Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightSphere Investment Group plcBSIG · Entity 156504 | Director | June 20, 2019 | June 24, 2019 |
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Director | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightSphere Investment Group plc
Report date June 20, 2019 · Filed June 24, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary sharesSEC Table I · non-derivative | Direct | 4,968 |
Reported balance
After 2019-06-20 transaction · row 1
1 source rowRow 1 · 2019-06-20 · Exercise / conversion · Acquired 4,968 · Balance 4,968 |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-20 · Exercise / conversion · Disposed 4,968 · Balance 0 F1: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc. F2: On June 20, 2018, the reporting person was granted 4,968 restricted share units, vesting fully on June 20, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
F2: On June 20, 2018, the reporting person was granted 4,968 restricted share units, vesting fully on June 20, 2019.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,066 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 105 · Balance 17,066 F1: Grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Acadian Asset Management Inc.
Report date June 24, 2020 · Filed June 26, 2020
Section 16 reporting ended · disclosed 2020-06-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,456 |
Reported balance
After 2020-06-24 transaction · row 1
1 source rowRow 1 · 2020-06-24 · Exercise / conversion · Acquired 9,488 · Balance 14,456 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-24 · Exercise / conversion · Disposed 9,488 · Balance 0 F1: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F2: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:48 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000223 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,066 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000168 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,961 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000125 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,852 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 134 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000089 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,677 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000099 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,543 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 135 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000047 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,415 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012375 · form4.xml · nonDerivative · entry 1 Beams Mary E. · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,280 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010025 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,144 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006717 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,660 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 18:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021011 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,556 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017124 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,444 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013195 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,349 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011056 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,248 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007620 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,853 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023140 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,783 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018823 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,709 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014550 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,631 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011655 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,559 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008608 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,809 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024295 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,759 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020378 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,716 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015504 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,666 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:28 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012967 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,614 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 28 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008836 · form4.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 18:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000238 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 20:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000191 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,221 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000159 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000142 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,160 F1 · price: Grant of restricted stock units. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 20:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000117 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:43 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | Exercise / conversionRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000037 · wf-form4_159320416593251.xml · derivative · entry 2 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · derivative.exercise_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. F2 · derivative.expiration_date: On September 19, 2019, the reporting person was granted 9,488 restricted stock units, vesting upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 24, 2020. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 20:43 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | Exercise / conversionCommon Stock | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-20-000037 · wf-form4_159320416593251.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 20:10 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | GrantRestricted Stock Units · Derivative | 9,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001748824-19-000058 · wf-form4_156892383111459.xml · derivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,488 Underlying: Common Stock · 9,488 shares Expires not disclosed F1 · security: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. F2 · shares: Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted stock units vest upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc. F3 · derivative.expiration_date: The restricted stock units vest upon the earlier of September 19, 2020 and the date of the 2020 annual meeting of stockholders of BrightSphere Investment Group Inc. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:18 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | Exercise / conversionRestricted Share Units · Derivative | 4,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-19-000055 · wf-form4_156140748011747.xml · derivative · entry 2 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary shares · 4,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc. F2 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 4,968 restricted share units, vesting fully on June 20, 2019. F2 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 4,968 restricted share units, vesting fully on June 20, 2019. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 20:18 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | Exercise / conversionOrdinary shares | 4,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-19-000055 · wf-form4_156140748011747.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 21:42 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | GrantRestricted Share Units · Derivative | 4,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000090 · wf-form4_154335491345364.xml · derivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,968 Underlying: Ordinary shares · 4,968 shares Expires not disclosed F1 · security: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc. F1 · derivative.exercise_price: Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc. F2 · shares: Consists of restricted share units issued under the BrightSphere Investment Group plc Non-Employee Directors' Equity Incentive Plan. F3 · derivative.exercise_date: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc. F3 · derivative.expiration_date: The restricted share units vest upon the earlier of June 20, 2019 and the date of the 2019 annual general meeting of BrightSphere Investment Group plc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.