Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | EVP & Chief Growth Officer | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,762 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 226 · Balance 46,762 F1: Grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000206 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,762 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000149 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,536 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000065 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,302 F1 · price: Grant of restricted stock units. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000013 · form4.xml · nonDerivative · entry 2 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,024 F2 · price: Settlement of performance-based restricted stock units granted 2/27/2023. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000013 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,064 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 182 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000107 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,238 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000010 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,056 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012382 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,865 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006727 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,673 F1 · price: Grant of restricted stock units. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003623 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,494 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021053 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,753 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 108 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017125 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,626 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:21 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013217 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,518 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007622 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,404 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 7,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004826 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,303 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 48 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023130 · form4.xml · nonDerivative · entry 1 Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,281 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.