Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP | October 01, 2019 | October 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2019 · Filed October 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2019-12-06 | Direct | 578 |
Reported balance
After 2019-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-10-01 · Grant · Acquired 578 · Balance 578 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 2, 2019 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002184 · form.xml · derivative · entry 1 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578 Underlying: Common Stock · 578 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 21:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 263 | $159.38 | $41,916.23 |
DisclosureSEC source: 0001246360-19-001626 · form.xml · nonDerivative · entry 2 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,868 F2 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 2/22/2019 to cover taxes due on restricted stock that vested on 6/9/2019. F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $159.36 to $159.41. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,014 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 2,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002613 · form.xml · derivative · entry 7 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,620 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 6,600 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002613 · form.xml · derivative · entry 6 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires 2028-12-04 F7 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 993 | $175.73 | $174,495.12 |
DisclosureSEC source: 0001246360-18-002613 · form.xml · nonDerivative · entry 4 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,131 F8 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/29/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F9 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.17 to $175.84. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F10 · ownership.direct: Includes 2,847 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 420 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002613 · form.xml · nonDerivative · entry 3 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,124 F6 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 23:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002613 · form.xml · nonDerivative · entry 2 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 2,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002288 · form.xml · derivative · entry 1 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,620 Underlying: Common Stock · 2,620 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 2,500 | $0.00 Strike: $167.69 | $0.00 |
DisclosureSEC source: 0001246360-18-001819 · form.xml · derivative · entry 3 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2028-07-02 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001819 · form.xml · nonDerivative · entry 2 Laszkiewicz Michael · CIK 0001744992 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 2,857 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.