Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Exec Officer of Fund's Adviser | February 14, 2017 | February 22, 2017 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | Exec Officer of Fund's Adviser | February 14, 2017 | February 22, 2017 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUNDAYN · Entity 12460 | Exec Officer of Fund's Adviser | February 14, 2017 | February 22, 2017 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Exec Officer of Fund's Adviser | February 14, 2017 | February 22, 2017 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Head of Human Capital and CTO | February 14, 2017 | February 22, 2017 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Exec Officer of Fund's Adviser | February 14, 2017 | February 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date February 14, 2017 · Filed February 22, 2017
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date February 14, 2017 · Filed February 22, 2017
This filing explicitly reported no securities owned.
ALLIANCE NEW YORK MUNICIPAL INCOME FUND
Report date February 14, 2017 · Filed February 22, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date February 14, 2017 · Filed February 22, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN L.P.
Report date February 14, 2017 · Filed February 22, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date February 14, 2017 · Filed February 22, 2017
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date August 10, 2023 · Filed August 14, 2023
Section 16 reporting ended · disclosed 2023-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 110,205 |
Reported balance
After 2023-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-10 · Sale · Disposed 5,000 · Balance 110,205 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: Ms. Burke sold her 5,000 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. F3: Ms. Burke sold 5,000 AB Holding Units at prices ranging from $29.44 to $29.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Ms. Burke sold her 5,000 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022.
F3: Ms. Burke sold 5,000 AB Holding Units at prices ranging from $29.44 to $29.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2023 Filed Aug 14, 2023 17:36 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 5,000 | $29.56 | $147,799.00 |
DisclosureSEC source: 0001698316-23-000005 · wf-form4_169203455158649.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Former COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,205 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Ms. Burke sold her 5,000 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. F3 · price: Ms. Burke sold 5,000 AB Holding Units at prices ranging from $29.44 to $29.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices. Read SEC document |
| May 24, 2023 Filed May 26, 2023 14:56 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 12,500 | $33.79 | $422,375.00 |
DisclosureSEC source: 0001698316-23-000003 · wf-form4_168511296235931.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 115,205 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Ms. Burke sold her 12,500 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. AB Holding filed Form 10-Q relating to financial results for the quarter ended March 31, 2023, on April 27, 2023. F3 · price: Ms. Burke sold 12,500 AB Holding Units at prices ranging from $33.46 to $34.05 per Unit. The price set forth in the table is the weighted average of her sales at these prices. Read SEC document |
| March 22, 2023 Filed Mar 23, 2023 20:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 12,500 | $35.04 | $438,000.00 |
DisclosureSEC source: 0001698316-23-000002 · wf-form4_167960392461496.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · COO & CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 127,705 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Ms. Burke sold 12,500 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. AB Holding filed Form 10-K relating to financial results for the year ended December 31, 2022, on February 10, 2023. F2 · shares: Ms. Burke sold 12,500 AB Holding Units under a 10b5-1 plan she adopted on December 19, 2022. AB Holding filed Form 10-K relating to financial results for the year ended December 31, 2022, on February 10, 2023. F3 · price: Ms. Burke sold 12,500 AB Holding Units at prices ranging from $34.93 to $35.27 per Unit. The price set forth in the table is the weighted average of her sales at these prices. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 23:35 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 41,195 | $38.84 | $1,600,013.80 |
DisclosureSEC source: 0001698316-22-000004 · wf-form4_167106089997652.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 94,095 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F2 · shares: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 12, 2022). F2 · acquired: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. F2 · balance_after: Reporting Person's 2022 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 12, 2022, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 41,195 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2023, 2024 and 2025. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 77,037 | $40.70 | $3,135,405.90 |
DisclosureSEC source: 0001698316-22-000002 · wf-form4_167028004530441.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · COO & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 52,900 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her. F2 · shares: On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022). F2 · balance_after: On December 1, 2022, 186,874 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 77,037 AB Holding Units were withheld for tax purposes and 109,837 AB Holding Units were delivered to her. Read SEC document |
| December 10, 2021 Filed Dec 15, 2021 01:07 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 35,826 | $50.94 | $1,824,976.44 |
DisclosureSEC source: 0001698316-21-000004 · wf-form4_163953043951755.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · COO & Head of Private Wealth 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 239,774 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 35,826 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 35,826 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 22:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 10,678 | $50.79 | $542,335.62 |
DisclosureSEC source: 0001698316-21-000002 · wf-form4_163856907472660.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · COO & Head of Private Wealth 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 203,948 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2021, 27,237 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 10,678 AB Holding Units were withheld for tax purposes and 16,559 AB Holding Units were delivered to her. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). F2 · balance_after: On December 1, 2021, 27,237 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 10,678 AB Holding Units were withheld for tax purposes and 16,559 AB Holding Units were delivered to her. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:21 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 40,031 | $32.10 | $1,284,995.10 |
DisclosureSEC source: 0001698316-20-000006 · wf-form4_160806724906190.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 231,185 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 40,031 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024. F3 · price: The closing price on the NYSE of an AB Holding Unit on December 11, 2020, the award date. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 6,977 | $32.60 | $227,450.20 |
DisclosureSEC source: 0001698316-20-000004 · wf-form4_160703290979581.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 191,154 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 1, 2020, 20,786 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 6,977 AB Holding Units were withheld for tax purposes and 13,809 AB Holding Units were delivered to her. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020). F2 · balance_after: On December 1, 2020, 20,786 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 6,977 AB Holding Units were withheld for tax purposes and 13,809 AB Holding Units were delivered to her. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 20:19 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 9,244 | $27.90 | $257,907.60 |
DisclosureSEC source: 0001698316-20-000002 · wf-form4_159709076269280.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:49 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 36,000 | $28.75 | $1,035,000.00 |
DisclosureSEC source: 0001698316-19-000007 · wf-form4_157618734162514.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 211,940 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 36,000 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 36,000 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 36,000 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 23:26 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 4,562 | $28.97 | $132,161.14 |
DisclosureSEC source: 0001698316-19-000005 · wf-form4_157541559802912.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 175,940 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: On November 29, 2019, 13,806 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,562 AB Holding Units were withheld for tax purposes and 9,244 AB Holding Units were delivered to her. F3 · price: Closing price of an AB Holding Unit reflecting NYSE composite transactions on November 29, 2019. F2 · balance_after: On November 29, 2019, 13,806 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,562 AB Holding Units were withheld for tax purposes and 9,244 AB Holding Units were delivered to her. Read SEC document |
| June 12, 2019 Filed Jun 12, 2019 21:21 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 18,897 | $28.75 | $543,288.75 |
DisclosureSEC source: 0001698316-19-000003 · wf-form4_156037444911241.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Reporting Person sold 18,897 AB Holding Units at prices ranging from $28.69 to $28.85 per Unit. The price set forth in the table is the weighted average of her sales at these prices. Read SEC document |
| December 11, 2018 Filed Dec 31, 2018 19:08 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 16,486 | $26.69 | $440,011.34 |
DisclosureSEC source: 0001698316-18-000006 · wf-form4_154628328402179.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 189,746 F1 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 16,486 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:07 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 4,356 | $30.21 | $131,594.76 |
DisclosureSEC source: 0001698316-18-000004 · wf-form4_154395760986627.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 173,260 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: On November 30, 2018, 11,396 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,356 AB Holding Units were withheld for tax purposes and 7,040 AB Holding Units were delivered to her. F2 · shares: On November 30, 2018, 11,396 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,356 AB Holding Units were withheld for tax purposes and 7,040 AB Holding Units were delivered to her. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018. F2 · balance_after: On November 30, 2018, 11,396 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 4,356 AB Holding Units were withheld for tax purposes and 7,040 AB Holding Units were delivered to her. Read SEC document |
| April 24, 2018 Filed Apr 30, 2018 21:45 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 151,803 | $26.35 | $4,000,009.05 |
DisclosureSEC source: 0001698316-18-000002 · wf-form4_152512474218713.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 184,656 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: The award, which was approved by the Compensation Committee of the Board on April 24, 2018, vests on December 1, 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 16,433 | $24.95 | $410,003.35 |
DisclosureSEC source: 0001698316-17-000018 · wf-form4_151328521708241.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 32,853 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's 2017 long-term incentive compensation award, which was approved by the Compensation Committee of the Board on December 12, 2017, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 16,433 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2018, 2019, 2020 and 2021. The price set forth in the table is the closing price of an AB Holding Unit on December 12, 2017. Read SEC document |
| December 01, 2017 Filed Dec 8, 2017 12:43 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 3,551 | $24.85 | $88,242.35 |
DisclosureSEC source: 0001698316-17-000016 · wf-form4_151273697588643.xml · nonDerivative · entry 1 Burke Kate C · CIK 0001698316 · Head of Human Capital and CTO 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation plan Disclosed balance after: 16,420 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · balance_after: On December 1, 2017, 8,613 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 3,551 AB Holding Units were withheld for tax purposes and 5,062 AB Holding Units were delivered to her. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.