Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bain Capital Private CreditN/A · Entity 52781 | Director | April 18, 2022 | April 19, 2022 |
| Bain Capital Specialty Finance, Inc.BCSF · Entity 5138 | Director | March 17, 2025 | March 17, 2025 |
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Director | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bain Capital Private Credit
Report date April 18, 2022 · Filed April 19, 2022
This filing explicitly reported no securities owned.
Bain Capital Specialty Finance, Inc.
Report date March 17, 2025 · Filed March 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,834.77 |
Reported balance
After 2025-03-17 transaction · row 1
1 source rowRow 1 · 2025-03-17 · Purchase · Acquired 1,530 · Balance 20,834.77 |
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,550 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 138 · Balance 21,550 F1: Grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000215 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,550 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000175 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,412 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000123 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,270 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000095 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,095 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000105 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,922 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000039 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,755 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:21 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012380 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,580 F1 · price: Grant of restricted stock units. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:21 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010044 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,403 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006725 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,919 F1 · price: Grant of restricted stock units. Read SEC document |
| March 17, 2025 Filed Mar 17, 2025 18:48 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | PurchaseCommon Stock | 1,530 | $16.43 | $25,137.90 |
DisclosureSEC source: 0001451084-25-000001 · primary_doc.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,834.77 Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021030 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,777 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017162 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,625 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013211 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,495 F1 · price: Grant of restricted stock units. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011072 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,358 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007651 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,963 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023148 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,860 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:48 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018851 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,751 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014566 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,637 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011670 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,531 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008625 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,781 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:21 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024314 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,697 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:58 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020399 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,624 F1 · price: Grant of restricted stock units. Read SEC document |
| August 10, 2022 Filed Aug 10, 2022 20:19 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | PurchaseCommon Stock | 3,400 | $14.59 | $49,606.00 |
DisclosureSEC source: 0001415889-22-008462 · form4-08102022_010855.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,784.17 Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:28 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015514 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,539 F1 · price: Grant of restricted stock units. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012982 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,451 F1 · price: Grant of restricted stock units. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008872 · form4.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,115 F1 · price: Grant of restricted stock units. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 18:48 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | PurchaseCommon Stock | 3,090.02 | $16.18 | $49,996.52 |
DisclosureSEC source: 0001104659-22-030504 · tm228457-1_4seq1.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,792.43 Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 17:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000236 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,054 F1 · price: Grant of restricted stock units. Read SEC document |
| September 24, 2021 Filed Sep 28, 2021 21:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000200 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,990 F1 · price: Grant of restricted stock units. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 18:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000167 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,922 F1 · price: Grant of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 20, 2021 15:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000150 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,857 F1 · price: Grant of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 11, 2021 20:13 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | PurchaseCommon Stock | 1,563 | $15.90 | $24,851.70 |
DisclosureSEC source: 0001179110-21-005166 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087.49 Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:49 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000126 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,345 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:57 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000231 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 F1 · price: Grant of restricted stock units. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000190 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,255 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000166 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 F1 · price: Grant of restricted stock units. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 18:33 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | OtherCommon Stock | 596 | $10.22 | $6,091.12 |
DisclosureSEC source: 0001179110-20-007759 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,367 F1 · date: The reporting person's allocation was confirmed by the broker on June 23, 2020. F2 · shares: Reflects additional shares of Common Stock acquired by the reporting person in connection with the Issuer's rights offering pursuant to the over-subscription privilege. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 22:58 UTC Amendment | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | Exercise / conversionSubscription Rights · Derivative | 5,417 | $0.00 Strike: $10.22 | $0.00 |
DisclosureSEC source: 0001179110-20-007105 · edgar.xml · derivative · entry 2 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,354 shares Expires 2020-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Updated to reflect that subscription rights were disposed of as a result of the exercise rather than acquired, as incorrectly reflected in the Form 4 filed on June 8, 2020. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 22:58 UTC Amendment | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | Exercise / conversionCommon Stock | 1,354 | $10.22 | $13,837.88 |
DisclosureSEC source: 0001179110-20-007105 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 5, 2020, the reporting person exercised in full her primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering. F2 · shares: Pursuant to the rights offering, the reporting person has also exercised her over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:43 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | Exercise / conversionSubscription Rights · Derivative | 5,417 | $0.00 Strike: $10.22 | $0.00 |
DisclosureSEC source: 0001179110-20-007091 · edgar.xml · derivative · entry 2 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,354 shares Expires 2020-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:43 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | Exercise / conversionCommon Stock | 1,354 | $10.22 | $13,837.88 |
DisclosureSEC source: 0001179110-20-007091 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 5, 2020, the reporting person exercised in full her primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 13, 2020 record date for the rights offering. F2 · shares: Pursuant to the rights offering, the reporting person has also exercised her over-subscription privilege and may acquire additional shares of Common Stock pursuant thereto. Any such additional shares (once determined) will be reported on a subsequent Form 4. Read SEC document |
| May 26, 2020 Filed May 29, 2020 16:50 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 4,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000139 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135 F1 · price: Grant of restricted stock units. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:17 UTC | Bain Capital Specialty Finance, Inc. BCSF · Entity 5138 | PurchaseCommon Stock | 5,417 | $18.46 | $99,997.82 |
DisclosureSEC source: 0001179110-19-009902 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,417 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.