Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | CFO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | CFO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUNDAYN · Entity 12460 | CFO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | CFO of Fund's Adviser | February 12, 2021 | February 19, 2021 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | CFO and Head of Strategy | December 10, 2021 | December 15, 2021 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | CFO and Head of Strategy | February 12, 2021 | February 19, 2021 |
| SYSCO CORPSYY · Entity 2003 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Indirectthrough rabbi trust under employee incentive compensation award program | 46,456 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 30,919 · Balance 46,456 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 30,919 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F3: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 30,919 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).
ALLIANCEBERNSTEIN L.P.
Report date February 12, 2021 · Filed February 19, 2021
This filing explicitly reported no securities owned.
SYSCO CORP
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,331 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 350 · Balance 17,331 F1: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Janus Henderson Group Ltd.
Report date June 30, 2026 · Filed July 02, 2026
Section 16 reporting ended · disclosed 2026-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 356,756 |
Reported balance
After 2026-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-30 · Disposition to issuer · Disposed 130,819 · Balance 356,756 F1: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration"). Includes shares purchased under the Issuer's Employee Stock Purchase Plan. F2: Due to an administrative error, the Reporting Person's Form 4 filed on March 3, 2026 inadvertently understated the amount of securities beneficially owned following reported transactions by 1,311 shares. The amount reported in Column 5 reports the correct amount of securities beneficially owned. |
| Common StockSEC Table I · non-derivative | Direct | 196,336 |
Reported balance
After 2026-06-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-06-30 · Disposition to issuer · Disposed 160,420 · Balance 196,336 F3: At the Effective Time, each outstanding and unvested restricted stock unit award (each, an "Unvested RSU Award") held by the Reporting Person, except for the Unvested RSU Award granted to the Reporting Person on May 12, 2025 (the "Special RSU Award"), was converted into the contingent right to receive an equity-based award with an initial value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested RSU Award immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement RSU Award"). Following the Effective Time, the value of each Replacement RSU Award will be determined by reference to the value of the applicable class of equity securities of Jupiter Topco LLC ("TopCo") and will be settled in cash or in equity interests in TopCo. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-06-30 · Disposition to issuer · Disposed 196,336 · Balance 0 F4: At the Effective Time, the Special RSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate (as defined in the Merger Agreement) or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options. |
| Common StockSEC Table I · non-derivative | Direct | 769,541 |
Reported balance
After 2026-06-30 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-06-30 · Grant · Acquired 769,541 · Balance 769,541 F5: Represents a deemed acquisition of shares of the Issuer underlying outstanding and unvested performance restricted stock unit awards ("Unvested PSU Awards") held by the Reporting Person as of immediately prior to the Effective Time based on a deemed satisfaction of the applicable performance goals at 120% of target pursuant to the Merger Agreement, except in the case of the Unvested PSU Award granted to the Reporting Person on May 12, 2025 (the "Special PSU Award"), for which performance goals were deemed satisfied at 100% of target pursuant to the related award agreement. |
| Common StockSEC Table I · non-derivative | Direct | 327,226 |
Reported balance
After 2026-06-30 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-06-30 · Disposition to issuer · Disposed 442,315 · Balance 327,226 F6: At the Effective Time, each Unvested PSU Award held by the Reporting Person, except for the Special PSU Award, was converted into the contingent right to receive a cash award of equivalent value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested PSU Award immediately prior to the Effective Time (with any applicable performance goals deemed satisfied at 120% of target), plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement PSU Award"). Following the Effective Time, the value of each Replacement PSU Award will be determined by reference to the value of the applicable class of equity securities of TopCo and will be settled in cash or in equity interests in TopCo. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-30 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2026-06-30 · Disposition to issuer · Disposed 327,226 · Balance 0 F7: At the Effective Time, the Special PSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment (with performance goals deemed satisfied at 100% of target pursuant to the related award agreement) equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration"). Includes shares purchased under the Issuer's Employee Stock Purchase Plan.
F2: Due to an administrative error, the Reporting Person's Form 4 filed on March 3, 2026 inadvertently understated the amount of securities beneficially owned following reported transactions by 1,311 shares. The amount reported in Column 5 reports the correct amount of securities beneficially owned.
F3: At the Effective Time, each outstanding and unvested restricted stock unit award (each, an "Unvested RSU Award") held by the Reporting Person, except for the Unvested RSU Award granted to the Reporting Person on May 12, 2025 (the "Special RSU Award"), was converted into the contingent right to receive an equity-based award with an initial value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested RSU Award immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement RSU Award"). Following the Effective Time, the value of each Replacement RSU Award will be determined by reference to the value of the applicable class of equity securities of Jupiter Topco LLC ("TopCo") and will be settled in cash or in equity interests in TopCo.
F4: At the Effective Time, the Special RSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate (as defined in the Merger Agreement) or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options.
F5: Represents a deemed acquisition of shares of the Issuer underlying outstanding and unvested performance restricted stock unit awards ("Unvested PSU Awards") held by the Reporting Person as of immediately prior to the Effective Time based on a deemed satisfaction of the applicable performance goals at 120% of target pursuant to the Merger Agreement, except in the case of the Unvested PSU Award granted to the Reporting Person on May 12, 2025 (the "Special PSU Award"), for which performance goals were deemed satisfied at 100% of target pursuant to the related award agreement.
F6: At the Effective Time, each Unvested PSU Award held by the Reporting Person, except for the Special PSU Award, was converted into the contingent right to receive a cash award of equivalent value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested PSU Award immediately prior to the Effective Time (with any applicable performance goals deemed satisfied at 120% of target), plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement PSU Award"). Following the Effective Time, the value of each Replacement PSU Award will be determined by reference to the value of the applicable class of equity securities of TopCo and will be settled in cash or in equity interests in TopCo.
F7: At the Effective Time, the Special PSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment (with performance goals deemed satisfied at 100% of target pursuant to the related award agreement) equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:34 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 350 | $78.49 | $27,471.50 |
DisclosureSEC source: 0001837149-26-000008 · wk-form4_1790973254.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,331 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:39 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 329 | $83.40 | $27,438.60 |
DisclosureSEC source: 0001837149-26-000005 · wk-form4_1782938349.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,981 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:54 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Disposition to issuerCommon Stock | 327,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022638 · rdgdoc.xml · nonDerivative · entry 6 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F7 · shares: At the Effective Time, the Special PSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment (with performance goals deemed satisfied at 100% of target pursuant to the related award agreement) equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options. F7 · price: At the Effective Time, the Special PSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment (with performance goals deemed satisfied at 100% of target pursuant to the related award agreement) equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:54 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Disposition to issuerCommon Stock | 442,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022638 · rdgdoc.xml · nonDerivative · entry 5 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,226 F6 · shares: At the Effective Time, each Unvested PSU Award held by the Reporting Person, except for the Special PSU Award, was converted into the contingent right to receive a cash award of equivalent value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested PSU Award immediately prior to the Effective Time (with any applicable performance goals deemed satisfied at 120% of target), plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement PSU Award"). Following the Effective Time, the value of each Replacement PSU Award will be determined by reference to the value of the applicable class of equity securities of TopCo and will be settled in cash or in equity interests in TopCo. F6 · price: At the Effective Time, each Unvested PSU Award held by the Reporting Person, except for the Special PSU Award, was converted into the contingent right to receive a cash award of equivalent value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested PSU Award immediately prior to the Effective Time (with any applicable performance goals deemed satisfied at 120% of target), plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement PSU Award"). Following the Effective Time, the value of each Replacement PSU Award will be determined by reference to the value of the applicable class of equity securities of TopCo and will be settled in cash or in equity interests in TopCo. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:54 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 769,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022638 · rdgdoc.xml · nonDerivative · entry 4 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 769,541 F5 · shares: Represents a deemed acquisition of shares of the Issuer underlying outstanding and unvested performance restricted stock unit awards ("Unvested PSU Awards") held by the Reporting Person as of immediately prior to the Effective Time based on a deemed satisfaction of the applicable performance goals at 120% of target pursuant to the Merger Agreement, except in the case of the Unvested PSU Award granted to the Reporting Person on May 12, 2025 (the "Special PSU Award"), for which performance goals were deemed satisfied at 100% of target pursuant to the related award agreement. F5 · price: Represents a deemed acquisition of shares of the Issuer underlying outstanding and unvested performance restricted stock unit awards ("Unvested PSU Awards") held by the Reporting Person as of immediately prior to the Effective Time based on a deemed satisfaction of the applicable performance goals at 120% of target pursuant to the Merger Agreement, except in the case of the Unvested PSU Award granted to the Reporting Person on May 12, 2025 (the "Special PSU Award"), for which performance goals were deemed satisfied at 100% of target pursuant to the related award agreement. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:54 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Disposition to issuerCommon Stock | 196,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022638 · rdgdoc.xml · nonDerivative · entry 3 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F4 · shares: At the Effective Time, the Special RSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate (as defined in the Merger Agreement) or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options. F4 · price: At the Effective Time, the Special RSU Award held by the Reporting Person was converted into the contingent right to receive a cash payment equal to the initial value as of the Effective Time earning interest at the Replacement Award Interest Rate (as defined in the Merger Agreement) or to be notionally invested in an underlying mutual fund or funds selected by the Reporting Person from a list of approved mutual fund options. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:54 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Disposition to issuerCommon Stock | 160,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-26-022638 · rdgdoc.xml · nonDerivative · entry 2 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,336 F3 · shares: At the Effective Time, each outstanding and unvested restricted stock unit award (each, an "Unvested RSU Award") held by the Reporting Person, except for the Unvested RSU Award granted to the Reporting Person on May 12, 2025 (the "Special RSU Award"), was converted into the contingent right to receive an equity-based award with an initial value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested RSU Award immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement RSU Award"). Following the Effective Time, the value of each Replacement RSU Award will be determined by reference to the value of the applicable class of equity securities of Jupiter Topco LLC ("TopCo") and will be settled in cash or in equity interests in TopCo. F3 · price: At the Effective Time, each outstanding and unvested restricted stock unit award (each, an "Unvested RSU Award") held by the Reporting Person, except for the Unvested RSU Award granted to the Reporting Person on May 12, 2025 (the "Special RSU Award"), was converted into the contingent right to receive an equity-based award with an initial value equal to (i)(a) the Merger Consideration, multiplied by (b) the number of shares of the Issuer subject to such Unvested RSU Award immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights (each, a "Replacement RSU Award"). Following the Effective Time, the value of each Replacement RSU Award will be determined by reference to the value of the applicable class of equity securities of Jupiter Topco LLC ("TopCo") and will be settled in cash or in equity interests in TopCo. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 23:54 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Disposition to issuerCommon Stock | 130,819 | $52.00 | $6,802,588.00 |
DisclosureSEC source: 0001437749-26-022638 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,756 F1 · shares: On June 30, 2026, pursuant to that certain Agreement and Plan of Merger, dated as of December 21, 2025 (as amended, including by Amendment No. 1 dated March 24, 2026, and a side letter dated June 16, 2026, the "Merger Agreement"), among the Issuer, Jupiter Company Limited ("Parent"), and Jupiter Merger Sub Limited ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Parent and changing its name to "Janus Henderson Group Ltd." At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer (except for ordinary shares held by Parent and as otherwise provided in the Merger Agreement) was converted into the right to receive $52.00 per share in cash, without interest (the "Merger Consideration"). Includes shares purchased under the Issuer's Employee Stock Purchase Plan. F2 · balance_after: Due to an administrative error, the Reporting Person's Form 4 filed on March 3, 2026 inadvertently understated the amount of securities beneficially owned following reported transactions by 1,311 shares. The amount reported in Column 5 reports the correct amount of securities beneficially owned. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 22:10 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 396 | $69.30 | $27,442.80 |
DisclosureSEC source: 0001837149-26-000003 · wk-form4_1775081441.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,652 F1 · shares: Represents shares elected to be received in lieu of a portion of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 23:38 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 42,529 | $51.91 | $2,207,680.39 |
DisclosureSEC source: 0001437749-26-006720 · rdgdoc.xml · nonDerivative · entry 2 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,264 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 23:38 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 79,715 | $49.00 | $3,906,035.00 |
DisclosureSEC source: 0001437749-26-006720 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,793 F1 · shares: Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 01:05 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | SaleCommon Stock | 127,632 | $49.12 | $6,269,283.84 |
DisclosureSEC source: 0001437749-26-004430 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,078 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices per share ranging from $49.05 to $49.28, inclusive. The Reporting Person undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 23:11 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 117,514 | $48.18 | $5,661,824.52 |
DisclosureSEC source: 0001437749-26-003031 · rdgdoc.xml · nonDerivative · entry 2 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 576,710 F3 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of performance share units. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 23:11 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 212,501 | $48.18 | $10,238,298.18 |
DisclosureSEC source: 0001437749-26-003031 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 694,224 F1 · shares: Represents shares of the Issuer's common stock acquired upon the vesting of a performance share unit award previously granted to the Reporting Person. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 31, 2025 Filed Dec 31, 2025 22:11 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 370 | $74.20 | $27,454.00 |
DisclosureSEC source: 0001837149-25-000007 · wk-form4_1767219113.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,256 F1 · shares: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 22:17 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001837149-25-000005 · wk-form4_1763417858.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,886 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| September 30, 2025 Filed Sep 30, 2025 21:05 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 336 | $81.84 | $27,498.24 |
DisclosureSEC source: 0001837149-25-000003 · wk-form4_1759266302.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,089 F1 · shares: Represents shares elected to be received in lieu of his non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:37 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 366 | $75.01 | $27,453.66 |
DisclosureSEC source: 0000096021-25-000047 · wk-form4_1751492222.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,753 F1 · shares: Represents shares elected to be received in lieu of his non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 20:38 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 39,303 | $36.42 | $1,431,415.26 |
DisclosureSEC source: 0001437749-25-020508 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,248 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| May 12, 2025 Filed May 14, 2025 14:49 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 196,336 | $38.20 | $7,500,035.20 |
DisclosureSEC source: 0001437749-25-016661 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,551 F1 · shares: Represents a grant of restricted stock units which vests five years after the date of grant. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 31, 2025 Filed Apr 1, 2025 21:09 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 371 | $74.10 | $27,491.10 |
DisclosureSEC source: 0000096021-25-000020 · wk-form4_1743541765.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,387 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| March 03, 2025 Filed Mar 4, 2025 21:06 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 28,754 | $41.89 | $1,204,505.06 |
DisclosureSEC source: 0001437749-25-006092 · rdgdoc.xml · nonDerivative · entry 2 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,030 F3 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:06 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 73,508 | $41.71 | $3,066,018.68 |
DisclosureSEC source: 0001437749-25-006092 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,908 F1 · shares: Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 31, 2024 Filed Dec 31, 2024 22:07 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 360 | $76.36 | $27,489.60 |
DisclosureSEC source: 0000096021-24-000224 · wk-form4_1735682829.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,016 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 22:15 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-24-000199 · wk-form4_1732054504.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,656 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| September 30, 2024 Filed Sep 30, 2024 21:06 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 354 | $77.66 | $27,491.64 |
DisclosureSEC source: 0000096021-24-000162 · wk-form4_1727730384.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,855 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 28, 2024 Filed Jun 28, 2024 21:39 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 379 | $72.47 | $27,466.13 |
DisclosureSEC source: 0000096021-24-000051 · wk-form4_1719610776.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,501 F1 · shares: Represents shares elected to be received in lieu of the non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 15:37 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 38,146 | $32.58 | $1,242,796.68 |
DisclosureSEC source: 0001437749-24-020606 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,886 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 29, 2024 Filed Mar 29, 2024 17:28 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 338 | $81.18 | $27,438.84 |
DisclosureSEC source: 0000096021-24-000028 · wk-form4_1711733274.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,122 F1 · shares: Represents shares elected to be received in lieu of the non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 22:35 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 11,872 | $31.16 | $369,931.52 |
DisclosureSEC source: 0001437749-24-006448 · rdgdoc.xml · nonDerivative · entry 2 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,832 F3 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:35 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 92,509 | $31.10 | $2,877,029.90 |
DisclosureSEC source: 0001437749-24-006448 · rdgdoc.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,704 F1 · shares: Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 22:07 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 376 | $73.04 | $27,463.04 |
DisclosureSEC source: 0000096021-24-000004 · wk-form4_1704233267.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,784 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 22:14 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-23-000216 · wk-form4_1700518467.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,408 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| September 29, 2023 Filed Sep 29, 2023 21:12 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 375 | $66.52 | $24,945.00 |
DisclosureSEC source: 0000096021-23-000169 · wk-form4_1696021926.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,508 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 21:12 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 341 | $73.13 | $24,937.33 |
DisclosureSEC source: 0000096021-23-000076 · wk-form4_1688159526.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,133 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 22:25 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 38,146 | $27.59 | $1,052,448.14 |
DisclosureSEC source: 0001209191-23-039155 · doc4.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,480 F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 21:06 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 324 | $76.94 | $24,928.56 |
DisclosureSEC source: 0000096021-23-000046 · wf-form4_168029675641925.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,792 F1 · shares: Represents shares elected to be received in lieu of his non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:49 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 65,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015068 · doc4.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,375 F1 · shares: Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. F2 · balance_after: Includes shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 22:18 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 325 | $76.84 | $24,973.00 |
DisclosureSEC source: 0000096021-23-000004 · wf-form4_167278431928255.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,468 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:06 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000096021-22-000215 · wf-form4_166906837272889.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143 F1 · shares: This grant shall vest on the first anniversary of the grant date. F2 · price: Represents restricted stock issued pursuant to the 2018 Sysco Corporation Omnibus Incentive Plan. Read SEC document |
| September 30, 2022 Filed Sep 30, 2022 21:10 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 349 | $71.48 | $24,946.52 |
DisclosureSEC source: 0000096021-22-000179 · wf-form4_166457220819168.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943 F1 · shares: Represents shares elected to be received in lieu of his non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:07 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 293 | $85.30 | $24,992.90 |
DisclosureSEC source: 0000096021-22-000092 · wf-form4_165670963866587.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 18:13 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 209,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038828 · doc4.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,031 F1 · shares: Represents a grant of restricted stock units which vest in three substantially equal annual installments beginning one year after the date of grant. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:07 UTC | SYSCO CORP SYY · Entity 2003 | GrantCommon Stock | 301 | $82.99 | $24,979.99 |
DisclosureSEC source: 0000096021-22-000060 · wf-form4_164884720840866.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301 F1 · shares: Represents shares elected to be received in lieu of non-employee director annual cash retainer fees pursuant to the Sysco Corporation 2018 Omnibus Incentive Plan. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 30,919 | $50.94 | $1,575,013.86 |
DisclosureSEC source: 0001837149-21-000018 · wf-form4_163953000281825.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 46,456 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 30,919 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 30,919 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). Read SEC document |
| December 03, 2021 Filed Dec 3, 2021 21:53 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 1,720 | $50.79 | $87,358.80 |
DisclosureSEC source: 0001837149-21-000016 · wf-form4_163856837787318.xml · nonDerivative · entry 2 Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,392 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F4 · price: Closing price of an AB Holding Unit on December 3, 2021. F2 · balance_after: On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him. F5 · balance_after: Reflects two bona fide gifts, one for 1,500 AB Holding Units and one for 220 AB Holding Units. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:53 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 2,195 | $49.95 | $109,640.25 |
DisclosureSEC source: 0001837149-21-000016 · wf-form4_163856837787318.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · through rabbi trust under employee incentive compensation award program Disclosed balance after: 15,537 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). F2 · balance_after: On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GiftAB Holding Units | 1,250 | $43.11 | $53,887.50 |
DisclosureSEC source: 0001837149-21-000014 · wf-form4_162128173030181.xml · nonDerivative · entry 1 Dibadj Ali · CIK 0001837149 · CFO and Head of Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,128 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the gift date (May 13, 2021). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.