ROK

SEC source: 0001246360-18-002584 · form.xml · derivative · entry 7

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,100 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

SEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002572 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,588

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $172.45 to $173.33. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001246360-18-002557 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,438

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

SEC source: 0001246360-18-002520 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,028

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

SEC source: 0001246360-18-002519 · form.xml · nonDerivative · entry 1

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,631

F1 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-002500 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,453.6663

F2 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-002280 · form.xml · nonDerivative · entry 1

PAYNE LISA A · CIK 0001088534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002297 · form.xml · nonDerivative · entry 1

ALEWINE BETTY C · CIK 0001204901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,815

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002296 · form.xml · derivative · entry 1

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common Stock · 1,520 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002295 · form.xml · derivative · entry 1

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,540

Underlying: Common Stock · 11,540 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002294 · form.xml · derivative · entry 1

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002293 · form.xml · derivative · entry 1

Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common Stock · 1,520 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002292 · form.xml · derivative · entry 1

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002291 · form.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Underlying: Common Stock · 7,100 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002290 · form.xml · derivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,540

Underlying: Common Stock · 11,540 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002289 · form.xml · derivative · entry 1

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Underlying: Common Stock · 7,100 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002287 · form.xml · derivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,540

Underlying: Common Stock · 11,540 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002288 · form.xml · derivative · entry 1

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Common Stock · 2,620 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002286 · form.xml · derivative · entry 1

Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

Underlying: Common Stock · 1,120 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002285 · form.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common Stock · 1,520 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002284 · form.xml · derivative · entry 1

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,700 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001246360-18-002283 · form.xml · nonDerivative · entry 1

Watson Patricia A · CIK 0001570660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002282 · form.xml · nonDerivative · entry 1

Rosamilia Thomas W · CIK 0001576105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,954

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002279 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,418

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F2 · ownership.direct: Shares are held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.

SEC source: 0001246360-18-002281 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,079

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002278 · form.xml · derivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

Underlying: Common Stock · 657 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-18-002276 · form.xml · nonDerivative · entry 1

KEANE JAMES P · CIK 0001196719 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,866

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002277 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,304

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002275 · form.xml · nonDerivative · entry 1

KALMANSON STEVEN R · CIK 0001222892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,866

F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

SEC source: 0001246360-18-002274 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614

Underlying: Common Stock · 651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-18-002330 · form.xml · derivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,892

Underlying: Common Stock · 16,892 shares

Expires 2018-12-03

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

SEC source: 0001246360-18-002114 · form.xml · derivative · entry 4

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 4,500 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001246360-18-002114 · form.xml · nonDerivative · entry 3

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,467

F3 · ownership.direct: Includes 2,170 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-002114 · form.xml · nonDerivative · entry 2

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002100 · form.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-002100 · form.xml · nonDerivative · entry 3

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,656

F2 · shares: Delivery of already-owned shares to pay the award price of the option exercise reported herein.

F3 · ownership.direct: Includes 10,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-002100 · form.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-001943 · form.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-001943 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,268

F2 · ownership.direct: Includes 620 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-001943 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001246360-18-001942 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,843.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.3200 to $187.4975. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 4,330 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-001944 · form.xml · derivative · entry 1

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual.Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 209.9053 shares

Expires not disclosed

F1 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 7/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F2 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F2 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

SEC source: 0001246360-18-001804 · form.xml · derivative · entry 1

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902

Underlying: Common Stock · 164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-18-001802 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963

Underlying: Common Stock · 159 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · shares: Restricted stock units delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

SEC source: 0001246360-18-001819 · form.xml · derivative · entry 3

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-07-02

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001246360-18-001819 · form.xml · nonDerivative · entry 2

Laszkiewicz Michael · CIK 0001744992 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,084

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 2,857 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-001818 · form.xml · derivative · entry 3

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires 2028-07-02

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001246360-18-001818 · form.xml · nonDerivative · entry 2

Wlodarczyk Francis · CIK 0001745014 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,820

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 1,010 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

SEC source: 0001246360-18-001781 · form.xml · nonDerivative · entry 2

Parfet Donald R · CIK 0001305641 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Parfet Family Trust

Disclosed balance after: 17

F1 · shares: The shares were acquired by inheritance.