Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | May 20, 2021 | May 24, 2021 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | November 14, 2017 | November 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date May 20, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 26,249 |
Reported balance
After 2021-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 3,918 · Balance 26,249 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).
ALLIANCEBERNSTEIN L.P.
Report date November 14, 2017 · Filed November 24, 2017
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 24, 2021 20:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 3,918 | $43.40 | $170,041.20 |
DisclosureSEC source: 0001210401-21-000002 · wf-form4_162188654088200.xml · nonDerivative · entry 1 AUDET PAUL · CIK 0001210401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,249 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021). Read SEC document |
| May 20, 2020 Filed May 21, 2020 23:43 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 7,176 | $23.69 | $169,999.44 |
DisclosureSEC source: 0001210401-20-000002 · wf-form4_159010461894204.xml · nonDerivative · entry 1 AUDET PAUL · CIK 0001210401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,331 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on or about each of May 20, 2021, 2022, 2023 and 2024. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date. Read SEC document |
| May 14, 2019 Filed May 17, 2019 00:03 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 5,810 | $29.26 | $170,000.60 |
DisclosureSEC source: 0001210401-19-000002 · wf-form4_155805142040470.xml · nonDerivative · entry 1 AUDET PAUL · CIK 0001210401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,155 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023. Read SEC document |
| May 15, 2018 Filed May 15, 2018 21:40 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 6,320 | $26.90 | $170,008.00 |
DisclosureSEC source: 0001210401-18-000002 · wf-form4_152642034581182.xml · nonDerivative · entry 1 AUDET PAUL · CIK 0001210401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,345 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 6,320 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 15, 2018; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 15, 2019, 2020, 2021 and 2022. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 15, 2018, the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.