Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. VP | December 10, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock unitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 550 |
Reported balance
After 2020-12-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-10 · Grant · Acquired 550 · Balance 550 F4: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5: Awarded under the Company's 2020 Long-Term Incentives Plan. F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $246.77 · Expires 2030-12-10 | Direct | 2,450 |
Reported balance
After 2020-12-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-10 · Grant · Acquired 2,450 · Balance 2,450 F5: Awarded under the Company's 2020 Long-Term Incentives Plan. F7: The option vests in three substantially equal annual installments beginning on the date exercisable. |
| Common Stock Share EquivalentsSEC Table II · derivative / convertible security | IndirectNon Qualified Savings Plan | 48.9648 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 48.9648 F1: Each unit is the economic equivalent of one share of Company common stock. F2: The share equivalents are payable in cash upon retirement or after termination of employment. F3: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit is the economic equivalent of one share of Company common stock.
F2: The share equivalents are payable in cash upon retirement or after termination of employment.
F3: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F5: Awarded under the Company's 2020 Long-Term Incentives Plan.
F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F7: The option vests in three substantially equal annual installments beginning on the date exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2020 Filed Dec 14, 2020 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 2,450 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001935 · form.xml · derivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 2,450 shares Expires 2030-12-10 F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001935 · form.xml · derivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550 Underlying: Common Stock · 550 shares Expires 2023-12-10 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 314 | $249.60 | $78,373.33 |
DisclosureSEC source: 0001246360-20-001894 · form.xml · nonDerivative · entry 4 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,120 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.49 to $250.38. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 101 | $250.51 | $25,301.87 |
DisclosureSEC source: 0001246360-20-001894 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,434 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.51 to $250.8701. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001894 · form.xml · derivative · entry 5 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 679 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001894 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001602 · form.xml · derivative · entry 1 Murphy Robert B · CIK 0001672914 · Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679 Underlying: Common Stock · 679 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 23:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,500 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001240051-20-000004 · primary_doc.xml · derivative · entry 4 Murphy Robert B · CIK 0001672914 · SVP, Connected Enterp Consultg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 23:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,500 | $222.62 | $556,542.25 |
DisclosureSEC source: 0001240051-20-000004 · primary_doc.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · SVP, Connected Enterp Consultg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 F2 · balance_after: Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 23:38 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,500 | $104.08 | $260,200.00 |
DisclosureSEC source: 0001240051-20-000004 · primary_doc.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · SVP, Connected Enterp Consultg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,400 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · derivative · entry 6 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · derivative · entry 5 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,400 | $204.78 | $901,025.84 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · nonDerivative · entry 4 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $204.7770 to $204.8000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,400 | $115.69 | $277,656.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 19:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,000 | $108.89 | $217,780.00 |
DisclosureSEC source: 0001246360-20-000441 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Connected Enter Consltg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 373 | $199.09 | $74,262.02 |
DisclosureSEC source: 0001246360-19-002646 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,856 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/17/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $199.05 to $199.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 1,060 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002646 · form.xml · derivative · entry 5 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 740 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002646 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 5,700 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002609 · form.xml · derivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Common Stock · 5,700 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002609 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,489 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 1,490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002181 · form.xml · derivative · entry 1 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740 Underlying: Common Stock · 740 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 03, 2019 Filed May 6, 2019 18:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 53 | $177.22 | $9,392.82 |
DisclosureSEC source: 0001246360-19-001337 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 F2 · kind: Sale of shares to cover taxes due on restricted stock that vested on 5/2/2019. F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $177.22 to $177.38. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 6,300 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002599 · form.xml · derivative · entry 7 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2028-12-04 F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 428 | $175.98 | $75,320.94 |
DisclosureSEC source: 0001246360-18-002599 · form.xml · nonDerivative · entry 4 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192 F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.96 to $176.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F10 · ownership.direct: Includes 1,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002599 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,620 F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002599 · form.xml · derivative · entry 6 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,120 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002599 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002286 · form.xml · derivative · entry 1 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120 Underlying: Common Stock · 1,120 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 696 | $200.00 | $139,200.00 |
DisclosureSEC source: 0001246360-18-000442 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F2 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003305 · form.xml · derivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003305 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,796 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 379 | $190.44 | $72,176.84 |
DisclosureSEC source: 0001246360-17-003190 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F7 · ownership.direct: Includes 790 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003190 · form.xml · derivative · entry 5 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 935 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003190 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002886 · form.xml · derivative · entry 1 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935 Underlying: Common Stock · 935 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-17-000395 · form.xml · derivative · entry 4 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 200 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 331 | $148.64 | $49,198.19 |
DisclosureSEC source: 0001246360-17-000395 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $148.6108 to $148.6720. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Represents shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 00:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000395 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007374 · form.xml · derivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007374 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 930 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 73 | $135.96 | $9,924.81 |
DisclosureSEC source: 0001246360-16-007303 · form.xml · nonDerivative · entry 3 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 500 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007303 · form.xml · derivative · entry 5 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007303 · form.xml · nonDerivative · entry 2 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006942 · form.xml · derivative · entry 1 Murphy Robert B · CIK 0001672914 · Sr. VP Operations & Eng. Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44 Underlying: Common Stock · 44 shares Expires 2016-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2013, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2016, resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2016, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.