Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Chief Legal Officer | December 10, 2021 | December 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 10, 2021 · Filed December 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Indirectby rabbi trust under employee incentive compensation award program | 226,196 |
Reported balance
After 2021-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-12-10 · Grant · Acquired 11,288 · Balance 226,196 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,288 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F3: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,288 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 15, 2021 00:50 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 11,288 | $50.94 | $575,010.72 |
DisclosureSEC source: 0001296655-21-000006 · wf-form4_163952940293902.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 226,196 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,288 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F2 · shares: Reporting Person's 2021 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 10, 2021, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,288 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2022, 2023 and 2024. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (December 10, 2021). Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 00:06 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 4,312 | $49.95 | $215,384.40 |
DisclosureSEC source: 0001296655-21-000004 · wf-form4_163857637272097.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 214,908 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On December 1, 2021, 11,753 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,312 AB Holding Units were withheld for tax purposes and 7,441 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). F2 · balance_after: On December 1, 2021, 11,753 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,312 AB Holding Units were withheld for tax purposes and 7,441 AB Holding Units were delivered to him. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 22:58 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 9,154 | $37.71 | $345,197.34 |
DisclosureSEC source: 0001296655-21-000002 · wf-form4_161533067154672.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 9,154 AB Holding Units at prices ranging from $37.67 to $37.81 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 21:08 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 20,561 | $32.10 | $660,008.10 |
DisclosureSEC source: 0001296655-20-000008 · wf-form4_160806648971316.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 226,663 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person's 2020 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board as of December 11, 2020, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 20,561 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2021, 2022, 2023 and 2024. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the award date (December 11, 2020). Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 4,033 | $32.60 | $131,475.80 |
DisclosureSEC source: 0001296655-20-000006 · wf-form4_160703168056784.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 206,102 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On December 1, 2020, 13,187 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,033 AB Holding Units were withheld for tax purposes and 9,154 AB Holding Units were delivered to him. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2020). F2 · balance_after: On December 1, 2020, 13,187 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 4,033 AB Holding Units were withheld for tax purposes and 9,154 AB Holding Units were delivered to him. Read SEC document |
| May 20, 2020 Filed May 21, 2020 23:34 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 10,876 | $23.74 | $258,196.24 |
DisclosureSEC source: 0001296655-20-000004 · wf-form4_159010403302098.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 10,876 AB Holding Units at prices ranging from $23.72 to $23.84 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 21:51 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 22,957 | $28.75 | $660,013.75 |
DisclosureSEC source: 0001296655-19-000008 · wf-form4_157618746925672.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 219,289 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 22,957 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. F2 · shares: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 22,957 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. F2 · price: Reporting Person's 2019 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 10, 2019, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 22,957 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2020, 2021, 2022 and 2023. The price set forth in the table is the closing price of an AB Holding Unit on December 10, 2019. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 23:17 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 9,207 | $28.97 | $266,726.79 |
DisclosureSEC source: 0001296655-19-000006 · wf-form4_157541505411866.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 196,332 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him. F2 · shares: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019. F2 · balance_after: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him. Read SEC document |
| November 29, 2019 Filed Feb 4, 2020 21:39 UTC Amendment | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 9,207 | $28.97 | $266,726.79 |
DisclosureSEC source: 0001296655-20-000002 · wf-form4a_158085233049523.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 196,332 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him. F2 · shares: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019. F2 · balance_after: On November 29, 2019, 20,083 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 9,207 AB Holding Units were withheld for tax purposes and 10,876 AB Holding Units were delivered to him. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:01 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 17,913 | $30.30 | $542,763.90 |
DisclosureSEC source: 0001296655-19-000004 · wf-form4_155086929729747.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 22:57 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 122,601 | $30.01 | $3,679,256.01 |
DisclosureSEC source: 0001296655-19-000002 · wf-form4_155070344241593.xml · nonDerivative · entry 3 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,913 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F4 · price: Reporting Person sold 122,601 AB Holding Units at prices ranging from $29.75 to $30.31 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| January 31, 2019 Filed Feb 20, 2019 22:57 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 8,283 | $30.49 | $252,548.67 |
DisclosureSEC source: 0001296655-19-000002 · wf-form4_155070344241593.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 216,415 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On January 31, 2019, 26,196 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 8,283 AB Holding Units were withheld for tax purposes and 17,913 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit on January 31, 2019. F2 · balance_after: On January 31, 2019, 26,196 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 8,283 AB Holding Units were withheld for tax purposes and 17,913 AB Holding Units were delivered to him. Read SEC document |
| December 11, 2018 Filed Dec 31, 2018 19:10 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 24,728 | $26.69 | $659,990.32 |
DisclosureSEC source: 0001296655-18-000012 · wf-form4_154628339238619.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 242,611 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2018 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board on December 11, 2018, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 24,728 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2019, 2020, 2021 and 2022. The price set forth in the table is the closing price of an AB Holding Unit on December 11, 2018. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:09 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 10,688 | $30.21 | $322,884.48 |
DisclosureSEC source: 0001296655-18-000010 · wf-form4_154395774946805.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 217,883 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On November 30, 2018, 20,082 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,688 AB Holding Units were withheld for tax purposes and 9,394 AB Holding Units were delivered to him. F2 · shares: On November 30, 2018, 20,082 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,688 AB Holding Units were withheld for tax purposes and 9,394 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018. F2 · balance_after: On November 30, 2018, 20,082 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,688 AB Holding Units were withheld for tax purposes and 9,394 AB Holding Units were delivered to him. Read SEC document |
| April 24, 2018 Filed Apr 30, 2018 21:47 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 151,803 | $26.35 | $4,000,009.05 |
DisclosureSEC source: 0001296655-18-000008 · wf-form4_152512482383960.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 237,965 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: The award, which was approved by the Compensation Committee of the Board on April 24, 2018, vests on December 1, 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:46 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 37,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001296655-18-000006 · wf-form4_152037275941037.xml · derivative · entry 3 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: AB Holding Units · 37,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:46 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 37,500 | $26.32 | $987,041.25 |
DisclosureSEC source: 0001296655-18-000006 · wf-form4_152037275941037.xml · nonDerivative · entry 2 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,207 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 37,500 AB Holding Units at prices ranging from $26.25 to $26.50 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:46 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Units | 37,500 | $17.05 | $639,375.00 |
DisclosureSEC source: 0001296655-18-000006 · wf-form4_152037275941037.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| March 02, 2018 Filed Mar 3, 2018 01:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 19,786 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001296655-18-000004 · wf-form4_152004106783848.xml · derivative · entry 6 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: AB Holding Units · 19,786 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| March 02, 2018 Filed Mar 3, 2018 01:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 19,786 | $26.26 | $519,663.46 |
DisclosureSEC source: 0001296655-18-000004 · wf-form4_152004106783848.xml · nonDerivative · entry 4 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,207 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 19,786 AB Holding Units at prices ranging from $26.25 to $26.35 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| March 02, 2018 Filed Mar 3, 2018 01:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Units | 19,786 | $17.05 | $337,351.30 |
DisclosureSEC source: 0001296655-18-000004 · wf-form4_152004106783848.xml · nonDerivative · entry 3 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 01:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 21,062 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001296655-18-000004 · wf-form4_152004106783848.xml · derivative · entry 5 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,286 Underlying: AB Holding Units · 21,062 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 01:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 21,062 | $26.25 | $552,917.52 |
DisclosureSEC source: 0001296655-18-000004 · wf-form4_152004106783848.xml · nonDerivative · entry 2 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,207 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 21,062 AB Holding Units at prices ranging from $26.25 to $26.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 01:38 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Exercise / conversionAB Holding Units | 21,062 | $17.05 | $359,107.10 |
DisclosureSEC source: 0001296655-18-000004 · wf-form4_152004106783848.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 10,511 | $27.30 | $286,950.30 |
DisclosureSEC source: 0001296655-18-000002 · wf-form4_151760545760497.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 86,162 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On January 31, 2018, 29,303 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 10,511 AB Holding Units were withheld for tax purposes and 18,792 AB Holding Units were delivered to him. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 26,453 | $24.95 | $660,002.35 |
DisclosureSEC source: 0001296655-17-000006 · wf-form4_151328544517565.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 115,465 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2017 long-term incentive compensation award, which was approved by the Compensation Committee of the Board on December 12, 2017, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 26,453 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2018, 2019, 2020 and 2021. The price set forth in the table is the closing price of an AB Holding Unit on December 12, 2017. Read SEC document |
| December 01, 2017 Filed Dec 8, 2017 12:45 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 7,519 | $24.85 | $186,847.15 |
DisclosureSEC source: 0001296655-17-000004 · wf-form4_151273712075076.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 89,012 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2017, 13,469 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 7,519 AB Holding Units were withheld for tax purposes and 5,950 AB Holding Units were delivered to him. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 39,683 | $23.35 | $926,598.05 |
DisclosureSEC source: 0001296655-17-000002 · wf-form4_148607306473001.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 102,481 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On January 31, 2017, 85,909 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,683 AB Holding Units were withheld for tax purposes and 46,226 AB Holding Units were delivered to him. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:09 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 26,293 | $23.20 | $609,997.60 |
DisclosureSEC source: 0001296655-16-000010 · wf-form4_148166335607229.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 188,390 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 26,293 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:06 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 6,018 | $22.90 | $137,812.20 |
DisclosureSEC source: 0001296655-16-000008 · wf-form4_148097195401068.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 162,097 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2016, 13,969 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 6,018 AB Holding Units were withheld for tax purposes and 7,951 AB Holding Units were delivered to him. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.