Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of Fund's Adviser | April 29, 2017 | May 15, 2017 |
| ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP · Entity 11973 | Director of Fund's Adviser | April 29, 2017 | May 15, 2017 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | April 29, 2017 | May 15, 2017 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | May 20, 2021 | May 24, 2021 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | April 29, 2017 | May 15, 2017 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | April 29, 2017 | May 15, 2017 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Director | May 20, 2021 | May 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date April 29, 2017 · Filed May 15, 2017
This filing explicitly reported no securities owned.
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND
Report date April 29, 2017 · Filed May 15, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date April 29, 2017 · Filed May 15, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date May 20, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsSEC Table I · non-derivative | Direct | 30,283 |
Reported balance
After 2021-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 3,918 · Balance 30,283 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).
ALLIANCEBERNSTEIN L.P.
Report date April 29, 2017 · Filed May 15, 2017
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date April 29, 2017 · Filed May 15, 2017
This filing explicitly reported no securities owned.
Equitable Holdings, Inc.
Report date May 20, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,695 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 7,872 · Balance 56,695 F1: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2021 Filed May 21, 2021 16:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 7,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034867 · doc4.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,695 F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Read SEC document |
| May 20, 2021 Filed May 24, 2021 20:05 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 3,918 | $43.40 | $170,041.20 |
DisclosureSEC source: 0001214685-21-000002 · wf-form4_162188671008660.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,283 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021). Read SEC document |
| May 20, 2020 Filed May 21, 2020 23:59 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 7,176 | $23.69 | $169,999.44 |
DisclosureSEC source: 0001214685-20-000002 · wf-form4_159010553111381.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,365 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 7,176 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2020; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2021, 2022, 2023 and 2024. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 20, 2020, the award date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 16:00 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 14,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031228 · doc4.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,823 F1 · shares: Grant of fully vested common stock under the Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 16:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 8,000 | $18.69 | $149,520.00 |
DisclosureSEC source: 0001209191-20-017243 · doc4.xml · nonDerivative · entry 2 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,133 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.44 to $18.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 16:15 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 4,890 | $20.45 | $100,000.50 |
DisclosureSEC source: 0001209191-20-017243 · doc4.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,133 Read SEC document |
| May 23, 2019 Filed May 28, 2019 15:17 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 12,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032944 · doc4.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,243 F1 · shares: Grant of fully vested common stock under the AXA Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Read SEC document |
| May 14, 2019 Filed May 17, 2019 00:09 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 5,810 | $29.26 | $170,000.60 |
DisclosureSEC source: 0001214685-19-000002 · wf-form4_155805177256792.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,189 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · kind: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 5,810 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 14, 2019; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 14, 2020, 2021, 2022 and 2023. Read SEC document |
| May 17, 2018 Filed May 18, 2018 16:57 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | GrantCommon Stock | 4,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031442 · doc4.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,844 F1 · kind: Grant of fully vested common stock under the AXA Equitable Holdings, Inc. 2018 Omnibus Incentive Plan exempt under Rule 16b-3. Read SEC document |
| May 15, 2018 Filed May 15, 2018 21:44 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 6,320 | $26.90 | $170,008.00 |
DisclosureSEC source: 0001214685-18-000002 · wf-form4_152642064062399.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,379 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 6,320 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 15, 2018; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 15, 2019, 2020, 2021 and 2022. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 15, 2018, the grant date. Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:43 UTC | Equitable Holdings, Inc. EQH · Entity 3405 | PurchaseCommon Stock | 4,000 | $20.00 | $80,000.00 |
DisclosureSEC source: 0001209191-18-029595 · doc4.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:17 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 7,059 | $21.25 | $150,003.75 |
DisclosureSEC source: 0001214685-17-000011 · wf-form4_149514221376728.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's award of 7,059 restricted AB Holding Units vests and gets delivered ratably on each of May 16, 2017, 2018, 2019 and 2020. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.