Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Chief Operating Officer | June 05, 2020 | June 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date June 05, 2020 · Filed June 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 67,090 |
Reported balance
After 2020-06-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-05 · Sale · Disposed 2,344 · Balance 67,090 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2020 Filed Jun 9, 2020 20:24 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,344 | $27.37 | $64,155.28 |
DisclosureSEC source: 0001389463-20-000018 · wf-form4_159173422955822.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,090 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 2,344 AB Holding Units at prices ranging from $27.30 to $27.46 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:05 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 30,000 | $26.60 | $798,000.00 |
DisclosureSEC source: 0001389463-20-000016 · wf-form4_159130111448334.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,434 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 30,000 AB Holding Units at prices ranging from $26.31 to $27.07 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 02, 2020 Filed Jun 4, 2020 20:05 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 30,000 | $26.04 | $781,200.00 |
DisclosureSEC source: 0001389463-20-000016 · wf-form4_159130111448334.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,434 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 30,000 AB Holding Units at prices ranging from $26.00 to $26.14 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 12:55 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 75,000 | $32.28 | $2,421,000.00 |
DisclosureSEC source: 0001389463-20-000014 · wf-form4_158349932818634.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,434 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 75,000 AB Holding Units at prices ranging from $31.96 to $32.69 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 22:31 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 22,522 | $32.50 | $731,965.00 |
DisclosureSEC source: 0001389463-20-000012 · wf-form4_158336105967104.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,434 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 22,522 AB Holding Units at prices ranging from $31.75 to $33.07 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:31 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 75,000 | $32.02 | $2,401,500.00 |
DisclosureSEC source: 0001389463-20-000012 · wf-form4_158336105967104.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,956 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 75,000 AB Holding Units at prices ranging from $31.94 to $32.15 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 23:30 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,643 | $33.43 | $88,355.49 |
DisclosureSEC source: 0001389463-20-000010 · wf-form4_158275980143327.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,956 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 2,643 AB Holding Units at prices ranging from $33.28 to $33.50 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 31,273 | $34.54 | $1,080,169.42 |
DisclosureSEC source: 0001389463-20-000008 · wf-form4_158257801793781.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,599 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 31,273 AB Holding Units at prices ranging from $34.50 to $34.72 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 50,000 | $35.84 | $1,792,000.00 |
DisclosureSEC source: 0001389463-20-000008 · wf-form4_158257801793781.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,872 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 50,000 AB Holding Units at prices ranging from $35.47 to $36.04 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 23:47 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 50,000 | $35.59 | $1,779,500.00 |
DisclosureSEC source: 0001389463-20-000006 · wf-form4_158215600683931.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,872 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 50,000 AB Holding Units at prices ranging from $35.42 to $35.71 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 23:47 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 50,000 | $35.30 | $1,765,000.00 |
DisclosureSEC source: 0001389463-20-000006 · wf-form4_158215600683931.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,872 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 25,000 | $34.35 | $858,750.00 |
DisclosureSEC source: 0001389463-20-000004 · wf-form4_158205958567258.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,872 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $34.23 to $34.47 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 13,209 | $34.86 | $460,465.74 |
DisclosureSEC source: 0001389463-20-000004 · wf-form4_158205958567258.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,872 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:13 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 12,923 | $32.75 | $423,228.25 |
DisclosureSEC source: 0001389463-20-000002 · wf-form4_158085077673999.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 658,881 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On January 31, 2020, 39,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 12,923 AB Holding Units were withheld for tax purposes and 26,825 AB Holding Units were delivered to him. F2 · shares: On January 31, 2020, 39,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 12,923 AB Holding Units were withheld for tax purposes and 26,825 AB Holding Units were delivered to him. F3 · price: The closing price on the NYSE of an AB Holding Unit on January 31, 2020. F2 · balance_after: On January 31, 2020, 39,748 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 12,923 AB Holding Units were withheld for tax purposes and 26,825 AB Holding Units were delivered to him. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 23:06 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 423,836 | $28.97 | $12,278,528.92 |
DisclosureSEC source: 0001389463-19-000008 · wf-form4_157541434830186.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 698,629 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him. F2 · shares: On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2019. F2 · balance_after: On November 29, 2019, 921,092 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 423,836 AB Holding Units were withheld for tax purposes and 497,256 AB Holding Units were delivered to him. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 21:01 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 24,909 | $29.04 | $723,357.36 |
DisclosureSEC source: 0001389463-19-000006 · wf-form4_155130128767598.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 24,909 AB Holding Units at prices ranging from $28.76 to $29.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:01 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 20,000 | $29.38 | $587,600.00 |
DisclosureSEC source: 0001389463-19-000006 · wf-form4_155130128767598.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,909 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 20,000 AB Holding Units at prices ranging from $29.26 to $29.66 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 21:09 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 25,000 | $29.76 | $744,000.00 |
DisclosureSEC source: 0001389463-19-000004 · wf-form4_155112893553343.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,909 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $29.59 to $29.95 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:09 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 25,000 | $30.35 | $758,750.00 |
DisclosureSEC source: 0001389463-19-000004 · wf-form4_155112893553343.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,909 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $30.26 to $30.56 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 25,000 | $30.15 | $753,750.00 |
DisclosureSEC source: 0001389463-19-000002 · wf-form4_155078306042675.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,909 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F5 · price: Reporting Person sold 25,000 AB Holding Units at prices ranging from $30.08 to $30.28 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 15,000 | $30.11 | $451,650.00 |
DisclosureSEC source: 0001389463-19-000002 · wf-form4_155078306042675.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,909 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F4 · price: Reporting Person sold 15,000 AB Holding Units at prices ranging from $29.75 to $30.36 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| January 31, 2019 Filed Feb 21, 2019 21:04 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 30,277 | $30.49 | $923,145.73 |
DisclosureSEC source: 0001389463-19-000002 · wf-form4_155078306042675.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 1,619,721 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: On January 31, 2019, 75,495 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 30,277 AB Holding Units were withheld for tax purposes and 45,218 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on January 31, 20198. F2 · balance_after: On January 31, 2019, 75,495 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 30,277 AB Holding Units were withheld for tax purposes and 45,218 AB Holding Units were delivered to him. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:10 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 27,286 | $30.21 | $824,310.06 |
DisclosureSEC source: 0001389463-18-000006 · wf-form4_154395783483311.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 1,695,216 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: On November 30, 2018, 56,312 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 27,286 AB Holding Units were withheld for tax purposes and 29,026 AB Holding Units were delivered to him. F2 · shares: On November 30, 2018, 56,312 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 27,286 AB Holding Units were withheld for tax purposes and 29,026 AB Holding Units were delivered to him. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 30, 2018. F2 · balance_after: On November 30, 2018, 56,312 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 27,286 AB Holding Units were withheld for tax purposes and 29,026 AB Holding Units were delivered to him. Read SEC document |
| April 24, 2018 Filed Apr 30, 2018 21:50 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 531,310 | $26.35 | $14,000,018.50 |
DisclosureSEC source: 0001389463-18-000004 · wf-form4_152512498866740.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 1,751,528 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: The award, which was approved by the Compensation Committee of the Board on April 24, 2018, vests ratably on each of December 1, 2019, 2020, 2021 and 2022. The AB Holding Units underlying the award will be delivered to the Reporting Person, net of applicable withholding, promptly after December 1, 2022, subject to the terms and conditions set forth in the award agreement. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:02 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 5,986 | $27.30 | $163,417.80 |
DisclosureSEC source: 0001389463-18-000002 · wf-form4_151760532968007.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 1,220,218 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On January 31, 2018, 18,930 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 5,986 AB Holding Units were withheld for tax purposes and 12,944 AB Holding Units were delivered to him. Read SEC document |
| December 01, 2017 Filed Dec 8, 2017 12:49 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 50,816 | $24.85 | $1,262,777.60 |
DisclosureSEC source: 0001389463-17-000075 · wf-form4_151273737895639.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 1,239,148 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2017, 98,537 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 50,816 AB Holding Units were withheld for tax purposes and 47,721 AB Holding Units were delivered to him. Read SEC document |
| October 17, 2017 Filed Oct 17, 2017 20:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 5,659 | $25.00 | $141,475.00 |
DisclosureSEC source: 0001389463-17-000073 · wf-form4_150827041649032.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 20:12 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 6,500 | $25.00 | $162,500.00 |
DisclosureSEC source: 0001389463-17-000071 · wf-form4_150818472533758.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 20:12 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.90 | $87,150.00 |
DisclosureSEC source: 0001389463-17-000071 · wf-form4_150818472533758.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:12 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0001389463-17-000071 · wf-form4_150818472533758.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 12, 2017 Filed Oct 16, 2017 20:12 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $25.05 | $250,500.00 |
DisclosureSEC source: 0001389463-17-000071 · wf-form4_150818472533758.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 00:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 6,500 | $25.00 | $162,500.00 |
DisclosureSEC source: 0001389463-17-000069 · wf-form4_150776890082305.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 00:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.85 | $86,975.00 |
DisclosureSEC source: 0001389463-17-000069 · wf-form4_150776890082305.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 00:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 6,500 | $25.00 | $162,500.00 |
DisclosureSEC source: 0001389463-17-000069 · wf-form4_150776890082305.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 00:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.95 | $87,325.00 |
DisclosureSEC source: 0001389463-17-000069 · wf-form4_150776890082305.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 09, 2017 Filed Oct 12, 2017 00:41 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.70 | $86,450.00 |
DisclosureSEC source: 0001389463-17-000069 · wf-form4_150776890082305.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 20:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.70 | $86,450.00 |
DisclosureSEC source: 0001389463-17-000067 · wf-form4_150732003140746.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 20:00 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.70 | $86,450.00 |
DisclosureSEC source: 0001389463-17-000067 · wf-form4_150732003140746.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 20:08 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.45 | $85,575.00 |
DisclosureSEC source: 0001389463-17-000065 · wf-form4_150714769702852.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 20:08 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.10 | $84,350.00 |
DisclosureSEC source: 0001389463-17-000065 · wf-form4_150714769702852.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:08 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.40 | $85,400.00 |
DisclosureSEC source: 0001389463-17-000065 · wf-form4_150714769702852.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 20:16 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000063 · wf-form4_150671615662001.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 20:16 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000063 · wf-form4_150671615662001.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 20:16 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000063 · wf-form4_150671615662001.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 26, 2017 Filed Sep 26, 2017 21:28 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.45 | $85,575.00 |
DisclosureSEC source: 0001389463-17-000061 · wf-form4_150646131551020.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:28 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000061 · wf-form4_150646131551020.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 22, 2017 Filed Sep 26, 2017 21:28 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $23.80 | $83,300.00 |
DisclosureSEC source: 0001389463-17-000061 · wf-form4_150646131551020.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 21, 2017 Filed Sep 22, 2017 00:59 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.15 | $84,525.00 |
DisclosureSEC source: 0001389463-17-000059 · wf-form4_150604193913507.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 20, 2017 Filed Sep 22, 2017 00:59 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.30 | $85,050.00 |
DisclosureSEC source: 0001389463-17-000059 · wf-form4_150604193913507.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,159 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 19, 2017 Filed Sep 22, 2017 00:59 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $24.35 | $85,225.00 |
DisclosureSEC source: 0001389463-17-000059 · wf-form4_150604193913507.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,659 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.