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RIVERA ALFREDO

Disclosed activity across 2 companies

Tapewire entity
11577
SEC CIK
0001676976

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COCA COLA COKO · Entity 2806North America OU PresidentNovember 07, 2022November 09, 2022
PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209DirectorSeptember 25, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COCA COLA CO

Report date November 07, 2022 · Filed November 09, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.25 Par ValueSEC Table I · non-derivativeDirect0 Reported balance After 2022-11-07 transaction · row 1
1 source row

Row 1 · 2022-11-07 · Gift · Disposed 62,000 · Balance 0

F1: This transaction involved a gift of securities by the reporting person to his wife's trust of which she is the sole beneficiary and sole trustee during her lifetime.

Common Stock, $.25 Par ValueSEC Table I · non-derivativeIndirectBy Wife's Trust62,000 Reported balance After 2022-11-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-11-07 · Gift · Acquired 62,000 · Balance 62,000

F1: This transaction involved a gift of securities by the reporting person to his wife's trust of which she is the sole beneficiary and sole trustee during her lifetime.

Common Stock, $.25 Par ValueSEC Table I · non-derivativeIndirectBy 401(k) Plan249 Reported balance Holding disclosure · report date 2022-11-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 249

F2: Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of November 7, 2022.

Hypothetical SharesSEC Table II · derivative / convertible securityIndirectSupplemental 401(k) Plan1,204 Reported balance Holding disclosure · report date 2022-11-07 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,204

F3: Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.

F4: There is no data applicable with respect to the hypothetical shares.

F5: As of November 7, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction involved a gift of securities by the reporting person to his wife's trust of which she is the sole beneficiary and sole trustee during her lifetime.

F2: Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of November 7, 2022.

F3: Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.

F4: There is no data applicable with respect to the hypothetical shares.

F5: As of November 7, 2022.

PRINCIPAL FINANCIAL GROUP INC

Report date September 25, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,624 Reported balance After 2026-09-25 transaction · row 1
1 source row

Row 1 · 2026-09-25 · Grant · Acquired 113 · Balance 16,624

F1: Grant of restricted stock units.

Common StockSEC Table II · derivative / convertible securityDirect3,303 Reported balance After 2026-09-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-25 · Grant · Acquired 24 · Balance 3,303

F2: The units convert to common stock on a one-for-one basis.

F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units.

F2: The units convert to common stock on a one-for-one basis.

F3: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2026 Filed Sep 29, 2026 20:41 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock · Derivative 24 $114.77 $2,754.48
Disclosure

SEC source: 0001126328-26-000208 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,303

Underlying: Common Stock · 24 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:41 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000208 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,624

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:44 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock · Derivative 25 $107.75 $2,693.75
Disclosure

SEC source: 0001126328-26-000176 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,279

Underlying: Common Stock · 25 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:44 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000176 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,511

F1 · price: Grant of restricted stock units.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:09 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000124 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,394

F1 · price: Grant of restricted stock units.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:19 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock · Derivative 30 $87.01 $2,610.30
Disclosure

SEC source: 0001126328-26-000096 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,255

Underlying: Common Stock · 30 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 20:19 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000096 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,219

F1 · price: Grant of restricted stock units.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:07 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock · Derivative 28 $88.95 $2,490.60
Disclosure

SEC source: 0001126328-25-000106 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225

Underlying: Common Stock · 28 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 23:07 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000106 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,075

F1 · price: Grant of restricted stock units.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:41 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock · Derivative 30 $82.62 $2,478.60
Disclosure

SEC source: 0001126328-25-000037 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,197

Underlying: Common Stock · 30 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:41 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001126328-25-000037 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,938

F1 · price: Grant of restricted stock units.

Read SEC document
June 27, 2025 Filed Jul 1, 2025 22:22 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock · Derivative 30 $79.19 $2,375.70
Disclosure

SEC source: 0001062993-25-012381 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 30 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
June 27, 2025 Filed Jul 1, 2025 22:22 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-012381 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,793

F1 · price: Grant of restricted stock units.

Read SEC document
May 20, 2025 Filed May 22, 2025 17:22 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 2,484 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-010045 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,647

F1 · price: Grant of restricted stock units.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 23:19 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 28 $83.06 $2,325.68
Disclosure

SEC source: 0001062993-25-006726 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,137

Underlying: Common Stock · 28 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 23:19 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-006726 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,163

F1 · price: Grant of restricted stock units.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:37 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 23 $74.91 $1,722.93
Disclosure

SEC source: 0001062993-24-021032 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,108

Underlying: Common Stock · 23 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 19:37 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-021032 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,049

F1 · price: Grant of restricted stock units.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 23:15 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 681 $84.40 $57,476.40
Disclosure

SEC source: 0001062993-24-020279 · form4.xml · derivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,085

Underlying: Common Stock · 681 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:43 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 20 $86.09 $1,721.80
Disclosure

SEC source: 0001062993-24-017163 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,404

Underlying: Common Stock · 20 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:43 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 103 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017163 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,928

F1 · price: Grant of restricted stock units.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 21:16 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 15 $79.46 $1,191.90
Disclosure

SEC source: 0001062993-24-013213 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,384

Underlying: Common Stock · 15 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 21:16 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-013213 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,825

F1 · price: Grant of restricted stock units.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 18:54 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 725 $79.27 $57,470.75
Disclosure

SEC source: 0001062993-24-012358 · form4.xml · derivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,369

Underlying: Common Stock · 725 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:50 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 2,395 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011075 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,716

F1 · price: Grant of restricted stock units.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 00:11 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 13 $86.31 $1,122.03
Disclosure

SEC source: 0001062993-24-007655 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 13 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
March 28, 2024 Filed Apr 2, 2024 00:11 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007655 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,321

F1 · price: Grant of restricted stock units.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:56 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 7 $78.36 $548.52
Disclosure

SEC source: 0001062993-23-023149 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,630

Underlying: Common Stock · 7 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:56 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-023149 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,243

F1 · price: Grant of restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:30 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 765 $75.15 $57,489.75
Disclosure

SEC source: 0001062993-23-022415 · form4.xml · derivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Common Stock · 765 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:49 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 8 $72.07 $576.56
Disclosure

SEC source: 0001062993-23-018854 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858

Underlying: Common Stock · 8 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 20:49 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-018854 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,160

F1 · price: Grant of restricted stock units.

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June 30, 2023 Filed Jul 6, 2023 01:17 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 7 $75.84 $530.88
Disclosure

SEC source: 0001062993-23-014568 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 7 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

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June 30, 2023 Filed Jul 6, 2023 01:17 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-014568 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,073

F1 · price: Grant of restricted stock units.

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May 26, 2023 Filed May 31, 2023 20:18 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantPhantom Stock Units · Derivative 843 $68.17 $57,467.31
Disclosure

SEC source: 0001062993-23-012524 · form4.xml · derivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843

Underlying: Common Stock · 843 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

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May 16, 2023 Filed May 18, 2023 20:49 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011668 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,993

F1 · price: Grant of restricted stock units.

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March 31, 2023 Filed Apr 4, 2023 21:17 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008626 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,243

F1 · price: Grant of restricted stock units.

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December 19, 2022 Filed Dec 21, 2022 22:22 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 51 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024316 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185

F1 · price: Grant of restricted stock units.

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November 07, 2022 Filed Nov 9, 2022 19:53 UTC COCA COLA CO KO · Entity 2806 GiftCommon Stock, $.25 Par Value 62,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025170 · form4.xml · nonDerivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife's Trust

Disclosed balance after: 62,000

F1 · kind: This transaction involved a gift of securities by the reporting person to his wife's trust of which she is the sole beneficiary and sole trustee during her lifetime.

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November 07, 2022 Filed Nov 9, 2022 19:53 UTC COCA COLA CO KO · Entity 2806 GiftCommon Stock, $.25 Par Value 62,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025170 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction involved a gift of securities by the reporting person to his wife's trust of which she is the sole beneficiary and sole trustee during her lifetime.

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September 30, 2022 Filed Oct 4, 2022 21:58 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020401 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,134

F1 · price: Grant of restricted stock units.

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June 24, 2022 Filed Jun 28, 2022 18:27 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015512 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075

F1 · price: Grant of restricted stock units.

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May 17, 2022 Filed May 19, 2022 18:38 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 2,336 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012984 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,014

F1 · price: Grant of restricted stock units.

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March 25, 2022 Filed Mar 29, 2022 20:55 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008871 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,678

F1 · price: Grant of restricted stock units.

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February 25, 2022 Filed Feb 28, 2022 21:39 UTC COCA COLA CO KO · Entity 2806 SaleCommon Stock, $.25 Par Value 17,709 $62.60 $1,108,514.33
Disclosure

SEC source: 0001127602-22-007039 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

F1 · price: The price is the weighted average sale price of the aggregate number of shares that were sold by the reporting person. These shares were sold in multiple transactions at prices ranging from $62.59 to $62.61. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 17, 2022 Filed Feb 22, 2022 20:37 UTC COCA COLA CO KO · Entity 2806 GrantEmployee Stock Option (Right to Buy) · Derivative 68,942 $0.00 Strike: $61.34 $0.00
Disclosure

SEC source: 0001127602-22-005987 · form4.xml · derivative · entry 4

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,942

Underlying: Common Stock, $.25 Par Value · 68,942 shares

Expires 2032-02-17

F4 · derivative.exercise_date: Options (with tax withholding right) granted on February 17, 2022 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.

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February 17, 2022 Filed Feb 22, 2022 20:37 UTC COCA COLA CO KO · Entity 2806 Tax withholdingCommon Stock, $.25 Par Value 10,112 $60.90 $615,820.80
Disclosure

SEC source: 0001127602-22-005987 · form4.xml · nonDerivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,709

F2 · shares: Represents shares withheld to satisfy tax liabilities upon the release of performance share units issued on February 17, 2022 under the 2019-2021 performance share unit program.

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February 17, 2022 Filed Feb 22, 2022 20:37 UTC COCA COLA CO KO · Entity 2806 GrantCommon Stock, $.25 Par Value 27,821 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005987 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,821

F1 · shares: These shares represent common stock of The Coca-Cola Company issuable upon the release of performance share units issued under the 2019-2021 performance share unit program.

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December 21, 2021 Filed Dec 23, 2021 17:52 UTC PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001126328-21-000237 · edgar.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

F1 · price: Grant of restricted stock units.

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November 16, 2021 Filed Nov 18, 2021 20:03 UTC COCA COLA CO KO · Entity 2806 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,964 $0.00 Strike: $34.35 $0.00
Disclosure

SEC source: 0001127602-21-029535 · form4.xml · derivative · entry 4

RIVERA ALFREDO · CIK 0001676976 · North America OU President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.25 Par Value · 7,964 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.