MILLER JOHN M

SEC source: 0001024478-26-000042 · wk-form4_1791235338.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Stock · 277 shares

Expires 2026-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001305128-26-000002 · wk-form4_1779403352.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on date exercisable.

SEC source: 0001305128-26-000002 · wk-form4_1779403352.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,614.8061

F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/17/2026.

SEC source: 0001305128-26-000002 · wk-form4_1779403352.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,968.8061

F1 · kind: Shares exercised and sold pursuant to Rule 10b5-1 plan entered into on 2/17/2026.

SEC source: 0001305128-26-000002 · wk-form4_1779403352.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,668.8061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 8

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,968.8061

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/20244 to cover taxes due on restricted stock units that vested on 12/9/2025.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.27. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,997.8061

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/20244 to cover taxes due on restricted stock units that vested on 12/9/2025.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,998.8061

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/20244 to cover taxes due on restricted stock units that vested on 12/9/2025.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.47 to $402.0250 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,041.8061

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/20244 to cover taxes due on restricted stock units that vested on 12/9/2025.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4275 to $401.13. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · derivative · entry 13

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 132 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · derivative · entry 12

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F11 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,060.8061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,928.8061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · derivative · entry 11

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires 2028-12-08

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F8 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan.

F11 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · derivative · entry 10

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513

Underlying: Common Stock · 513 shares

Expires 2035-12-08

F8 · kind: Awarded under the Company's 2020 Long-Term Incentive Plan.

F9 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on date exercisable.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,866.8061

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

SEC source: 0001024478-25-000124 · wk-form4_1765414430.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,868.8061

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001305128-25-000007 · wk-form4_1764982525.xml · derivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108

Underlying: Common Stock · 54 shares

Expires 2027-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001305128-25-000007 · wk-form4_1764982525.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,891.8061

F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/4/2025.

SEC source: 0001305128-25-000007 · wk-form4_1764982525.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,894.8061

F2 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/4/2025.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.31 to $403.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001305128-25-000007 · wk-form4_1764982525.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,921.8061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001305128-25-000007 · wk-form4_1764982525.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65

Underlying: Common Stock · 65 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001305128-25-000007 · wk-form4_1764982525.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,867.8061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 9/12/2025

SEC source: 0001305128-25-000005 · wk-form4_1759527804.xml · derivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132

Underlying: Common Stock · 132 shares

Expires 2025-12-09

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

SEC source: 0001024478-25-000050 · wk-form4_1747170968.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,800 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-25-000050 · wk-form4_1747170968.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,729

F1 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 11/26/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $310 to $310.1250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-25-000050 · wk-form4_1747170968.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-25-000022 · wk-form4_1741044183.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,729

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024.

SEC source: 0001024478-25-000016 · wk-form4_1739569878.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-25-000016 · wk-form4_1739569878.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,981

SEC source: 0001024478-25-000016 · wk-form4_1739569878.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · nonDerivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,394

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.6350 to $298.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · nonDerivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,399

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.33 to $297.27. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,407

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.30 to $296.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · derivative · entry 9

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Stock · 62 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,351

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/7/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7601 to $302.0950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · derivative · entry 8

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F9 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000187 · wk-form4_1733879267.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162

Underlying: Common Stock · 162 shares

Expires 2027-12-05

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · derivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 514

Underlying: Common Stock · 514 shares

Expires 2034-12-05

F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,319

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/4/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.13 to $296.5050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130

Underlying: Common Stock · 64 shares

Expires 2026-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000160 · wk-form4_1733522829.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · derivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · derivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 467 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,274

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,800

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/30/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $284 to $284.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001024478-24-000111 · wk-form4_1732142229.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/30/2023.