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Chand Sujeet

Disclosed activity across 4 companies

Tapewire entity
45211
SEC CIK
0001388884

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLOWSERVE CORPFLS · Entity 3541DirectorMay 14, 2026May 15, 2026
Proto Labs IncPRLB · Entity 4553DirectorMay 19, 2026May 21, 2026
ROCKWELL AUTOMATION, INCROK · Entity 906Sr VP, TechnologyDecember 10, 2021December 14, 2021
VEECO INSTRUMENTS INCVECO · Entity 4322DirectorMay 08, 2026May 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLOWSERVE CORP

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect28,426 Reported balance After 2026-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 2,573 · Balance 28,426

F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Proto Labs Inc

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,863 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 2,210 · Balance 26,863

F1: Deferred stock units that vest in full on the earlier of the first anniversary of the grant date or the date of the 2027 Annual Meeting of Shareholders but must be retained until the reporting person's service on the Company's Board of Directors ends.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred stock units that vest in full on the earlier of the first anniversary of the grant date or the date of the 2027 Annual Meeting of Shareholders but must be retained until the reporting person's service on the Company's Board of Directors ends.

ROCKWELL AUTOMATION, INC

Report date December 10, 2021 · Filed December 14, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,957 Reported balance After 2021-12-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-12-10 · Exercise / conversion · Acquired 365 · Balance 31,957

Common StockSEC Table I · non-derivativeDirect31,784 Reported balance After 2021-12-13 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-12-13 · Sale · Disposed 173 · Balance 31,784

F1: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10Direct730 Reported balance After 2021-12-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-10 · Exercise / conversion · Disposed 365 · Balance 730

F5: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan1,094.25 Reported balance Holding disclosure · report date 2021-12-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,094.25

F4: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

F4: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.

F5: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

VEECO INSTRUMENTS INC

Report date May 08, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,079 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 2,945 · Balance 33,079

F1: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2027 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2027 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 21, 2026 20:06 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 2,210 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-037247 · wk-form4_1779394011.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,863

F1 · shares: Deferred stock units that vest in full on the earlier of the first anniversary of the grant date or the date of the 2027 Annual Meeting of Shareholders but must be retained until the reporting person's service on the Company's Board of Directors ends.

Read SEC document
May 14, 2026 Filed May 15, 2026 20:27 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 2,573 $67.99 $174,938.27
Disclosure

SEC source: 0001628280-26-035622 · wk-form4_1778876824.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,426

Underlying: Common Stock · 2,573 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
May 08, 2026 Filed May 11, 2026 20:45 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 2,945 $0.00 $0.00
Disclosure

SEC source: 0001388884-26-000002 · form4-05112026_040503.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,079

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2027 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 23, 2025 Filed May 28, 2025 21:53 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 3,939 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028224 · wk-form4_1748469204.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,653

F1 · shares: Deferred stock units that vest in full on the first anniversary of the grant date or the date but must be retained by the reporting person until the completion of the reporting person's service on the Company's Board of Directors.

Read SEC document
May 16, 2025 Filed May 19, 2025 22:39 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 3,099 $51.62 $159,970.38
Disclosure

SEC source: 0001628280-25-026663 · wk-form4_1747694385.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,853

Underlying: Common Stock · 3,099 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
May 09, 2025 Filed May 9, 2025 20:15 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 8,291 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012486 · form4-05092025_040501.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,134

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2026 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 23, 2024 Filed May 24, 2024 20:26 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 4,701 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-018340 · rdgdoc.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,714

F1 · shares: Deferred stock units ("DSUs") that vest in full on the date of the 2025 Annual Meeting of Shareholders, provided that the date of the 2025 Annual Meeting of Shareholders is at least 50 weeks after the date of the grant. DSUs must be retained by the reporting person until the completion of the reporting person's service on the Company's Board of Directors.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:09 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 3,210 $49.84 $159,986.40
Disclosure

SEC source: 0000030625-24-000062 · wk-form4_1715976516.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,754

Underlying: Common Stock · 3,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
May 10, 2024 Filed May 10, 2024 20:30 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 3,677 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012872 · form4-05102024_040501.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,843

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2025 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:21 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 4,453 $33.68 $149,977.04
Disclosure

SEC source: 0000030625-23-000112 · wf-form4_168547803380523.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,544

Underlying: Common Stock · 4,453 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:17 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 4,513 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-015299 · rdgdoc.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,013

F1 · shares: Deferred stock units that vest in full on the earlier of the first anniversary of the grant date or the date of the 2024 annual meeting of shareholders of Proto Labs, Inc. (the "Company"), but must be retained by the reporting person until the completion of the reporting person's service on the Company's Board of Directors.

Read SEC document
May 12, 2023 Filed May 15, 2023 20:21 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 6,760 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007976 · form4-05152023_080508.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,166

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2024 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 23:08 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021723 · rdgdoc.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

F1 · shares: The deferred stock units vest in full on May 18, 2023, but must be retained by the reporting person until the completion of the reporting person's service on the Board of Directors of Proto Labs, Inc.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:32 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 3,236 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-013234 · rdgdoc.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

F1 · shares: The deferred stock units vest in full on May 18, 2023, but must be retained by the reporting person until the completion of the reporting person's service on the Board of Directors of Proto Labs, Inc.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:33 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 4,943 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005142 · form4-05172022_010511.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares, the award of which has been prorated to reflect time served as a director, are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2023 Annual Meeting of Stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 12, 2022 Filed May 13, 2022 20:33 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 5,151 $29.12 $149,997.12
Disclosure

SEC source: 0000030625-22-000070 · wf-form4_165247392087243.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,091

Underlying: Common Stock · 5,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 173 $350.21 $60,586.17
Disclosure

SEC source: 0001024478-21-000159 · wf-form4_163951657854975.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,784

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 365 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000159 · wf-form4_163951657854975.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 365 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 21:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000159 · wf-form4_163951657854975.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 317 $345.27 $109,451.64
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,592

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.01 to $345.535. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 281 $343.31 $96,470.05
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,909

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.11 to $343.940. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 612 $342.42 $209,560.86
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,190

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.01 to $342.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 23:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 621 $341.53 $212,089.76
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.01 to $341.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionPerformance Shares · Derivative 3,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · derivative · entry 7

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,140 shares

Expires 2021-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 04, 2021 Filed Dec 7, 2021 23:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 3,140 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000093 · wf-form4_163891898921661.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 20:59 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001024478-21-000087 · wf-form4_163726914867351.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,200 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 20:59 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,200 $80.11 $96,132.00
Disclosure

SEC source: 0001024478-21-000087 · wf-form4_163726914867351.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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October 01, 2021 Filed Oct 5, 2021 15:03 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantPerformance Shares · Derivative 3,140 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000058 · wf-form4_163344620229728.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,140

Underlying: Common Stock · 3,140 shares

Expires 2021-12-04

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 4, 2018, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2021, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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August 16, 2021 Filed Aug 17, 2021 20:14 UTC VEECO INSTRUMENTS INC VECO · Entity 4322 GrantCommon Stock 6,463 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008235 · edgar.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration for Dr. Chand's initial appointment to Veeco's board of directors. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2022 Annual Meeting of Stockholders and (ii) the first anniversary of the award date.

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August 06, 2021 Filed Aug 11, 2021 00:51 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 OtherCommon Stock Share Equivalents · Derivative 636.27 $314.33 $199,998.75
Disclosure

SEC source: 0001024478-21-000041 · wf-form4_162864306363193.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual. Savings Plan

Disclosed balance after: 161.88

Underlying: Common Stock · 636.27 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Company common stock.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F5 · balance_after: Includes shares represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 8/6/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

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August 06, 2021 Filed Aug 11, 2021 00:51 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 OtherCommon Stock 5,567.4 $314.33 $1,750,000.84
Disclosure

SEC source: 0001024478-21-000041 · wf-form4_162864306363193.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP, Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 1,089.66

F1 · balance_after: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 8/6/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

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May 20, 2021 Filed May 24, 2021 20:39 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 3,587 $41.81 $149,972.47
Disclosure

SEC source: 0000030625-21-000074 · wf-form4_162188872114357.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,940

Underlying: Common Stock · 3,587 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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May 18, 2021 Filed May 20, 2021 21:04 UTC Proto Labs Inc PRLB · Entity 4553 GrantCommon Stock 1,520 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-012955 · rdgdoc.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,264

F1 · shares: The deferred stock units vest in full on May 18, 2022, but must be retained by the reporting person until the completion of the reporting person's service on the Board of Directors of Proto Labs, Inc.

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April 30, 2021 Filed May 4, 2021 21:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $104.08 $0.00
Disclosure

SEC source: 0001246360-21-000693 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 11,600 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 30, 2021 Filed May 4, 2021 21:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 10,083 $265.22 $2,674,229.39
Disclosure

SEC source: 0001246360-21-000693 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $264.84 to $265.82. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.direct: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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April 30, 2021 Filed May 4, 2021 21:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1,517 $266.23 $403,865.45
Disclosure

SEC source: 0001246360-21-000693 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,166

F2 · kind: Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $265.94 to $266.56. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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April 30, 2021 Filed May 4, 2021 21:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 11,600 $104.08 $1,207,328.00
Disclosure

SEC source: 0001246360-21-000693 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:49 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-21-000500 · form.xml · derivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:49 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1,300 $248.06 $322,478.00
Disclosure

SEC source: 0001246360-21-000500 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F2 · ownership.direct: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 00:49 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,300 $74.14 $96,382.00
Disclosure

SEC source: 0001246360-21-000500 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee stock option (right to buy) · Derivative 4,900 $0.00 Strike: $246.77 $0.00
Disclosure

SEC source: 0001246360-20-001928 · form.xml · derivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires 2030-12-10

F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

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December 10, 2020 Filed Dec 14, 2020 22:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted stock units · Derivative 1,095 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001928 · form.xml · derivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095

Underlying: Common Stock · 1,095 shares

Expires 2023-12-10

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 09, 2020 Filed Dec 10, 2020 22:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 266 $250.93 $66,748.20
Disclosure

SEC source: 0001246360-20-001886 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,083

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.51 to $251.21. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · ownership.direct: Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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December 09, 2020 Filed Dec 10, 2020 22:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 700 $249.69 $174,783.00
Disclosure

SEC source: 0001246360-20-001886 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349

F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/18/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.3650 to $250.3100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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December 08, 2020 Filed Dec 10, 2020 22:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionPerformance Shares · Derivative 1,414 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001886 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,414 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 1,414 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001886 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 13:56 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GiftCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001852 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,635

F2 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:39 UTC FLOWSERVE CORP FLS · Entity 3541 GrantPhantom Stock · Derivative 858 $33.53 $28,768.74
Disclosure

SEC source: 0000030625-20-000122 · wf-form4_160616757788172.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,353

Underlying: Common Stock · 858 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.

F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.

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October 01, 2020 Filed Oct 5, 2020 22:07 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantPerformance Shares · Derivative 1,414 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001595 · form.xml · derivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414

Underlying: Common Stock · 1,414 shares

Expires 2020-12-08

F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

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August 27, 2020 Filed Aug 28, 2020 21:35 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GiftCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-001499 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655

F2 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.