Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Chief Financial Officer | January 29, 2021 | February 02, 2021 |
| VIRTUS INVESTMENT PARTNERS, INC.VRTS · Entity 4916 | Director | May 20, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date January 29, 2021 · Filed February 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Indirectby rabbi trust under employee incentive compensation award program | 231,846 |
Reported balance
After 2021-01-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-01-29 · Tax withholding · Disposed 7,913 · Balance 231,846 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him. F3: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (January 29, 2021). |
| AB Holding UnitsSEC Table I · non-derivative | Direct | 39,809 |
Reported balance
Holding disclosure · report date 2021-01-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,809 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (January 29, 2021).
VIRTUS INVESTMENT PARTNERS, INC.
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,388 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 779 · Balance 1,388 F1: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 21, 2026 20:12 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 779 | $137.93 | $107,447.47 |
DisclosureSEC source: 0001550507-26-000002 · wk-form4_1779394317.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,388 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| May 14, 2025 Filed May 15, 2025 20:40 UTC | VIRTUS INVESTMENT PARTNERS, INC. VRTS · Entity 4916 | GrantCommon Stock | 609 | $176.23 | $107,324.07 |
DisclosureSEC source: 0000883237-25-000066 · wk-form4_1747341651.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 609 F1 · shares: Common Stock issued as a portion of the Reporting Person's compensation as a member of the Board of Directors in accordance with the Company's Amended and Restated Omnibus Incentive and Equity Plan and subject to share ownership guidelines. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:03 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 7,913 | $35.35 | $279,724.55 |
DisclosureSEC source: 0001550507-21-000002 · wf-form4_161229977774724.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 231,846 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (January 29, 2021). F2 · balance_after: On January 29, 2021, 28,987 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,913 AB Holding Units were withheld for tax purposes and 21,074 AB Holding Units were delivered to him. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:46 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 26,246 | $32.10 | $842,496.60 |
DisclosureSEC source: 0001550507-20-000004 · wf-form4_160806879058970.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 260,833 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 26,246 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024. F3 · price: The closing price on the NYSE of an AB Holding Unit on December 11, 2020, the award date. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:29 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 7,764 | $32.75 | $254,271.00 |
DisclosureSEC source: 0001550507-20-000002 · wf-form4_158085176265388.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 273,123 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On January 31, 2020, 26,499 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,764 AB Holding Units were withheld for tax purposes and 18,735 AB Holding Units were delivered to him. F2 · shares: On January 31, 2020, 26,499 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,764 AB Holding Units were withheld for tax purposes and 18,735 AB Holding Units were delivered to him. F3 · price: The closing price on the NYSE of an AB Holding Unit on January 31, 2020. F2 · balance_after: On January 31, 2020, 26,499 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 7,764 AB Holding Units were withheld for tax purposes and 18,735 AB Holding Units were delivered to him. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:55 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 29,304 | $28.75 | $842,490.00 |
DisclosureSEC source: 0001550507-19-000006 · wf-form4_157618771608027.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 299,622 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 29,304 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 29,304 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 29,304 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. Read SEC document |
| July 30, 2019 Filed Jul 30, 2019 21:44 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 12,723 | $29.66 | $377,364.18 |
DisclosureSEC source: 0001550507-19-000004 · wf-form4_156452305828989.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F4 · price: Reporting Person sold 12,723 AB Holding Units at prices ranging from $29.58 to $29.75 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 21:44 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 10,000 | $29.53 | $295,300.00 |
DisclosureSEC source: 0001550507-19-000004 · wf-form4_156452305828989.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,723 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 10,000 AB Holding Units at prices ranging from $29.40 to $29.61 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 21:44 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 10,000 | $29.63 | $296,300.00 |
DisclosureSEC source: 0001550507-19-000004 · wf-form4_156452305828989.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,723 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 10,000 AB Holding Units at prices ranging from $29.47 to $29.77 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| December 11, 2018 Filed Dec 31, 2018 19:13 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 31,566 | $26.69 | $842,496.54 |
DisclosureSEC source: 0001550507-18-000006 · wf-form4_154628357903508.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 270,318 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 31,566 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 1,752 | $30.21 | $52,927.92 |
DisclosureSEC source: 0001550507-18-000004 · wf-form4_154395806695609.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 238,752 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On November 30, 2018, 5,157 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 1,752 AB Holding Units were withheld for tax purposes and 3,405 AB Holding Units were delivered to him. F2 · shares: On November 30, 2018, 5,157 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 1,752 AB Holding Units were withheld for tax purposes and 3,405 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018. F2 · balance_after: On November 30, 2018, 5,157 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 1,752 AB Holding Units were withheld for tax purposes and 3,405 AB Holding Units were delivered to him. Read SEC document |
| April 24, 2018 Filed Apr 30, 2018 21:51 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 151,803 | $26.35 | $4,000,009.05 |
DisclosureSEC source: 0001550507-18-000002 · wf-form4_152512507633102.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 243,909 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: The award, which was approved by the Compensation Committee of the Board on April 24, 2018, vests on December 1, 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:07 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 31,463 | $24.95 | $785,001.85 |
DisclosureSEC source: 0001550507-17-000018 · wf-form4_151328566132476.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 92,106 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2017 long-term incentive compensation award, which was approved by the Compensation Committee of the Board on December 12, 2017, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 31,463 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2018, 2019, 2020 and 2021. The price set forth in the table is the closing price of an AB Holding Unit on December 12, 2017. Read SEC document |
| December 01, 2017 Filed Dec 8, 2017 12:55 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 3,784 | $24.85 | $94,032.40 |
DisclosureSEC source: 0001550507-17-000016 · wf-form4_151273773674683.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 60,643 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2017, 10,233 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 3,784 AB Holding Units were withheld for tax purposes and 6,449 AB Holding Units were delivered to him. Read SEC document |
| September 08, 2017 Filed Sep 8, 2017 20:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.25 | $46,500.00 |
DisclosureSEC source: 0001550507-17-000014 · wf-form4_150490091593432.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 20:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.55 | $47,100.00 |
DisclosureSEC source: 0001550507-17-000014 · wf-form4_150490091593432.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 20:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.40 | $46,800.00 |
DisclosureSEC source: 0001550507-17-000014 · wf-form4_150490091593432.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 05, 2017 Filed Sep 5, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.35 | $46,700.00 |
DisclosureSEC source: 0001550507-17-000012 · wf-form4_150464253626482.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.35 | $46,700.00 |
DisclosureSEC source: 0001550507-17-000012 · wf-form4_150464253626482.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 20:15 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.25 | $46,500.00 |
DisclosureSEC source: 0001550507-17-000012 · wf-form4_150464253626482.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 30, 2017 Filed Aug 30, 2017 21:42 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.10 | $46,200.00 |
DisclosureSEC source: 0001550507-17-000010 · wf-form4_150412936171063.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 21:42 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.00 | $46,000.00 |
DisclosureSEC source: 0001550507-17-000010 · wf-form4_150412936171063.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 21:42 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.35 | $46,700.00 |
DisclosureSEC source: 0001550507-17-000010 · wf-form4_150412936171063.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 25, 2017 Filed Aug 25, 2017 22:54 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.30 | $46,600.00 |
DisclosureSEC source: 0001550507-17-000008 · wf-form4_150370165156291.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 22:54 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.65 | $47,300.00 |
DisclosureSEC source: 0001550507-17-000008 · wf-form4_150370165156291.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 22:54 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.25 | $46,500.00 |
DisclosureSEC source: 0001550507-17-000008 · wf-form4_150370165156291.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 20:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.20 | $46,400.00 |
DisclosureSEC source: 0001550507-17-000006 · wf-form4_150343286479336.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.05 | $46,100.00 |
DisclosureSEC source: 0001550507-17-000006 · wf-form4_150343286479336.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.00 | $46,000.00 |
DisclosureSEC source: 0001550507-17-000006 · wf-form4_150343286479336.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 17, 2017 Filed Aug 17, 2017 22:36 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.45 | $46,900.00 |
DisclosureSEC source: 0001550507-17-000004 · wf-form4_150300936168711.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:36 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.80 | $47,600.00 |
DisclosureSEC source: 0001550507-17-000004 · wf-form4_150300936168711.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:36 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 3,000 | $24.00 | $72,000.00 |
DisclosureSEC source: 0001550507-17-000004 · wf-form4_150300936168711.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 20:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 1,000 | $24.00 | $24,000.00 |
DisclosureSEC source: 0001550507-17-000002 · wf-form4_150274184857581.xml · nonDerivative · entry 4 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 20:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.90 | $47,800.00 |
DisclosureSEC source: 0001550507-17-000002 · wf-form4_150274184857581.xml · nonDerivative · entry 3 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $23.40 | $46,800.00 |
DisclosureSEC source: 0001550507-17-000002 · wf-form4_150274184857581.xml · nonDerivative · entry 2 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:27 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 3,000 | $24.45 | $73,350.00 |
DisclosureSEC source: 0001550507-17-000002 · wf-form4_150274184857581.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,869 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:19 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 28,987 | $23.20 | $672,498.40 |
DisclosureSEC source: 0001550507-16-000008 · wf-form4_148166392770758.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 70,876 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,987 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:25 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 4,917 | $22.90 | $112,599.30 |
DisclosureSEC source: 0001550507-16-000006 · wf-form4_148097311747015.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 41,889 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2016, 13,299 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,917 AB Holding Units were withheld for tax purposes and 8,382 AB Holding Units were delivered to him. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.