Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR · Entity 3043 | EVP, Chief Finance/Strat Ofcr | February 01, 2026 | February 04, 2026 |
| LINCOLN ELECTRIC HOLDINGS INCLECO · Entity 3367 | Director | April 17, 2026 | April 20, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr. VP and CFO | November 12, 2020 | November 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date February 01, 2026 · Filed February 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,657 |
Ending reported balance
After 2026-02-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-01 · Grant · Acquired 40,750 · Balance 144,781 F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Row 2 · 2026-02-01 · Tax withholding · Disposed 16,124 · Balance 128,657 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
LINCOLN ELECTRIC HOLDINGS INC
Report date April 17, 2026 · Filed April 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 9,176.342 |
Reported balance
After 2026-04-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-17 · Grant · Acquired 688 · Balance 9,176.342 F1: Pursuant to restricted stock unit award. F2: Total includes shares attributable to dividends accrued on the SPP shares pursuant to the Issuer's dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to restricted stock unit award.
F2: Total includes shares attributable to dividends accrued on the SPP shares pursuant to the Issuer's dividend reinvestment plan.
ROCKWELL AUTOMATION, INC
Report date November 12, 2020 · Filed November 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,210.96 |
Reported balance
After 2020-11-12 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-11-12 · Exercise / conversion · Acquired 3,468 · Balance 13,210.96 |
| Common StockSEC Table I · non-derivative | Direct | 9,742.96 |
Reported balance
After 2020-11-12 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-11-12 · Sale · Disposed 3,468 · Balance 9,742.96 F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 12,842.96 |
Reported balance
After 2020-11-13 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-11-13 · Exercise / conversion · Acquired 3,100 · Balance 12,842.96 |
| Common StockSEC Table I · non-derivative | Direct | 32,374.96 |
Reported balance
After 2020-11-13 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-11-13 · Exercise / conversion · Acquired 19,532 · Balance 32,374.96 |
| Common StockSEC Table I · non-derivative | Direct | 32,606.96 |
Reported balance
After 2020-11-13 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-11-13 · Exercise / conversion · Acquired 232 · Balance 32,606.96 |
| Common StockSEC Table I · non-derivative | Direct | 19,905.96 |
Reported balance
After 2020-11-13 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-11-13 · Sale · Disposed 12,701 · Balance 19,905.96 F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 9,742.96 |
Reported balance
After 2020-11-13 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2020-11-13 · Sale · Disposed 10,163 · Balance 9,742.96 F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.08 · Expires 2025-12-03 | Direct | 232 |
Reported balance
After 2020-11-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-12 · Exercise / conversion · Disposed 3,468 · Balance 232 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $136.40 · Expires 2026-12-06 | Direct | 0 |
Reported balance
After 2020-11-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-11-13 · Exercise / conversion · Disposed 3,100 · Balance 0 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $104.08 · Expires 2025-12-03 | Direct | 0 |
Reported balance
After 2020-11-13 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-11-13 · Exercise / conversion · Disposed 232 · Balance 0 |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $149.41 · Expires 2027-02-07 | Direct | 8,868 |
Reported balance
After 2020-11-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-11-13 · Exercise / conversion · Disposed 19,532 · Balance 8,868 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 1,552.5643 |
Reported balance
Holding disclosure · report date 2020-11-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,552.5643 F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/2/2020. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2026 Filed Apr 20, 2026 20:30 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001696060-26-000001 · form4-04202026_040409.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,176.342 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Total includes shares attributable to dividends accrued on the SPP shares pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 00:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 16,124 | $59.58 | $960,667.92 |
DisclosureSEC source: 0001225208-26-001260 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · EVP, Chief Finance/Strat Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,657 Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 00:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 40,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001260 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · EVP, Chief Finance/Strat Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,781 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 1, 2023 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| January 28, 2026 Filed Jan 30, 2026 22:46 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 134,405 | $0.00 Strike: $57.91 | $0.00 |
DisclosureSEC source: 0001225208-26-001076 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · EVP, Chief Finance/Strat Ofcr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,405 Underlying: Common Stock · 134,405 shares Expires 2036-01-27 F1 · balance_after: The reporting person was also awarded 37,250 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:30 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 257 | $0.00 | $0.00 |
DisclosureSEC source: 0001696060-25-000004 · form4-12122025_041216.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,479.458 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Total includes shares attributable to dividends accrued on the SPP shares pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 22:54 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 97,405 | $0.00 Strike: $65.21 | $0.00 |
DisclosureSEC source: 0001225208-25-001502 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,405 Underlying: Common Stock · 97,405 shares Expires 2035-02-05 F1 · balance_after: The reporting person was also awarded 26,670 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 23:22 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 19,523 | $63.15 | $1,232,877.45 |
DisclosureSEC source: 0001225208-25-001300 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,031 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 23:22 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 49,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001300 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,554 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 2, 2022 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:30 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029118 · form4-12122024_041231.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,214.383 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Includes additional shares attributable to a broker-sponsored dividend reinvestment plan. Read SEC document |
| February 04, 2024 Filed Feb 6, 2024 21:36 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 26,455 | $56.78 | $1,502,114.90 |
DisclosureSEC source: 0001225208-24-001638 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,159 Read SEC document |
| February 04, 2024 Filed Feb 6, 2024 21:36 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantCommon Stock | 67,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001638 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,614 F1 · date: The acquistion of shares of Carrier common stock represents the vesting of performance share units (PSUs) previously awarded on February 4, 2021 to the reporting person under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier Global Corporation common stock. These PSUs vested upon the achievement of the pre-established performance targets for earnings per share growth and total shareholder return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 185.5% level. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 21:34 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 172,535 | $0.00 Strike: $56.33 | $0.00 |
DisclosureSEC source: 0001225208-24-001376 · doc4.xml · derivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,535 Underlying: Common Stock · 172,535 shares Expires 2034-01-29 F2 · balance_after: The reporting person was also awarded 44,615 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest equally on the third, fourth, and fifth anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth over a three-year time period. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 21:34 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 77,295 | $0.00 Strike: $56.33 | $0.00 |
DisclosureSEC source: 0001225208-24-001376 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior VP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,295 Underlying: Common Stock · 77,295 shares Expires 2034-01-29 F1 · balance_after: The reporting person was also awarded 29,980 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 21:30 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-016053 · form4-12082023_041221.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,467.148 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Includes additional shares attributable to a broker-sponsored dividend reinvestment plan. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 18,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010658 · doc4.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,457 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. F2 · derivative.expiration_date: The reporting person was granted these RSUs on December 1, 2020 and these are the last of three tranches that vested over a three-year period. Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 7,263 | $53.22 | $386,536.86 |
DisclosureSEC source: 0001225208-23-010658 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,603 Read SEC document |
| December 01, 2023 Filed Dec 4, 2023 21:15 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 18,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010658 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:23 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 227,070 | $0.00 Strike: $46.14 | $0.00 |
DisclosureSEC source: 0001225208-23-001314 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,070 Underlying: Common Stock · 227,070 shares Expires 2033-01-31 F1 · balance_after: The reporting person was also awarded 57,315 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:30 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061215 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,697.608 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Includes additional shares attributable to a broker-sponsored dividend reinvestment plan. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 18,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012290 · doc4.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 7,147 | $44.93 | $321,114.71 |
DisclosureSEC source: 0001225208-22-012290 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,409 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 18,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012290 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:04 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 136,650 | $0.00 Strike: $47.51 | $0.00 |
DisclosureSEC source: 0001225208-22-001521 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,650 Underlying: Common Stock · 136,650 shares Expires 2032-02-01 F1 · balance_after: The reporting person was also awarded 30,930 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 21:30 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069034 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,707.457 F1 · kind: Pursuant to restricted stock unit award. F2 · balance_after: Includes additional shares attributable to a broker-sponsored dividend reinvestment plan. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionRestricted Stock Unit RSU · Derivative | 17,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014454 · doc4.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Tax withholdingCommon Stock | 6,514 | $53.60 | $349,150.40 |
DisclosureSEC source: 0001225208-21-014454 · doc4.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,394 Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:17 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | Exercise / conversionCommon Stock | 17,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014454 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 21:44 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 139,925 | $38.33 Strike: $38.33 | $5,363,325.25 |
DisclosureSEC source: 0001225208-21-001852 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,925 Underlying: Common Stock · 139,925 shares Expires 2031-02-03 F1 · balance_after: The reporting person was also awarded 36,125 Performance Share Units (PSUs) under the Carrier Global Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 22:00 UTC | LINCOLN ELECTRIC HOLDINGS INC LECO · Entity 3367 | GrantCommon Shares | 1,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063262 · doc4.xml · nonDerivative · entry 1 Goris Patrick P. · CIK 0001696060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,629.029 F1 · kind: Pursuant to restricted stock unit award. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:13 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 60,968 | $37.60 Strike: $37.60 | $2,292,396.80 |
DisclosureSEC source: 0001225208-20-014228 · doc4.xml · derivative · entry 6 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,968 Underlying: Common Stock · 60,968 shares Expires 2030-11-30 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:13 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 60,966 | $37.60 Strike: $37.60 | $2,292,321.60 |
DisclosureSEC source: 0001225208-20-014228 · doc4.xml · derivative · entry 5 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,966 Underlying: Common Stock · 60,966 shares Expires 2030-11-30 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:13 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantStock Appreciation Right · Derivative | 60,966 | $37.60 Strike: $37.60 | $2,292,321.60 |
DisclosureSEC source: 0001225208-20-014228 · doc4.xml · derivative · entry 4 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,966 Underlying: Common Stock · 60,966 shares Expires 2030-11-30 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:13 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Unit RSU · Derivative | 17,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-014228 · doc4.xml · derivative · entry 3 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,733 Underlying: Common Stock · 17,733 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period F1 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:13 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Unit RSU · Derivative | 17,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-014228 · doc4.xml · derivative · entry 2 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,731 Underlying: Common Stock · 17,731 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period F1 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:13 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantRestricted Stock Unit RSU · Derivative | 17,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-014228 · doc4.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,731 Underlying: Common Stock · 17,731 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period F1 · price: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period F1 · derivative.expiration_date: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 19,532 | $0.00 Strike: $149.41 | $0.00 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · derivative · entry 12 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,868 Underlying: Common Stock · 19,532 shares Expires 2027-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 232 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · derivative · entry 11 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 232 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,100 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · derivative · entry 10 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,100 shares Expires 2026-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,163 | $238.75 | $2,426,414.22 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 8 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.96 F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $238.30 to $239.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F5 · ownership.direct: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 12,701 | $237.99 | $3,022,749.09 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 7 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,905.96 F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237.2650 to $238.26. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 232 | $104.08 | $24,146.56 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 6 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,606.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 19,532 | $149.41 | $2,918,276.12 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 5 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,374.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,100 | $136.40 | $422,840.00 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 4 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,842.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,468 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · derivative · entry 9 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232 Underlying: Common Stock · 3,468 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,468 | $237.23 | $822,708.44 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.96 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $237 to $237.7250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 23:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,468 | $104.08 | $360,949.44 |
DisclosureSEC source: 0001246360-20-001831 · form.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,210.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001597 · form.xml · derivative · entry 1 Goris Patrick P. · CIK 0001696060 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Underlying: Common Stock · 2,242 shares Expires 2020-12-08 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 8, 2017, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2020, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,600 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001240051-20-000002 · primary_doc.xml · derivative · entry 4 Goris Patrick P. · CIK 0001696060 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,600 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,600 | $220.00 | $572,006.50 |
DisclosureSEC source: 0001240051-20-000002 · primary_doc.xml · nonDerivative · entry 3 Goris Patrick P. · CIK 0001696060 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,742.96 F4 · shares: Shares sold pursuant to Rule 10b5-1 trading plan entered into on 5/19/2020. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $220.00 to $220.0025. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Includes 3,550 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| July 30, 2020 Filed Jul 31, 2020 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,600 | $108.89 | $283,114.00 |
DisclosureSEC source: 0001240051-20-000002 · primary_doc.xml · nonDerivative · entry 2 Goris Patrick P. · CIK 0001696060 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,342.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to a Rule 10b5-1 trading plan entered into on 5/19/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.