form4_160703290979581.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 191,154

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2020, 20,786 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 6,977 AB Holding Units were withheld for tax purposes and 13,809 AB Holding Units were delivered to her.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020).

F2 · balance_after: On December 1, 2020, 20,786 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 6,977 AB Holding Units were withheld for tax purposes and 13,809 AB Holding Units were delivered to her.

SEC source: 0001738305-20-000002 · wf-form4_160703229639030.xml · nonDerivative · entry 1

Siemers William R · CIK 0001738305 · SVP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive comp plan

Disclosed balance after: 23,398

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2020, 3,608 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 945 AB Holding Units were withheld for tax purposes and 2,663 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020).

F2 · balance_after: On December 1, 2020, 3,608 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 945 AB Holding Units were withheld for tax purposes and 2,663 AB Holding Units were delivered to him.

SEC source: 0001296655-20-000006 · wf-form4_160703168056784.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by rabbi trust under employee incentive compensation award program

Disclosed balance after: 206,102

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2020, 13,187 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,033 AB Holding Units were withheld for tax purposes and 9,154 AB Holding Units were delivered to him.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020).

F2 · balance_after: On December 1, 2020, 13,187 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,033 AB Holding Units were withheld for tax purposes and 9,154 AB Holding Units were delivered to him.

SEC source: 0001698316-20-000002 · wf-form4_159709076269280.xml · nonDerivative · entry 1

Burke Kate C · CIK 0001698316 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

SEC source: 0001389463-20-000018 · wf-form4_159173422955822.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,090

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000016 · wf-form4_159130111448334.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,434

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · price: Reporting Person sold 30,000 AB Holding Units at prices ranging from $26.31 to $27.07 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000016 · wf-form4_159130111448334.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,434

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 30,000 AB Holding Units at prices ranging from $26.00 to $26.14 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001722643-20-000002 · wf-form4_159010636983655.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,331

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001556974-20-000002 · wf-form4_159010604897051.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,365

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001214685-20-000002 · wf-form4_159010553111381.xml · nonDerivative · entry 1

OLIVEIRA RAMON DE · CIK 0001214685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,365

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001210401-20-000002 · wf-form4_159010461894204.xml · nonDerivative · entry 1

AUDET PAUL · CIK 0001210401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,331

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on or about each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001296655-20-000004 · wf-form4_159010403302098.xml · nonDerivative · entry 1

Cranch Laurence E · CIK 0001296655 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 10,876 AB Holding Units at prices ranging from $23.72 to $23.84 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001739527-20-000002 · wf-form4_159017847229320.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,986

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001543504-20-000002 · wf-form4_159017823728535.xml · nonDerivative · entry 1

Matus Kristi Ann · CIK 0001543504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,926

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001798944-20-000015 · wf-form4_159017799604136.xml · nonDerivative · entry 1

Domenici Nella · CIK 0001798944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024.

F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date.

SEC source: 0001705584-20-000002 · wf-form4_158435553381944.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person purchased 15,000 AB Holding Units at prices ranging from $23.28 to $23.86 per Unit. The price set forth in the table is the weighted average of his purchases at these prices.

SEC source: 0001389463-20-000014 · wf-form4_158349932818634.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,434

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 75,000 AB Holding Units at prices ranging from $31.96 to $32.69 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000012 · wf-form4_158336105967104.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,434

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · price: Reporting Person sold 22,522 AB Holding Units at prices ranging from $31.75 to $33.07 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000012 · wf-form4_158336105967104.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,956

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 75,000 AB Holding Units at prices ranging from $31.94 to $32.15 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000010 · wf-form4_158275980143327.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,956

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 2,643 AB Holding Units at prices ranging from $33.28 to $33.50 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000008 · wf-form4_158257801793781.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,599

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · price: Reporting Person sold 31,273 AB Holding Units at prices ranging from $34.50 to $34.72 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000008 · wf-form4_158257801793781.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,872

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 50,000 AB Holding Units at prices ranging from $35.47 to $36.04 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000006 · wf-form4_158215600683931.xml · nonDerivative · entry 2

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,872

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 50,000 AB Holding Units at prices ranging from $35.42 to $35.71 per Unit. The price set forth in the table is the weighted average of his sales at these prices.

SEC source: 0001389463-20-000006 · wf-form4_158215600683931.xml · nonDerivative · entry 1

Gingrich James A · CIK 0001389463 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,872

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").