Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. Vice President | December 03, 2018 | December 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date December 03, 2018 · Filed December 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,731 |
Reported balance
After 2018-12-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-12-03 · Exercise / conversion · Acquired 7,100 · Balance 37,731 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Common StockSEC Table I · non-derivative | Direct | 37,730 |
Reported balance
After 2018-12-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-12-04 · Sale · Disposed 1 · Balance 37,730 F3: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. |
| Common StockSEC Table I · non-derivative | Direct | 33,897 |
Reported balance
After 2018-12-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-12-04 · Sale · Disposed 3,833 · Balance 33,897 F3: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5: Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2018-12-03 | Direct | 0 |
Reported balance
After 2018-12-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-03 · Exercise / conversion · Disposed 7,100 · Balance 0 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $171.46 · Expires 2028-12-04 | Direct | 11,100 |
Reported balance
After 2018-12-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-12-04 · Grant · Acquired 11,100 · Balance 11,100 F2: The option vests in three substantially equal annual installments beginning on the date exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: The option vests in three substantially equal annual installments beginning on the date exercisable.
F3: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 6, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 11,100 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002596 · form.xml · derivative · entry 5 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Underlying: Common Stock · 11,100 shares Expires 2028-12-04 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,833 | $176.04 | $674,767.84 |
DisclosureSEC source: 0001246360-18-002596 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,897 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F4 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.04 to $176.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 1,510 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $175.04 | $175.04 |
DisclosureSEC source: 0001246360-18-002596 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,730 F3 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002596 · form.xml · derivative · entry 4 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,100 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002596 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 7,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002519 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,631 F1 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002289 · form.xml · derivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Underlying: Common Stock · 7,100 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 21:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock Share Equivalents · Derivative | 209.9053 | $0.00 Strike: $182.75 | $0.00 |
DisclosureSEC source: 0001246360-18-001944 · form.xml · derivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Nonqual.Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 209.9053 shares Expires not disclosed F1 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 7/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. F2 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment. F2 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 15:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,050 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000893 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,050 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 15:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,050 | $187.90 | $385,186.80 |
DisclosureSEC source: 0001246360-18-000893 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.64 to $188.04. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 15:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,050 | $108.89 | $223,224.50 |
DisclosureSEC source: 0001246360-18-000893 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000817 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 Underlying: Common Stock · 7,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 7,000 | $187.15 | $1,310,073.10 |
DisclosureSEC source: 0001246360-18-000817 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.00 to $187.44. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,000 | $108.89 | $762,230.00 |
DisclosureSEC source: 0001246360-18-000817 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,950 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-18-000746 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,050 Underlying: Common Stock · 1,950 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,950 | $187.08 | $364,813.41 |
DisclosureSEC source: 0001246360-18-000746 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $187.00 to $187.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 19:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,950 | $108.89 | $212,335.50 |
DisclosureSEC source: 0001246360-18-000746 · form.xml · nonDerivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | OtherCommon Stock | 149.0425 | $199.78 | $29,775.71 |
DisclosureSEC source: 0001246360-18-000439 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Disclosed balance after: 0 F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 1/30/2018. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 10,200 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003311 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 Underlying: Common Stock · 10,200 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003311 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,303 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 2,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,371 | $190.80 | $643,195.90 |
DisclosureSEC source: 0001246360-17-003197 · form.xml · nonDerivative · entry 4 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,673 F6 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.751 to $190.835. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F7 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/3/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F8 · ownership.direct: Includes 2,040 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003197 · form.xml · derivative · entry 6 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,910 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003197 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 17:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003197 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,134 Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002885 · form.xml · derivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 5,910 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,800 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-17-001046 · form.xml · derivative · entry 5 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,800 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,600 | $151.05 | $241,682.08 |
DisclosureSEC source: 0001246360-17-001046 · form.xml · nonDerivative · entry 4 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,634 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.02 to $151.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,910 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 15,275 | $150.47 | $2,298,378.84 |
DisclosureSEC source: 0001246360-17-001046 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,234 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.85. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 15:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 14,800 | $80.11 | $1,185,628.00 |
DisclosureSEC source: 0001246360-17-001046 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · derivative · entry 9 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · derivative · entry 8 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 Underlying: Common Stock · 1,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,000 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · derivative · entry 7 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 200 | $152.44 | $30,487.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 6 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,709 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.4300 to $152.4400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,910 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 18,800 | $151.94 | $2,856,487.04 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 5 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,909 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.4300 to $152.3800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 4 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,200 | $80.11 | $96,132.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 19,000 | $74.14 | $1,408,660.00 |
DisclosureSEC source: 0001246360-17-000718 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 14,300 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007377 · form.xml · derivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Underlying: Common Stock · 14,300 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 16:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007377 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,609 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 2,910 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 418 | $136.02 | $56,858.03 |
DisclosureSEC source: 0001246360-16-007305 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,729 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007305 · form.xml · derivative · entry 5 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 260 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007305 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 00:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 2,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007176 · form.xml · nonDerivative · entry 3 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,887 F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 00:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 11,117 | $132.65 | $1,474,632.25 |
DisclosureSEC source: 0001246360-16-007176 · form.xml · nonDerivative · entry 2 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,136 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.2900 to $132.8900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006940 · form.xml · derivative · entry 1 MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 Underlying: Common Stock · 260 shares Expires 2016-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2013, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2016, resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2016, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.