Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Director | September 25, 2026 | September 29, 2026 |
| PayPal Holdings, Inc.PYPL · Entity 2530 | Chief Strat., Gr & Data Ofr | December 01, 2023 | December 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,112 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 161 · Balance 23,112 F1: Grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
PayPal Holdings, Inc.
Report date December 01, 2023 · Filed December 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,596 |
Ending reported balance
After 2023-12-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-12-01 · Exercise / conversion · Acquired 3,069 · Balance 82,120 Row 2 · 2023-12-01 · Tax withholding · Disposed 1,524 · Balance 80,596 F1: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person. |
| Restricted Stock Units -10SEC Table II · derivative / convertible security | Direct | 15,345 |
Reported balance
After 2023-12-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-01 · Exercise / conversion · Disposed 3,069 · Balance 15,345 F2: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F3: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person.
F2: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock.
F3: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
F4: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:48 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000224 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,112 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000167 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,952 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000115 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,786 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000086 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,611 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000096 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,408 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 205 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000048 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,214 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012374 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,009 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010022 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,803 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006715 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,319 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 18:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021009 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,149 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:28 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017121 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,968 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013193 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,814 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011054 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,650 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007616 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,255 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 134 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023139 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,129 F1 · price: Grant of restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 00:59 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionRestricted Stock Units -10 · Derivative | 3,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000168 · edgardoc.xml · derivative · entry 3 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,345 Underlying: Common Stock · 3,069 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 00:59 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Tax withholdingCommon Stock | 1,524 | $59.65 | $90,906.60 |
DisclosureSEC source: 0001633917-23-000168 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,596 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 00:59 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 3,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000168 · edgardoc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 22:45 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | SaleCommon Stock | 2,728 | $56.48 | $154,074.44 |
DisclosureSEC source: 0001633917-23-000161 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,051 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: Represents the weighted average price of shares sold at prices that ranged from $56.30 to $56.57. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 22:45 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | SaleCommon Stock | 62,229 | $55.54 | $3,456,298.23 |
DisclosureSEC source: 0001633917-23-000161 · edgardoc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 81,779 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents the weighted average price of shares sold at prices that ranged from $55.29 to $56.28. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018818 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,995 F1 · price: Grant of restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 01:14 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionRestricted Stock Units -10 · Derivative | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000123 · edgardoc.xml · derivative · entry 3 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,414 Underlying: Common Stock · 3,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 01:14 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Tax withholdingCommon Stock | 1,525 | $63.57 | $96,944.25 |
DisclosureSEC source: 0001633917-23-000123 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,008 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 01:14 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000123 · edgardoc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofr 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 00:54 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014548 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,855 F1 · price: Grant of restricted stock units. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 23:29 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionRestricted Stock Units -10 · Derivative | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000106 · edgardoc.xml · derivative · entry 3 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,484 Underlying: Common Stock · 3,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F3 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 23:29 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Tax withholdingCommon Stock | 1,525 | $63.05 | $96,151.25 |
DisclosureSEC source: 0001633917-23-000106 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,463 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 23:29 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000106 · edgardoc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011654 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,725 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008607 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,975 F1 · price: Grant of restricted stock units. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionRestricted Stock Units -9 · Derivative | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · derivative · entry 10 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,346 Underlying: Common Stock · 6,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F7 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 33.34% on the one year anniversary date of the restricted stock unit, 33.33% on the second year anniversary, and 33.33% on the third year anniversary. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionRestricted Stock Units -8 · Derivative | 9,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · derivative · entry 9 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F7 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 33.34% on the one year anniversary date of the restricted stock unit, 33.33% on the second year anniversary, and 33.33% on the third year anniversary. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionRestricted Stock Units -10 · Derivative | 12,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · derivative · entry 8 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,554 Underlying: Common Stock · 12,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F5 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | GrantRestricted Stock Units - 11 · Derivative | 44,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · derivative · entry 7 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,342 Underlying: Common Stock · 44,342 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PayPal's common stock. F5 · derivative.exercise_date: The reporting person received a restricted stock unit grant subject to a three-year vesting schedule, vesting 1/3 on the one year anniversary of the grant date of the restricted stock unit award (the 'Grant Date'), and 1/12 on each quarterly anniversary of the Grant Date thereafter until the third anniversary of the Grant Date, on which date the grant shall be fully vested. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Tax withholdingCommon Stock | 14,197 | $73.82 | $1,048,022.54 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · nonDerivative · entry 6 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,918 F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of restricted stock units granted to the Reporting Person. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 12,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · nonDerivative · entry 5 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · nonDerivative · entry 4 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 9,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · nonDerivative · entry 3 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Tax withholdingCommon Stock | 19,522 | $73.82 | $1,441,114.04 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,527 F2 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of common stock underlying PBRSUs on 3/1/2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:39 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | GrantCommon Stock | 43,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-23-000044 · edgardoc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,049 F1 · shares: Represents shares earned in respect to performance-based restricted stock units (PBRSUs) based on the achievement by PayPal of certain performance targets for the 2020-2022 performance period, which were vested as shares of common stock on 3/1/2023. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024293 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,867 F1 · price: Grant of restricted stock units. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:45 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionPerformance Stock Units · Derivative | 1,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633917-22-000171 · edgardoc.xml · derivative · entry 3 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr. & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,602 shares Expires 2022-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit represents a contingent right to receive one share of PayPal's common stock. One-half of the performance stock units were earned upon the completion of the acquisition of a 70% equity interest in Guofubao Information Technology Co., Ltd. (GoPay) on December 19, 2019. The other one-half of the performance stock units were earned upon, the completion of the acquisition of Honey Sciences Corporation on January 3, 2020. The performance stock units will vest ratably on the first, second and third anniversaries of the December 16, 2019 grant date. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of PayPal's common stock. One-half of the performance stock units were earned upon the completion of the acquisition of a 70% equity interest in Guofubao Information Technology Co., Ltd. (GoPay) on December 19, 2019. The other one-half of the performance stock units were earned upon, the completion of the acquisition of Honey Sciences Corporation on January 3, 2020. The performance stock units will vest ratably on the first, second and third anniversaries of the December 16, 2019 grant date. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:45 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Tax withholdingCommon Stock | 799 | $69.26 | $55,338.74 |
DisclosureSEC source: 0001633917-22-000171 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr. & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,704 F2 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of shares of common stock. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 01:45 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001633917-22-000171 · edgardoc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Chief Strat., Gr. & Data Ofc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit represents a contingent right to receive one share of PayPal's common stock. One-half of the performance stock units were earned upon the completion of the acquisition of a 70% equity interest in Guofubao Information Technology Co., Ltd. (GoPay) on December 19, 2019. The other one-half of the performance stock units were earned upon, the completion of the acquisition of Honey Sciences Corporation on January 3, 2020. The performance stock units will vest ratably on the first, second and third anniversaries of the December 16, 2019 grant date. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020376 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,773 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015502 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,664 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012964 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,550 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008823 · form4.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,214 F1 · price: Grant of restricted stock units. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 22:04 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,749 | $0.00 Strike: $37.31 | $0.00 |
DisclosureSEC source: 0001633917-22-000072 · edgardoc.xml · derivative · entry 3 Auerbach Jonathan · CIK 0001643693 · EVP,Chief Strategy,Growth & Da 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,749 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options become exercisable as to 25% on the one year anniversary date of the grant and 1/48th monthly thereafter. Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 22:04 UTC | PayPal Holdings, Inc. PYPL · Entity 2530 | SaleCommon Stock | 40,749 | $100.62 | $4,100,013.61 |
DisclosureSEC source: 0001633917-22-000072 · edgardoc.xml · nonDerivative · entry 2 Auerbach Jonathan · CIK 0001643693 · EVP,Chief Strategy,Growth & Da 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,901 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.