Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 07, 2023 | December 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 07, 2023 · Filed December 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,231 |
Ending reported balance
After 2023-12-11 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2023-12-07 · Exercise / conversion · Acquired 371 · Balance 13,867 Row 2 · 2023-12-08 · Sale · Disposed 165 · Balance 13,702 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2023-12-09 · Exercise / conversion · Acquired 693 · Balance 14,395 Row 4 · 2023-12-10 · Exercise / conversion · Acquired 529 · Balance 14,924 Row 5 · 2023-12-10 · Exercise / conversion · Acquired 1,606 · Balance 16,530 Row 6 · 2023-12-11 · Sale · Disposed 1,159 · Balance 15,371 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 7 · 2023-12-11 · Sale · Disposed 140 · Balance 15,231 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-07 | Direct | 371 |
Reported balance
After 2023-12-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-12-07 · Exercise / conversion · Disposed 371 · Balance 371 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-09 | Direct | 1,386 |
Reported balance
After 2023-12-09 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-12-09 · Exercise / conversion · Disposed 693 · Balance 1,386 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-12-10 · Exercise / conversion · Disposed 529 · Balance 0 F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 0 |
Reported balance
After 2023-12-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2023-12-10 · Exercise / conversion · Disposed 1,606 · Balance 0 F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 27.89 |
Reported balance
Holding disclosure · report date 2023-12-07 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 27.89 F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2023. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F8: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F9: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 140 | $280.13 | $39,217.79 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,231 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280 to $280.2450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,159 | $279.63 | $324,093.37 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,371 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.98 to $279.90. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 12 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,606 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 11 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 529 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 10 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,386 Underlying: Common Stock · 693 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 693 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 165 | $279.02 | $46,038.73 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,702 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · derivative · entry 9 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 371 Underlying: Common Stock · 371 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000211 · wk-form4_1702347141.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000113 · wf-form4_169637006404505.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606 Underlying: Common Stock · 1,606 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $196.43 Strike: $196.43 | $1,178,580.00 |
DisclosureSEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 6,000 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,729 | $310.00 | $535,990.00 |
DisclosureSEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,660 F2 · kind: Sale of shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 6,000 | $310.00 | $1,860,000.00 |
DisclosureSEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,389 F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 6,000 | $196.43 | $1,178,580.00 |
DisclosureSEC source: 0001024478-23-000076 · wf-form4_168670121942146.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 2/23/2023. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 02:40 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 133 | $246.77 Strike: $246.77 | $32,820.41 |
DisclosureSEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,784 Underlying: Common Stock · 133 shares Expires 2030-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 02:40 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 167 | $196.43 Strike: $196.43 | $32,803.81 |
DisclosureSEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 167 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 02:40 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 133 | $246.77 | $32,820.41 |
DisclosureSEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 02:40 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 167 | $196.43 | $32,803.81 |
DisclosureSEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 291 | $264.40 | $76,940.40 |
DisclosureSEC source: 0001024478-22-000189 · wf-form4_167114238796420.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,885 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 47 | $259.09 | $12,177.32 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,176 F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.95 to $259.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 190 | $258.45 | $49,104.82 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,223 F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.94 to $258.75. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 206 | $257.78 | $53,102.68 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,413 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529 Underlying: Common Stock · 528 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 528 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · derivative · entry 8 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079 Underlying: Common Stock · 2,079 shares Expires 2025-12-09 F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,957 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000167 · wf-form4_167097262565440.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,957 Underlying: Common Stock · 6,957 shares Expires 2032-12-09 F8 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F9 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 114 | $256.33 | $29,222.17 |
DisclosureSEC source: 0001024478-22-000127 · wf-form4_167054506965534.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,091 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.31 to $256.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,867 | $255.68 | $733,035.99 |
DisclosureSEC source: 0001024478-22-000127 · wf-form4_167054506965534.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,205 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.27 to $256.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 164 | $256.72 | $42,101.74 |
DisclosureSEC source: 0001024478-22-000127 · wf-form4_167054506965534.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,072 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.69 to $256.9401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2022 Filed Dec 27, 2022 23:33 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,941 | $255.71 | $752,029.88 |
DisclosureSEC source: 0001024478-22-000191 · wf-form4a_167218401143072.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,295 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. F2 · shares: Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price. F2 · price: Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price. F3 · balance_after: As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22 and 12/15/22 for Mr. Kulaszewicz column 5 should be read to include these additional shares. Read SEC document |
| December 08, 2022 Filed Nov 21, 2023 21:49 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 164 | $256.72 | $42,101.74 |
DisclosureSEC source: 0001024478-23-000132 · wk-form4a_1700603367.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,131 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. F3 · shares: Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, being reported pursuant to this amendment. F3 · price: Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, being reported pursuant to this amendment. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.69 to $256.9401. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · balance_after: As a result of the amendment to the number of shares sold, the shares reported in column 5 has been updated in this filing. In the filings on 12/13/22, 12/15/22, 2/28/2023, and 6/13/2023 for Mr. Kulaszewicz column 5 should be read to include these additional shares. Read SEC document |
| December 08, 2022 Filed Nov 21, 2023 21:49 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,941 | $255.71 | $752,029.88 |
DisclosureSEC source: 0001024478-23-000132 · wk-form4a_1700603367.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,295 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022. F2 · shares: Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, as previously reported in amendment dated December 27, 2022. F2 · price: Amended to correct plan administrator error in reporting to the company the number of shares sold and sale price, as previously reported in amendment dated December 27, 2022. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 60 | $257.94 | $15,476.40 |
DisclosureSEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · nonDerivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,866 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $257.92 to $257.98. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 643 | $256.91 | $165,190.17 |
DisclosureSEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · nonDerivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,926 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.65 to $257.42. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 800 | $256.22 | $204,979.60 |
DisclosureSEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · nonDerivative · entry 3 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,569 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.65 to $256.60. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 114 | $255.27 | $29,100.40 |
DisclosureSEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · nonDerivative · entry 2 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,369 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $254.6301 to $255.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000127 · wf-form4_167054506965534.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742 Underlying: Common Stock · 370 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000127 · wf-form4_167054506965534.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2022 Filed Dec 27, 2022 23:33 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000191 · wf-form4a_167218401143072.xml · derivative · entry 4 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742 Underlying: Common Stock · 370 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 27, 2022 23:33 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000191 · wf-form4a_167218401143072.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2022 Filed Nov 21, 2023 21:49 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000132 · wk-form4a_1700603367.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742 Underlying: Common Stock · 370 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Nov 21, 2023 21:49 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000132 · wk-form4a_1700603367.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 3,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,558 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000105 · wf-form4_167045728072267.xml · nonDerivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 3,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000080 · wf-form4_166491977502468.xml · derivative · entry 1 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,558 Underlying: Common Stock · 3,558 shares Expires 2022-12-05 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 133 | $246.77 Strike: $246.77 | $32,820.41 |
DisclosureSEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · derivative · entry 7 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,917 Underlying: Common Stock · 133 shares Expires 2030-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 167 | $196.43 Strike: $196.43 | $32,803.81 |
DisclosureSEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · derivative · entry 6 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967 Underlying: Common Stock · 167 shares Expires 2029-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 167 | $171.46 Strike: $171.46 | $28,633.82 |
DisclosureSEC source: 0001024478-22-000023 · wf-form4_164461580981560.xml · derivative · entry 5 Kulaszewicz Frank C · CIK 0001516418 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,667 Underlying: Common Stock · 167 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.