Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PTC INC.PTC · Entity 3317 | Director | July 28, 2023 | August 01, 2023 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director · President and CEO | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PTC INC.
Report date July 28, 2023 · Filed August 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,058,353 |
Reported balance
After 2023-07-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-07-28 · Sale · Disposed 12,552 · Balance 6,058,353 F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,051,518 |
Reported balance
After 2023-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-07-28 · Sale · Disposed 6,835 · Balance 6,051,518 F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,044,576 |
Reported balance
After 2023-07-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-07-28 · Sale · Disposed 6,942 · Balance 6,044,576 F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,030,582 |
Reported balance
After 2023-07-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-07-28 · Sale · Disposed 13,994 · Balance 6,030,582 F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 6,000,205 |
Reported balance
After 2023-07-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-07-28 · Sale · Disposed 30,377 · Balance 6,000,205 F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,990,905 |
Reported balance
After 2023-07-28 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2023-07-28 · Sale · Disposed 9,300 · Balance 5,990,905 F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,979,320 |
Reported balance
After 2023-07-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2023-07-31 · Sale · Disposed 11,585 · Balance 5,979,320 F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,918,479 |
Reported balance
After 2023-07-31 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2023-07-31 · Sale · Disposed 60,841 · Balance 5,918,479 F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Rockwell Automation | 5,910,905 |
Reported balance
After 2023-07-31 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2023-07-31 · Sale · Disposed 7,574 · Balance 5,910,905 F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose. |
| Common StockSEC Table I · non-derivative | Direct | 14,905 |
Reported balance
Holding disclosure · report date 2023-07-28 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 14,905 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $141.60 to $142.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $142.61 to $143.6038. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $143.63 to $144.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $144.64 to $145.63. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $145.70 to $146.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $146.70 to $147.06. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $144.11 to $145.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $145.12 to $146.1171. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $146.13 to $146.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 16,852 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 16,852 · Balance 16,852 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 21:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 16,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-26-000032 · wk-form4_1791234760.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,852 Underlying: Common Stock · 16,852 shares Expires 2026-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 201 | $403.71 | $81,146.17 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 9 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 94,585 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/9/2025. F8 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,847 | $403.02 | $744,382.37 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 8 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 94,786 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/9/2025. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.5150 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,102 | $401.85 | $844,698.16 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 96,633 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/9/2025. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.4350 to $402.4150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,414 | $400.72 | $566,624.02 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 98,735 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/9/2025. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 8,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · derivative · entry 14 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,218 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · derivative · entry 13 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,849 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F13 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 8,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 100,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 91,931 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 10,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · derivative · entry 12 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,443 Underlying: Common Stock · 10,443 shares Expires 2028-12-08 F12 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan. F13 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,849 | $0.00 Strike: $402.22 | $0.00 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · derivative · entry 11 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,849 Underlying: Common Stock · 35,849 shares Expires 2035-12-08 F10 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan. F11 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on date exercisable. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 36 | $402.57 | $14,492.34 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 88,082 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/5/2025. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 176 | $401.67 | $70,693.67 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 88,118 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/5/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.43 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:52 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,455 | $400.88 | $583,278.95 |
DisclosureSEC source: 0001515154-25-000011 · wk-form4_1765414370.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 88,294 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/5/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.40. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 3,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000009 · wk-form4_1764982646.xml · derivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,406 Underlying: Common Stock · 3,702 shares Expires 2027-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 102 | $403.38 | $41,144.98 |
DisclosureSEC source: 0001515154-25-000009 · wk-form4_1764982646.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 89,749 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.34 to $403.62 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,660 | $402.87 | $668,769.18 |
DisclosureSEC source: 0001515154-25-000009 · wk-form4_1764982646.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 89,851 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.32 to $403.24 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 05, 2025 Filed Dec 6, 2025 00:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000009 · wk-form4_1764982646.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 91,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 00:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000009 · wk-form4_1764982646.xml · derivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,936 Underlying: Common Stock · 3,936 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2025 Filed Dec 6, 2025 00:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000009 · wk-form4_1764982646.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 87,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 61,700 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001515154-25-000007 · wk-form4_1762818480.xml · derivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,700 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 47 | $392.40 | $18,442.80 |
DisclosureSEC source: 0001515154-25-000007 · wk-form4_1762818480.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 83,873 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on 5/30/2025. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 53,780 | $391.70 | $21,065,539.95 |
DisclosureSEC source: 0001515154-25-000007 · wk-form4_1762818480.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 83,920 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on 5/30/2025. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $391.36 to $391.87. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,873 | $390.62 | $3,075,359.92 |
DisclosureSEC source: 0001515154-25-000007 · wk-form4_1762818480.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 137,700 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on 5/30/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $390.00 to $390.79. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2025 Filed Nov 10, 2025 23:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 61,700 | $136.40 | $8,415,880.00 |
DisclosureSEC source: 0001515154-25-000007 · wk-form4_1762818480.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 145,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 8,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001515154-25-000005 · wk-form4_1759526927.xml · derivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,218 Underlying: Common Stock · 8,218 shares Expires 2025-12-09 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,400 | $0.00 Strike: $115.89 | $0.00 |
DisclosureSEC source: 0001024478-25-000103 · wk-form4_1757710692.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,400 shares Expires 2026-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 24,400 | $350.13 | $8,543,196.40 |
DisclosureSEC source: 0001024478-25-000103 · wk-form4_1757710692.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 83,873 F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 5/30/2025. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350 to $350.58. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 24,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-25-000103 · wk-form4_1757710692.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 108,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 54 | $298.90 | $16,140.33 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 9 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 83,873 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 481 | $298.03 | $143,352.05 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 8 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 83,927 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F8 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.6800 to $298.3300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 710 | $296.84 | $210,757.68 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 84,408 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.4250 to $297.2800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 239 | $296.19 | $70,788.67 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 85,118 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.0001 to $296.3050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 246 | $294.87 | $72,537.38 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 85,357 F4 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.3650 to $295.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · derivative · entry 12 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,849 Underlying: Common Stock · 3,849 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F11 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 85,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 761 | $302.08 | $229,884.10 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 3 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 81,754 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/7/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $302.0150 to $302.2050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 360 | $301.87 | $108,672.12 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 82,515 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/7/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300.9600 to $301.9300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 2,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · derivative · entry 11 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,566 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F11 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000194 · wk-form4_1733879552.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 82,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 23:31 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 11,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000167 · wk-form4_1733527897.xml · derivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,108 Underlying: Common Stock · 11,108 shares Expires 2027-12-05 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 23:31 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,298 | $0.00 Strike: $297.10 | $0.00 |
DisclosureSEC source: 0001024478-24-000167 · wk-form4_1733527897.xml · derivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,298 Underlying: Common Stock · 35,298 shares Expires 2034-12-05 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 23:31 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,741 | $296.67 | $516,503.86 |
DisclosureSEC source: 0001024478-24-000167 · wk-form4_1733527897.xml · nonDerivative · entry 2 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 80,309 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/26/2024 to cover taxes due on restricted stock units that vested on 12/4/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.36 to $296.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 23:31 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 3,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000167 · wk-form4_1733527897.xml · derivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,872 Underlying: Common Stock · 3,935 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 23:31 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000167 · wk-form4_1733527897.xml · nonDerivative · entry 1 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 82,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,700 | $104.08 Strike: $104.08 | $2,778,936.00 |
DisclosureSEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · derivative · entry 9 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,700 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 5,707 | $300.61 | $1,715,553.88 |
DisclosureSEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 7 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 78,115 F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024. F8 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300.2350 to $301.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,715 | $299.79 | $1,113,702.02 |
DisclosureSEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 6 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 83,822 F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $299.22 to $300.18. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,796 | $298.60 | $834,878.89 |
DisclosureSEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 5 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 87,537 F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.22 to $299.14. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 00:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 12,032 | $297.89 | $3,584,265.42 |
DisclosureSEC source: 0001024478-24-000117 · wk-form4_1732580900.xml · nonDerivative · entry 4 Moret Blake D. · CIK 0001515154 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Family Trust Disclosed balance after: 90,333 F2 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 8/26/2024. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.19 to $298.1450. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Prior filings erroneously reflected common stock holdings as direct holdings when they have been indirectly held in a family trust account since the account in which they were held was converted from a personal account to a family trust account in 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.