Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Director | September 25, 2026 | September 29, 2026 |
| Viacom Inc.VIA, VIAB · Entity 153277 | EVP, CAO | May 22, 2017 | May 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,386 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 246 · Balance 36,386 F1: Grant of restricted stock units. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,643 |
Reported balance
After 2026-09-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-25 · Grant · Acquired 150 · Balance 20,643 F2: The units convert to common stock on a one-for-one basis. F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: The units convert to common stock on a one-for-one basis.
F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement
Viacom Inc.
Report date May 22, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 24,901 |
Ending reported balance
After 2017-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-22 · Exercise / conversion · Acquired 2,372 · Balance 25,878 F1: These shares were issued on May 22, 2017 upon vesting of the last of four equal annual installments of Restricted Share Units ("RSUs") that were granted on May 22, 2013. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $35.24 per share. Row 2 · 2017-05-22 · Tax withholding · Disposed 977 · Balance 24,901 F2: These shares were withheld by Viacom to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-22 · Exercise / conversion · Disposed 2,372 · Balance 0 F3: Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of January 1, 2011, for no consideration. F1: These shares were issued on May 22, 2017 upon vesting of the last of four equal annual installments of Restricted Share Units ("RSUs") that were granted on May 22, 2013. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $35.24 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued on May 22, 2017 upon vesting of the last of four equal annual installments of Restricted Share Units ("RSUs") that were granted on May 22, 2013. On the date of vesting, the closing price of the Class B Common Stock on The NASDAQ Global Select Market was $35.24 per share.
F2: These shares were withheld by Viacom to satisfy tax liability incident to the vesting of, and delivery of shares underlying, the RSUs, and were not actually sold or otherwise disposed of in an open-market transaction.
F3: Granted under the Viacom Inc. 2006 Long-Term Management Incentive Plan, as amended and restated as of January 1, 2011, for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:31 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 150 | $114.75 | $17,212.50 |
DisclosureSEC source: 0001126328-26-000188 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,643 Underlying: Common Stock · 150 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:31 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 246 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000188 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,386 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 152 | $107.75 | $16,378.00 |
DisclosureSEC source: 0001126328-26-000171 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,493 Underlying: Common Stock · 152 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 253 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000171 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,140 F1 · price: Grant of restricted stock units. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 15:57 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 416 | $105.22 | $43,771.52 |
DisclosureSEC source: 0001126328-26-000130 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,342 Underlying: Common Stock · 416 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000116 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,887 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 182 | $87.01 | $15,835.82 |
DisclosureSEC source: 0001126328-26-000087 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,926 Underlying: Common Stock · 182 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 307 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000087 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,712 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 169 | $88.95 | $15,032.55 |
DisclosureSEC source: 0001126328-25-000097 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,744 Underlying: Common Stock · 169 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 294 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000097 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,405 F1 · price: Grant of restricted stock units. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 18:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 500 | $87.52 | $43,760.00 |
DisclosureSEC source: 0001126328-25-000065 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,575 Underlying: Common Stock · 500 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 178 | $82.62 | $14,706.36 |
DisclosureSEC source: 0001126328-25-000049 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,075 Underlying: Common Stock · 178 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000049 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,111 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 172 | $79.19 | $13,620.68 |
DisclosureSEC source: 0001062993-25-012373 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,897 Underlying: Common Stock · 172 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012373 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,801 F1 · price: Grant of restricted stock units. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 17:57 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 804 | $76.97 | $61,883.88 |
DisclosureSEC source: 0001062993-25-011309 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,725 Underlying: Common Stock · 804 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 20, 2025 Filed May 22, 2025 17:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010037 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,489 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 160 | $83.06 | $13,289.60 |
DisclosureSEC source: 0001062993-25-006720 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,921 Underlying: Common Stock · 160 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006720 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,005 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 164 | $74.91 | $12,285.24 |
DisclosureSEC source: 0001062993-24-021018 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,760 Underlying: Common Stock · 164 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 287 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021018 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,737 F1 · price: Grant of restricted stock units. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 23:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 733 | $84.40 | $61,865.20 |
DisclosureSEC source: 0001062993-24-020278 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,596 Underlying: Common Stock · 733 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 140 | $86.09 | $12,052.60 |
DisclosureSEC source: 0001062993-24-017145 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,863 Underlying: Common Stock · 140 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017145 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,450 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 141 | $79.46 | $11,203.86 |
DisclosureSEC source: 0001062993-24-013201 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,723 Underlying: Common Stock · 141 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013201 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,206 F1 · price: Grant of restricted stock units. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 18:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 781 | $79.27 | $61,909.87 |
DisclosureSEC source: 0001062993-24-012357 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,582 Underlying: Common Stock · 781 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:45 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-011062 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,947 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 125 | $86.31 | $10,788.75 |
DisclosureSEC source: 0001062993-24-007632 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,801 Underlying: Common Stock · 125 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007632 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,552 F1 · price: Grant of restricted stock units. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 126 | $78.36 | $9,873.36 |
DisclosureSEC source: 0001062993-23-023143 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,676 Underlying: Common Stock · 126 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023143 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,341 F1 · price: Grant of restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 823 | $75.15 | $61,848.45 |
DisclosureSEC source: 0001062993-23-022413 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,550 Underlying: Common Stock · 823 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 132 | $72.07 | $9,513.24 |
DisclosureSEC source: 0001062993-23-018832 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,727 Underlying: Common Stock · 132 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:43 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018832 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,118 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 122 | $75.84 | $9,252.48 |
DisclosureSEC source: 0001062993-23-014556 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,595 Underlying: Common Stock · 122 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014556 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,885 F1 · price: Grant of restricted stock units. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 908 | $68.17 | $61,898.36 |
DisclosureSEC source: 0001062993-23-012523 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,473 Underlying: Common Stock · 908 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 16, 2023 Filed May 18, 2023 20:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011661 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,669 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 116 | $74.32 | $8,621.12 |
DisclosureSEC source: 0001062993-23-008617 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,565 Underlying: Common Stock · 116 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 196 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008617 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,919 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 96 | $84.31 | $8,093.76 |
DisclosureSEC source: 0001062993-22-024305 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,450 Underlying: Common Stock · 96 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 22:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 171 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024305 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,723 F1 · price: Grant of restricted stock units. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 21:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 703 | $88.07 | $61,913.21 |
DisclosureSEC source: 0001062993-22-023786 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,354 Underlying: Common Stock · 703 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:54 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 111 | $72.15 | $8,008.65 |
DisclosureSEC source: 0001062993-22-020387 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651 Underlying: Common Stock · 111 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:54 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020387 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,552 F1 · price: Grant of restricted stock units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 116 | $68.55 | $7,951.80 |
DisclosureSEC source: 0001062993-22-015524 · form4.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,540 Underlying: Common Stock · 116 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 18:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 207 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015524 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,354 F1 · price: Grant of restricted stock units. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 19:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 848 | $72.94 | $61,853.12 |
DisclosureSEC source: 0001062993-22-013975 · form4.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,169 Underlying: Common Stock · 848 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 17, 2022 Filed May 19, 2022 18:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012974 · form4.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,147 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.