Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRINKS COBCO · Entity 1087 | Director | December 01, 2016 | December 02, 2016 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director | October 01, 2018 | October 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRINKS CO
Report date December 01, 2016 · Filed December 02, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Brink's Units (DSAP)SEC Table II · derivative / convertible security | Direct | 19,016.43 |
Reported balance
After 2016-12-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-01 · Grant · Acquired 47.78 · Balance 19,016.43 F1: Under the terms of the Directors' Stock Accumulation Plan (the "DSAP"), the Reporting Person will be entitled to receive a distribution in The Brink's Company (the "Company") common stock in respect of all Brink's Units in the Reporting Person's account on a one-for-one basis following the Reporting Person's termination of service as a director. F2: In accordance with the terms of the DSAP, Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to the Company's common stock. The number of Brink's Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $39.70, which is the average trading price of the Company's common stock on December 1, 2016, calculated in accordance with the terms of the DSAP. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the terms of the Directors' Stock Accumulation Plan (the "DSAP"), the Reporting Person will be entitled to receive a distribution in The Brink's Company (the "Company") common stock in respect of all Brink's Units in the Reporting Person's account on a one-for-one basis following the Reporting Person's termination of service as a director.
F2: In accordance with the terms of the DSAP, Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to the Company's common stock. The number of Brink's Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $39.70, which is the average trading price of the Company's common stock on December 1, 2016, calculated in accordance with the terms of the DSAP.
ROCKWELL AUTOMATION, INC
Report date October 01, 2018 · Filed October 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,815 |
Reported balance
After 2018-10-01 transaction · row 1
1 source rowRow 1 · 2018-10-01 · Grant · Acquired 506 · Balance 21,815 F1: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2018 Filed Oct 2, 2018 17:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002297 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,815 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000510 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,309 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 15:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 512 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002838 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,096 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| April 28, 2017 Filed May 1, 2017 18:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,173 | $158.52 | $1,137,063.96 |
DisclosureSEC source: 0001246360-17-001663 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,584 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000481 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,757 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 20:25 UTC | BRINKS CO BCO · Entity 1087 | GrantBrink's Units (DSAP) · Derivative | 47.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152949 · doc4.xml · derivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,016.43 Underlying: Common Stock · 47.78 shares Expires not disclosed F1 · derivative.exercise_price: Under the terms of the Directors' Stock Accumulation Plan (the "DSAP"), the Reporting Person will be entitled to receive a distribution in The Brink's Company (the "Company") common stock in respect of all Brink's Units in the Reporting Person's account on a one-for-one basis following the Reporting Person's termination of service as a director. F2 · shares: In accordance with the terms of the DSAP, Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to the Company's common stock. The number of Brink's Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $39.70, which is the average trading price of the Company's common stock on December 1, 2016, calculated in accordance with the terms of the DSAP. F1 · derivative.exercise_date: Under the terms of the Directors' Stock Accumulation Plan (the "DSAP"), the Reporting Person will be entitled to receive a distribution in The Brink's Company (the "Company") common stock in respect of all Brink's Units in the Reporting Person's account on a one-for-one basis following the Reporting Person's termination of service as a director. F1 · derivative.expiration_date: Under the terms of the Directors' Stock Accumulation Plan (the "DSAP"), the Reporting Person will be entitled to receive a distribution in The Brink's Company (the "Company") common stock in respect of all Brink's Units in the Reporting Person's account on a one-for-one basis following the Reporting Person's termination of service as a director. F2 · derivative.underlying_shares: In accordance with the terms of the DSAP, Brink's Units (each of which is the economic equivalent of one share of the Company's common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to the Company's common stock. The number of Brink's Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $39.70, which is the average trading price of the Company's common stock on December 1, 2016, calculated in accordance with the terms of the DSAP. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006887 · form.xml · nonDerivative · entry 1 ALEWINE BETTY C · CIK 0001204901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,489 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.