Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Head GTO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUNDAYN · Entity 12460 | Head GTO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Head GTO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Chief Operating Officer | December 10, 2025 | December 12, 2025 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Head of Global Tech and Ops | February 12, 2021 | February 19, 2021 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Head GTO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 10, 2025 · Filed December 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 129,640 |
Reported balance
After 2025-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-12-10 · Gift · Disposed 2,490 · Balance 129,640 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: The closing price on the NYSE of an AB Holding Unit on December 10, 2025. |
| AB Holding UnitsSEC Table I · non-derivative | Indirectthrough rabbi trust under employee incentive compensation award program | 94,270 |
Reported balance
After 2025-12-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-12-10 · Grant · Acquired 44,393 · Balance 94,270 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 44,393 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028. F2: The closing price on the NYSE of an AB Holding Unit on December 10, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: The closing price on the NYSE of an AB Holding Unit on December 10, 2025.
F3: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 44,393 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.
ALLIANCEBERNSTEIN L.P.
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2025 Filed Dec 12, 2025 21:07 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 44,393 | $41.11 | $1,824,996.23 |
DisclosureSEC source: 0001845413-25-000015 · wk-form4_1765573663.xml · nonDerivative · entry 2 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 94,270 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 44,393 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028. F2 · price: The closing price on the NYSE of an AB Holding Unit on December 10, 2025. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:07 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 2,490 | $41.11 | $102,363.90 |
DisclosureSEC source: 0001845413-25-000015 · wk-form4_1765573663.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,640 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: The closing price on the NYSE of an AB Holding Unit on December 10, 2025. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:26 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 28,034 | $41.43 | $1,161,448.62 |
DisclosureSEC source: 0001845413-25-000009 · wk-form4_1764800794.xml · nonDerivative · entry 2 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,130 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On December 1, 2025, 43,012 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,978 AB Holding Units were withheld for tax purposes and 28,034 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 22:26 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 43,012 | $41.43 | $1,781,987.16 |
DisclosureSEC source: 0001845413-25-000009 · wk-form4_1764800794.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 49,877 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On December 1, 2025, 43,012 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,978 AB Holding Units were withheld for tax purposes and 28,034 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025. Read SEC document |
| September 10, 2025 Filed Sep 12, 2025 12:56 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 2,650 | $37.76 | $100,064.00 |
DisclosureSEC source: 0001845413-25-000006 · wk-form4_1757681809.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,096 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: The closing price on the NYSE of an AB Holding Unit on September 10, 2025, the date the gift was made. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 21:18 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | OtherAB Holding Units | 16,500 | $38.50 | $635,250.00 |
DisclosureSEC source: 0001845413-25-000002 · wk-form4_1744060683.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,746 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · date: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025. F2 · kind: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025. F2 · shares: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025. F3 · price: Reporting Person tendered 16,500 AB Holding Units at a per Unit price of $38.50. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 21:46 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 49,047 | $36.19 | $1,775,010.93 |
DisclosureSEC source: 0001845413-24-000005 · wk-form4_1734126390.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 92,889 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 49,047 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 11, 2024). F2 · balance_after: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 49,047 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:58 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 29,330 | $36.27 | $1,063,799.10 |
DisclosureSEC source: 0001845413-24-000003 · wk-form4_1733349511.xml · nonDerivative · entry 2 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,246 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 44,040 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,710 AB Holding Units were withheld for tax purposes and 29,330 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 44,040 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,710 AB Holding Units were withheld for tax purposes and 29,330 AB Holding Units were delivered to him. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:58 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 44,040 | $36.27 | $1,597,330.80 |
DisclosureSEC source: 0001845413-24-000003 · wk-form4_1733349511.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 43,842 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 44,040 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,710 AB Holding Units were withheld for tax purposes and 29,330 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 44,040 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,710 AB Holding Units were withheld for tax purposes and 29,330 AB Holding Units were delivered to him. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 20:17 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 51,538 | $30.56 | $1,575,001.28 |
DisclosureSEC source: 0001845413-23-000004 · wk-form4_1702585015.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 87,882 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 51,538 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. F2 · shares: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 51,538 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2023). F2 · acquired: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 51,538 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. F2 · balance_after: Reporting Person's 2023 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2023, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 51,538 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2024, 2025 and 2026. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 23:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 25,607 | $29.09 | $744,907.63 |
DisclosureSEC source: 0001845413-23-000002 · wk-form4_1701731645.xml · nonDerivative · entry 2 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,916 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. F2 · balance_after: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 23:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 35,861 | $29.09 | $1,043,196.49 |
DisclosureSEC source: 0001845413-23-000002 · wk-form4_1701731645.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: No plan indicated Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 36,344 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023. F2 · balance_after: On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 21:21 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 58,718 | $38.69 | $2,271,799.42 |
DisclosureSEC source: 0001845413-22-000011 · wf-form4_167122563418871.xml · nonDerivative · entry 2 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,309 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76. F2 · price: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 21:21 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 18,282 | $38.97 | $712,449.54 |
DisclosureSEC source: 0001845413-22-000011 · wf-form4_167122563418871.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,027 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76. F2 · price: Reporting Person sold a total of 77,000 AB Holding Units at a weighted average sale price of $38.76. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 23:57 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 28,450 | $38.84 | $1,104,998.00 |
DisclosureSEC source: 0001845413-22-000009 · wf-form4_167106221160078.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: Not disclosed Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 72,205 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022). F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,450 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:19 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 73,964 | $40.70 | $3,010,334.80 |
DisclosureSEC source: 0001845413-22-000002 · wf-form4_167028233325914.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: Not disclosed Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 43,755 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him. F2 · shares: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022). F2 · acquired: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him. F2 · balance_after: On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:03 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 25,029 | $50.94 | $1,274,977.26 |
DisclosureSEC source: 0001845413-21-000017 · wf-form4_163953019207427.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: Not disclosed Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 228,117 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 25,029 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 25,029 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:23 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 11,796 | $49.95 | $589,210.20 |
DisclosureSEC source: 0001845413-21-000015 · wf-form4_163857738759820.xml · nonDerivative · entry 1 Sprules Karl · CIK 0001845413 · Head of Global Tech and Ops 10b5-1 filing: Not disclosed Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 203,088 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2021, 30,078 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 11,796 AB Holding Units were withheld for tax purposes and 18,282 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). F2 · balance_after: On December 1, 2021, 30,078 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 11,796 AB Holding Units were withheld for tax purposes and 18,282 AB Holding Units were delivered to him. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.