Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President | December 10, 2021 | December 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,123.8046 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Exercise / conversion · Acquired 183 · Balance 5,123.8046 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 367 |
Reported balance
After 2021-12-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-10 · Exercise / conversion · Disposed 183 · Balance 367 F2: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy savings plan | 3,398.05 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,398.05 F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F2: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F3: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 14, 2021 21:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000161 · wf-form4_163951708391769.xml · derivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367 Underlying: Common Stock · 183 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000161 · wf-form4_163951708391769.xml · nonDerivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,123.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 18 | $345.61 | $6,220.98 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 6 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940.8046 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F6 · balance_after: Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 162 | $345.21 | $55,924.36 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 5 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,958.8046 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.57 to $345.49. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 88 | $343.43 | $30,221.97 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120.8046 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.40 to $343.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 229 | $342.62 | $78,461.03 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,208.8046 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.32 to $342.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 465 | $341.73 | $158,905.61 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,437.8046 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/19/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.08 to $342.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,728 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · derivative · entry 8 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,728 shares Expires 2021-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000105 · wf-form4_163891932542171.xml · nonDerivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,902.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 13:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,300 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001024478-21-000089 · wf-form4_163732694279424.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,300 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 13:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,300 | $342.40 | $1,472,309.25 |
DisclosureSEC source: 0001024478-21-000089 · wf-form4_163732694279424.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174.8046 F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.26 to $342.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 13:02 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,300 | $115.69 | $497,467.00 |
DisclosureSEC source: 0001024478-21-000089 · wf-form4_163732694279424.xml · nonDerivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,474.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 15:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,728 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000063 · wf-form4_163344637884942.xml · derivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728 Underlying: Common Stock · 1,728 shares Expires 2021-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001024478-21-000043 · wf-form4_163036247390115.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,900 | $321.68 | $932,880.70 |
DisclosureSEC source: 0001024478-21-000043 · wf-form4_163036247390115.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174.8046 F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $321.48 to $321.915. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,900 | $108.89 | $315,781.00 |
DisclosureSEC source: 0001024478-21-000043 · wf-form4_163036247390115.xml · nonDerivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,074.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted stock units · Derivative | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001929 · form.xml · derivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550 Underlying: Common Stock · 550 shares Expires 2023-12-10 F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F4 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 2,450 | $0.00 Strike: $246.77 | $0.00 |
DisclosureSEC source: 0001246360-20-001929 · form.xml · derivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 2,450 shares Expires 2030-12-10 F4 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 227 | $250.59 | $56,883.41 |
DisclosureSEC source: 0001246360-20-001887 · form.xml · nonDerivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174.8046 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 2/10/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.3850 to $250.8801. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 750 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 277 | $249.55 | $69,126.71 |
DisclosureSEC source: 0001246360-20-001887 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,401.8046 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 2/10/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.2450 to $249.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001887 · form.xml · derivative · entry 5 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 782 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001887 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,000 | $246.03 | $1,722,224.70 |
DisclosureSEC source: 0001246360-20-001842 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,896.8046 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $246.00 to $246.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001599 · form.xml · derivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782 Underlying: Common Stock · 782 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-001246 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,000 | $206.49 | $825,940.00 |
DisclosureSEC source: 0001246360-20-001246 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,896.8046 F2 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 19, 2020 Filed May 20, 2020 12:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,000 | $80.11 | $320,440.00 |
DisclosureSEC source: 0001246360-20-001246 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,896.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 58 | $155.78 | $9,035.08 |
DisclosureSEC source: 0001246360-20-000928 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,896.8046 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/10/2020 to cover taxes due on restricted stock that vested on 3/13/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $155.7701 to $156.0300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 1,100 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 19:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,200 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-20-000501 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 19:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,200 | $205.73 | $1,069,805.88 |
DisclosureSEC source: 0001246360-20-000501 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954.8046 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $205.7200 to $205.7500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 19:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,200 | $74.14 | $385,528.00 |
DisclosureSEC source: 0001246360-20-000501 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,154.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 254 | $198.91 | $50,523.09 |
DisclosureSEC source: 0001246360-19-002653 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954.8046 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/28/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.87 to $198.91. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 1,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002653 · form.xml · derivative · entry 5 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 362 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002653 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,208.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 5,700 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002600 · form.xml · derivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,700 Underlying: Common Stock · 5,700 shares Expires 2029-12-05 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002600 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,846.8046 F2 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 1,490 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 01:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,100 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-19-002430 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,100 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 01:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,100 | $199.07 | $1,413,399.13 |
DisclosureSEC source: 0001246360-19-002430 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496.8046 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.80 to $199.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 01:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,100 | $69.57 | $493,947.00 |
DisclosureSEC source: 0001246360-19-002430 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,596.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002173 · form.xml · derivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362 Underlying: Common Stock · 362 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,100 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-19-000733 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,100 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,100 | $177.80 | $906,778.47 |
DisclosureSEC source: 0001246360-19-000733 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496.8046 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $177.7763 to $177.9150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,100 | $46.16 | $235,416.00 |
DisclosureSEC source: 0001246360-19-000733 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,596.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 6,300 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002612 · form.xml · derivative · entry 7 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2028-12-04 F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 813 | $176.20 | $143,251.17 |
DisclosureSEC source: 0001246360-18-002612 · form.xml · nonDerivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496.8046 F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/29/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.67 to $176.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F10 · ownership.direct: Includes 1,140 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002612 · form.xml · nonDerivative · entry 3 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,309.8046 F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002612 · form.xml · derivative · entry 6 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002612 · form.xml · nonDerivative · entry 2 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,909.8046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002292 · form.xml · derivative · entry 1 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $46.16 | $0.00 |
DisclosureSEC source: 0001246360-18-000818 · form.xml · derivative · entry 4 Fooks Elik I · CIK 0001699819 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 5,000 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.