person · Reporting owner
STRABLE-SOETHOUT DEANNA D
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elevance Health, Inc.ELV · Entity 2934 | Director | May 13, 2026 | May 15, 2026 |
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Chair, President and CEO | September 25, 2026 | September 29, 2026 |
| Principal Private Credit FundN/A · Entity 53435 | Director of PGI | April 16, 2024 | April 25, 2024 |
| Principal Real Asset FundN/A · Entity 9033 | Director - PGI | June 30, 2021 | October 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elevance Health, Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,209 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 563 · Balance 2,209 F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program.
F2: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,460 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 593 · Balance 174,460 F1: Grant of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 53,584 |
Reported balance
After 2026-09-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-25 · Grant · Acquired 42 · Balance 53,584 F1: Grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
This filing explicitly reported no securities owned.
Principal Real Asset Fund
Report date June 30, 2021 · Filed October 12, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000184 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 53,584 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000184 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,460 F1 · price: Grant of restricted stock units. Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 18,380 | $63.98 Strike: $63.98 | $1,175,952.40 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · derivative · entry 7 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,380 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 18,380 | $63.98 Strike: $63.98 | $1,175,952.40 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · derivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,380 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 18,380 | $63.98 Strike: $63.98 | $1,175,952.40 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,380 shares Expires 2028-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 55,140 | $120.60 | $6,649,839.89 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,867 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · price: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024. Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 18,380 | $63.98 | $1,175,952.40 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 229,007 Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 18,380 | $63.98 | $1,175,952.40 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 210,627 Read SEC document |
| September 03, 2026 Filed Sep 8, 2026 19:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 18,380 | $63.98 | $1,175,952.40 |
DisclosureSEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,247 Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000148 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 53,542 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000148 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,867 F1 · price: Grant of restricted stock units. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 16,825 | $62.78 Strike: $62.78 | $1,056,273.50 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · derivative · entry 12 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,825 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 13,883 | $62.78 Strike: $62.78 | $871,574.74 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · derivative · entry 11 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,883 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 4,263 | $111.25 | $474,258.75 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 7 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,255 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $110.39, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 26,445 | $110.48 | $2,921,643.60 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 177,518 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.98, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 16,825 | $62.78 | $1,056,273.50 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 203,963 Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 13,883 | $62.78 | $871,574.74 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 187,138 Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 2,942 | $62.78 Strike: $62.78 | $184,698.76 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · derivative · entry 10 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,883 Underlying: Common Stock · 2,942 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 16,825 | $62.78 Strike: $62.78 | $1,056,273.50 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · derivative · entry 9 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,825 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 19,767 | $110.06 | $2,175,556.02 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,255 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,942 | $62.78 | $184,698.76 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,022 Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 16,825 | $62.78 | $1,056,273.50 |
DisclosureSEC source: 0001126328-26-000137 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 190,080 Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:33 UTC | Elevance Health, Inc. ELV · Entity 2934 | GrantCommon Stock | 563 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-035643 · wk-form4_1778877227.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,209 F1 · shares: Deferred stock units accrued under the Elevance Health, Inc. ("Company") Board of Directors Compensation Program. F2 · shares: The deferred stock units shall be payable in Company common stock upon the first to occur of (a) five years from the date of grant or (b) the date the Reporting Person ceases to be a member of the Company's board of directors, unless a later date is designated in the Reporting Person's election made under the Company's Board of Directors Deferred Compensation Plan. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000073 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 53,498 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 680 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000073 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,255 F1 · price: Grant of restricted stock units. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 781 | $95.42 | $74,523.02 |
DisclosureSEC source: 0001126328-26-000051 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 53,446 Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 5,321 | $95.42 | $507,729.82 |
DisclosureSEC source: 0001126328-26-000051 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,575 Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 13,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000031 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,896 F2 · price: Settlement of performance-based restricted stock units granted 02/27/2023. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 27,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000031 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,339 F1 · price: Grant of restricted stock units. Read SEC document |
| January 30, 2026 Filed Feb 2, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 7,340 | $95.00 | $697,300.00 |
DisclosureSEC source: 0001126328-26-000010 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 136,828 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. Read SEC document |
| January 29, 2026 Filed Jan 30, 2026 19:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 9,300 | $95.12 | $884,616.00 |
DisclosureSEC source: 0001126328-26-000008 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,168 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.34, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 22, 2026 Filed Jan 26, 2026 17:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 8,025 | $92.56 | $742,794.00 |
DisclosureSEC source: 0001126328-26-000006 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Spouse Disclosed balance after: 54,227 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.67, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 08, 2026 Filed Jan 12, 2026 18:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 300 | $92.50 | $27,750.00 |
DisclosureSEC source: 0001126328-26-000004 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Indirect · By Spouse Disclosed balance after: 62,252 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 17:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 22,680 | $37.38 Strike: $37.38 | $847,778.40 |
DisclosureSEC source: 0001126328-26-000002 · form4.xml · derivative · entry 5 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,680 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 17:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 15,557 | $37.38 Strike: $37.38 | $581,520.66 |
DisclosureSEC source: 0001126328-26-000002 · form4.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,557 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 17:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 38,237 | $88.55 | $3,385,886.35 |
DisclosureSEC source: 0001126328-26-000002 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,468 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.20 to $88.82, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 17:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 38,237 | $37.38 | $1,429,299.06 |
DisclosureSEC source: 0001126328-26-000002 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 191,705 Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 7,123 | $37.38 Strike: $37.38 | $266,257.74 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · derivative · entry 8 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 15,557 Underlying: Common Stock · 7,123 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 13,592 | $37.38 Strike: $37.38 | $508,068.96 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · derivative · entry 7 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,592 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 20,715 | $90.05 | $1,865,385.75 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,468 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.20, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 20,715 | $37.38 | $774,326.70 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,183 Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 200 | $37.38 Strike: $37.38 | $7,476.00 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · derivative · entry 6 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,592 Underlying: Common Stock · 200 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 200 | $90.00 | $18,000.00 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,468 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 200 | $37.38 | $7,476.00 |
DisclosureSEC source: 0001126328-25-000118 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,668 Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000112 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 62,552 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 518 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000112 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,468 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 15:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 500 | $37.38 Strike: $37.38 | $18,690.00 |
DisclosureSEC source: 0001126328-25-000073 · form4.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,792 Underlying: Common Stock · 500 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 15:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 500 | $90.00 | $45,000.00 |
DisclosureSEC source: 0001126328-25-000073 · form4.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,950 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2024. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 15:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 500 | $37.38 | $18,690.00 |
DisclosureSEC source: 0001126328-25-000073 · form4.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 153,450 Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 21:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 8,388 | $37.38 Strike: $37.38 | $313,543.44 |
DisclosureSEC source: 0001126328-25-000071 · form4.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,292 Underlying: Common Stock · 8,388 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.