Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2025 Filed Dec 23, 2025 15:33 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 500 | $37.38 | $18,690.00 |
DisclosureSEC source: 0001126328-25-000073 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,450 Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:09 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Exercise / conversionCommon Stock · Derivative | 8,388 | $37.38 Strike: $37.38 | $313,543.44 |
DisclosureSEC source: 0001126328-25-000071 · form4.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,292 Underlying: Common Stock · 8,388 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:09 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
Disposition to issuerCommon Stock | 8,388 | $90.09 | $755,674.92 |
DisclosureSEC source: 0001126328-25-000071 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,950 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.21, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:09 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 8,388 | $37.38 | $313,543.44 |
DisclosureSEC source: 0001126328-25-000071 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,338 Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Exercise / conversionCommon Stock · Derivative | 1,710 | $62.78 Strike: $62.78 | $107,353.80 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · derivative · entry 5 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,710 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Exercise / conversionCommon Stock · Derivative | 1,710 | $62.78 Strike: $62.78 | $107,353.80 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · derivative · entry 4 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,710 Underlying: Common Stock · 1,710 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Exercise / conversionCommon Stock · Derivative | 1,710 | $62.78 Strike: $62.78 | $107,353.80 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · derivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,420 Underlying: Common Stock · 1,710 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
Disposition to issuerCommon Stock | 5,130 | $90.08 | $462,110.40 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,577 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 5,130 | $62.78 | $322,061.40 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,707 F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:04 UTC |
Bhatia KamalPresident and CEO - PAM
|
Disposition to issuerCommon Stock | 2,921 | $90.03 | $262,977.63 |
DisclosureSEC source: 0001126328-25-000067 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,302 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.10, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 18:29 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 500 | $87.52 | $43,760.00 |
DisclosureSEC source: 0001126328-25-000065 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,575 Underlying: Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 18:27 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 828 | $87.52 | $72,466.56 |
DisclosureSEC source: 0001126328-25-000063 · form4.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,260 Underlying: Common Stock · 828 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 15:33 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GiftCommon Stock | 1,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000061 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,144 F1 · balance_after: Includes 3248 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 15:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
SaleCommon Stock | 1,887 | $85.04 | $160,470.48 |
DisclosureSEC source: 0001126328-25-000059 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,421 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1741 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:39 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000027 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,308 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1741 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 23:30 UTC |
Mitchell H ElizabethDirector
|
GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-095190 · tm2527670-1_4seq1.xml · nonDerivative · entry 1 Mitchell H Elizabeth · CIK 0001295482 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,750 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 257 | $82.62 | $21,233.34 |
DisclosureSEC source: 0001126328-25-000050 · form4.xml · derivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,432 Underlying: Common Stock · 257 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000050 · form4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,313 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 178 | $82.62 | $14,706.36 |
DisclosureSEC source: 0001126328-25-000049 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,075 Underlying: Common Stock · 178 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC |
Mills ScottDirector
|
GrantCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000049 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,111 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 205 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000048 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,214 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:43 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000047 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,415 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:43 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000046 · form4.xml · nonDerivative · entry 1 Carter Miller Jocelyn · CIK 0001166855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,912 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:43 UTC |
Muruzabal ClaudioDirector
|
GrantCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000045 · form4.xml · nonDerivative · entry 1 Muruzabal Claudio · CIK 0001872135 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,079 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:42 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000043 · form4.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,428 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:42 UTC |
Djurasovic GeorgeInterim General Counsel
|
GrantCommon Stock | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000042 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,794 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:42 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 343 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000041 · form4.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,705 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000040 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 62,475 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000040 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,950 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000039 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,755 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
Pitz JoelCFO
|
GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000038 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,667 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2335 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
Pitz JoelCFO
|
GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000038 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,748 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9935 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock · Derivative | 30 | $82.62 | $2,478.60 |
DisclosureSEC source: 0001126328-25-000037 · form4.xml · derivative · entry 2 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,197 Underlying: Common Stock · 30 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
RIVERA ALFREDODirector
|
GrantCommon Stock | 145 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000037 · form4.xml · nonDerivative · entry 1 RIVERA ALFREDO · CIK 0001676976 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,938 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000036 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,577 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:40 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 548 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000035 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,016 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2931 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:40 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 404 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000034 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,781 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:40 UTC |
Friedrich Amy ChristinePresident - Benefits & Protect
|
GrantCommon Stock | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000030 · form4.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,668 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 3248 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:37 UTC |
Bhatia KamalPresident and CEO - PAM
|
GrantCommon Stock | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000022 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,223 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:18 UTC |
Agrawal VivekEVP & Chief Growth Officer
|
GrantCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000010 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,056 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:23 UTC |
Cheong Wee YeeEVP, Principal Asia
|
GrantCommon Stock | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012385 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,684 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1730 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
McCullum Kenneth A.EVP - Chief Risk Officer
|
GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012389 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,491 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012392 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 62,394 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
STRABLE-SOETHOUT DEANNA DPresident and CEO
|
GrantCommon Stock | 549 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012392 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,405 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
Pitz JoelCFO
|
GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012391 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,580 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2251 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
Pitz JoelCFO
|
GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012391 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,471 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9847 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
GrantPhantom Stock Units · Derivative | 18 | $79.19 | $1,425.42 |
DisclosureSEC source: 0001062993-25-012390 · form4.xml · derivative · entry 5 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,909 Underlying: Common Stock · 18 shares Expires not disclosed F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F6 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F6 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC |
Houston Daniel JosephDirector · Executive Chairman
|
GrantCommon Stock | 859 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012390 · form4.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,613 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:24 UTC |
LITTLEFIELD CHRISTOPHER JPresident - RIS
|
GrantCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012388 · form4.xml · nonDerivative · entry 1 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,441 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 2904 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:24 UTC |
Kay Kathleen BEVP-Chief Information Officer
|
GrantCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012387 · form4.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,377 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.