Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Interim General Counsel | April 28, 2026 | April 30, 2026 |
| Principal Private Credit FundN/A · Entity 53435 | VP & General Counsel of PGI | April 16, 2024 | April 25, 2024 |
| Principal Real Asset FundN/A · Entity 9033 | General Counsel, VP - PAM | August 30, 2022 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,906 |
Reported balance
After 2026-04-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2026-04-28 · Sale · Disposed 2,571 · Balance 21,906 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.78 to $100.87, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Direct | 21,905.01 |
Reported balance
After 2026-04-30 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2026-04-30 · Sale · Disposed 0.989 · Balance 21,905.01 F2: The sale was settled in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.78 to $100.87, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The sale was settled in cash.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
This filing explicitly reported no securities owned.
Principal Real Asset Fund
Report date August 30, 2022 · Filed February 21, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2026 Filed Apr 30, 2026 21:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 0.989 | $99.63 | $98.53 |
DisclosureSEC source: 0001126328-26-000099 · form4.xml · nonDerivative · entry 2 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,905.01 F2 · shares: The sale was settled in cash. Read SEC document |
| April 28, 2026 Filed Apr 30, 2026 21:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 2,571 | $100.83 | $259,233.93 |
DisclosureSEC source: 0001126328-26-000099 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,906 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.78 to $100.87, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000068 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,335 F1 · price: Grant of restricted stock units. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 1,288 | $95.42 | $122,900.96 |
DisclosureSEC source: 0001126328-26-000046 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,159 Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000019 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,447 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000113 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,943 F1 · price: Grant of restricted stock units. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000042 · form4.xml · nonDerivative · entry 1 Djurasovic George · CIK 0001961750 · Interim General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,794 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.