Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mirion Technologies, Inc.MIR · Entity 394 | Director | May 13, 2026 | May 14, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Senior Vice President & CFO | December 11, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mirion Technologies, Inc.
Report date May 13, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 87,448 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 7,383 · Balance 87,448 F1: Represents restricted stock units that will vest on the earlier to occur of (i) first anniversary of the grant date or (ii) date of the annual stockholder meeting following the grant date, subject to the non-employee director's continued service on the Board through such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest on the earlier to occur of (i) first anniversary of the grant date or (ii) date of the annual stockholder meeting following the grant date, subject to the non-employee director's continued service on the Board through such vesting date.
ROCKWELL AUTOMATION, INC
Report date December 11, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,959 |
Reported balance
After 2020-12-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-12-11 · Sale · Disposed 61 · Balance 8,959 F2: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F3: Includes 697 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 671.8984 |
Reported balance
Holding disclosure · report date 2020-12-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 671.8984 F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/2/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/2/2020.
F2: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020.
F3: Includes 697 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2026 Filed May 14, 2026 20:07 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 7,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-035092 · wk-form4_1778789249.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,448 F1 · shares: Represents restricted stock units that will vest on the earlier to occur of (i) first anniversary of the grant date or (ii) date of the annual stockholder meeting following the grant date, subject to the non-employee director's continued service on the Board through such vesting date. Read SEC document |
| May 15, 2025 Filed May 16, 2025 20:14 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 7,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-026273 · wk-form4_1747426466.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,065 F1 · shares: Represents restricted stock units that will vest in four equal quarterly installments on September 15, 2025, December 15, 2025, March 15, 2026, and the earlier to occur of (i) first anniversary of the grant date or (ii) date of the annual stockholder meeting following the grant date, subject to the non-employee director's continued service on the Board through each such vesting date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:02 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 2,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030787 · wk-form4_1719950561.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,088 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| June 04, 2024 Filed Jun 4, 2024 20:46 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-026612 · wk-form4_1717533995.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,069 F1 · shares: Represents restricted stock units that will vest in four equal quarterly installments on September 15, 2024, December 15, 2024, March 15, 2025, and the earlier to occur of (i) first anniversary of the grant date or (ii) date of the annual stockholder meeting following the grant date, subject to the non-employee director's continued service on the Board through each such vesting date. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:29 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 1,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-014154 · wk-form4_1712006966.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,569 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:49 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 2,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000232 · wk-form4_1704318527.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,671 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 20:05 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 2,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-033478 · wk-form4_1696277088.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,596 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:11 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 2,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024347 · wk-form4_1688595078.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,690 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:11 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 11,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021323 · wk-form4_1686172310.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,044 F1 · shares: Represents restricted stock units that will vest in four equal quarterly installments on September 15, 2023, December 15, 2023, March 15, 2024, and June 15, 2024, subject to the non-employee director's continued service on the Board through each such vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:19 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 2,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-010689 · wf-form4_168064311900987.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,194 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 23:04 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantClass A Common Stock | 3,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000108 · wf-form4_167278704118613.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,598 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:45 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantCommon Stock | 2,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-025873 · wf-form4_166482992220935.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,390 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:58 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantCommon Stock | 3,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-018398 · wf-form4_165670910857747.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,404 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his or her quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 20:08 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantCommon Stock | 14,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-017422 · wf-form4_165549647235743.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,702 F1 · shares: Represents restricted stock units that will vest in four equal quarterly installments on September 15, 2022, December 15, 2022, March 15, 2023, and June 15, 2023, subject to the non-employee director's continued service on the Board through each such vesting date. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:40 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantCommon Stock | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-005992 · dp170623_4-etzel.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,428 F1 · shares: These shares were issued in connection with the Reporting Person's election to receive his quarterly retainer for director services in the form of vested shares rather than cash. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 22:13 UTC | Mirion Technologies, Inc. MIR · Entity 394 | GrantCommon Stock | 5,817 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-020494 · dp164365_4-etzel.xml · nonDerivative · entry 1 Etzel Steven W. · CIK 0001417866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,817 F1 · shares: Represents restricted stock units ("RSUs") that will vest in two installments with 3,569 RSUs vesting on March 15, 2022 and 2,248 RSUs vesting on June 15, 2022, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 61 | $245.13 | $14,952.93 |
DisclosureSEC source: 0001246360-20-001939 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,959 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F3 · ownership.direct: Includes 697 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 145 | $249.55 | $36,184.40 |
DisclosureSEC source: 0001246360-20-001888 · form.xml · nonDerivative · entry 4 Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,020 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $249.47 to $249.62. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · ownership.direct: Includes 697 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 33 | $250.96 | $8,281.58 |
DisclosureSEC source: 0001246360-20-001888 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,165 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock and performance shares that vested on 12/8/2020. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $250.9550 to $251.0201. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001888 · form.xml · derivative · entry 5 Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 335 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001888 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 14:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 2,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001832 · form.xml · derivative · entry 1 Etzel Steven W. · CIK 0001417866 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510 Underlying: Common Stock · 2,510 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · derivative.exercise_date: The restricted stock units will be earned in three equal annual installments beginning November 13, 2021, and will be earned in full upon retirement, if earlier. F2 · derivative.expiration_date: The restricted stock units will be earned in three equal annual installments beginning November 13, 2021, and will be earned in full upon retirement, if earlier. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 60 | $244.98 | $14,699.09 |
DisclosureSEC source: 0001246360-20-001751 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,863 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/1/2020 to cover taxes due on restricted stock that vested on 10/30/2020. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $244.9801 to $244.9850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 847 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001596 · form.xml · derivative · entry 1 Etzel Steven W. · CIK 0001417866 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Common Stock · 335 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 10, 2020 Filed Aug 13, 2020 01:44 UTC Amendment | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001820074-20-000005 · primary_doc.xml · derivative · entry 1 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,000 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amendment is being filed to address the indavertent listing of an option exercise as an acquisition in Table II rather than as a disposition. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 23:09 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001820074-20-000002 · primary_doc.xml · derivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 1,000 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 23:09 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,000 | $229.89 | $229,885.00 |
DisclosureSEC source: 0001820074-20-000002 · primary_doc.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $229.8100 to $229.9200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 23:09 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,000 | $115.69 | $115,690.00 |
DisclosureSEC source: 0001820074-20-000002 · primary_doc.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 6, 2020 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001240051-20-000005 · primary_doc.xml · derivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 6, 2020 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 900 | $222.19 | $199,966.59 |
DisclosureSEC source: 0001240051-20-000005 · primary_doc.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F2 · balance_after: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 06, 2020 Filed Aug 6, 2020 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001240051-20-000005 · primary_doc.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,700 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-20-001352 · form.xml · derivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 1,700 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,700 | $218.26 | $371,042.00 |
DisclosureSEC source: 0001246360-20-001352 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F2 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,700 | $108.89 | $185,113.00 |
DisclosureSEC source: 0001246360-20-001352 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 11:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-001292 · form.xml · derivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 11:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,200 | $205.50 | $246,599.04 |
DisclosureSEC source: 0001246360-20-001292 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F2 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 20, 2020 Filed May 22, 2020 11:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,200 | $80.11 | $96,132.00 |
DisclosureSEC source: 0001246360-20-001292 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-20-000416 · form.xml · derivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 2,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,480 | $204.09 | $506,134.52 |
DisclosureSEC source: 0001246360-20-000416 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,923 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $204.0588 to $204.3041. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,200 | $80.11 | $176,242.00 |
DisclosureSEC source: 0001246360-20-000416 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 00:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 70 | $202.86 | $14,200.20 |
DisclosureSEC source: 0001246360-19-002666 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,203 F2 · acquired: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/23/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F3 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 164 | $198.91 | $32,621.57 |
DisclosureSEC source: 0001246360-19-002645 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,273 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/23/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.90 to $198.97. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 1,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002645 · form.xml · derivative · entry 5 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 324 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002645 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 2,400 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002601 · form.xml · derivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,400 shares Expires 2029-12-05 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002601 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,113 F3 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 1,230 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-19-002445 · form.xml · derivative · entry 5 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,900 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002445 · form.xml · nonDerivative · entry 4 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,963 F3 · ownership.direct: Includes 1,080 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,900 | $198.17 | $971,011.44 |
DisclosureSEC source: 0001246360-19-002445 · form.xml · nonDerivative · entry 3 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,063 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.0410 to $198.2047. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,900 | $74.14 | $363,286.00 |
DisclosureSEC source: 0001246360-19-002445 · form.xml · nonDerivative · entry 2 Etzel Steven W. · CIK 0001417866 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.