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Nasdaq · USD

PFG

PRINCIPAL FINANCIAL GROUP INC

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Tapewire entity
3209
SEC CIK
0001126328
Parsed reports
1,477

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202610
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2026 Filed Sep 29, 2026 20:48 UTC GrantCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000224 · form4.xml · nonDerivative · entry 1

Auerbach Jonathan · CIK 0001643693 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,112

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:48 UTC GrantCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000223 · form4.xml · nonDerivative · entry 1

Beams Mary E. · CIK 0001255283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,066

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:47 UTC GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000222 · form4.xml · nonDerivative · entry 1

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,699

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:47 UTC GrantCommon Stock 211 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000221 · form4.xml · nonDerivative · entry 1

Nordin Diane C · CIK 0001369224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,548

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:44 UTC GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000216 · form4.xml · nonDerivative · entry 1

Pickerell Blair · CIK 0001315141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,100

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:43 UTC GrantCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000215 · form4.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,550

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:43 UTC GrantCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000214 · form4.xml · nonDerivative · entry 1

Mitchell H Elizabeth · CIK 0001295482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,278

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:43 UTC GrantCommon Stock 648 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000213 · form4.xml · nonDerivative · entry 1

Carter Miller Jocelyn · CIK 0001166855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,979

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:41 UTC GrantCommon Stock · Derivative 24 $114.77 $2,754.48
Disclosure

SEC source: 0001126328-26-000208 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,303

Underlying: Common Stock · 24 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:41 UTC GrantCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000208 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,624

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:41 UTC
Brown Timothy W.EVP, General Counsel and Sec
GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000207 · form4.xml · nonDerivative · entry 1

Brown Timothy W. · CIK 0002137409 · EVP, General Counsel and Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,442

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:41 UTC
Agrawal VivekEVP & Chief Growth Officer
GrantCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000206 · form4.xml · nonDerivative · entry 1

Agrawal Vivek · CIK 0002000397 · EVP & Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,762

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:39 UTC
Cheong Wee YeePresident - Asia & Middle East
GrantCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000202 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,173

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:37 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000200 · form4.xml · nonDerivative · entry 1

LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · President - RIS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,279

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes an accumulative total of 3,286 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:36 UTC
McCullum Kenneth A.EVP - Chief Risk Officer
GrantCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000198 · form4.xml · nonDerivative · entry 1

McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,141

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:34 UTC
Pitz JoelEVP & CFO
GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000196 · form4.xml · nonDerivative · entry 2

Pitz Joel · CIK 0002035227 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,930

F1 · price: Grant of restricted stock units.

F3 · balance_after: Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:34 UTC
Pitz JoelEVP & CFO
GrantCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000196 · form4.xml · nonDerivative · entry 1

Pitz Joel · CIK 0002035227 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,224

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:33 UTC
Bhatia KamalPresident and CEO - PAM
GrantCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000194 · form4.xml · nonDerivative · entry 1

Bhatia Kamal · CIK 0001736344 · President and CEO - PAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,869

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:33 UTC
Kay Kathleen BEVP-Chief Information Officer
GrantCommon Stock 383 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000192 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · EVP-Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,683

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:32 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000190 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,440

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 3,331 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:31 UTC
Mills ScottDirector
GrantPhantom Stock Units · Derivative 150 $114.75 $17,212.50
Disclosure

SEC source: 0001126328-26-000188 · form4.xml · derivative · entry 2

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,643

Underlying: Common Stock · 150 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:31 UTC
Mills ScottDirector
GrantCommon Stock 246 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000188 · form4.xml · nonDerivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,386

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:31 UTC GrantPhantom Stock Units · Derivative 218 $114.77 $25,019.86
Disclosure

SEC source: 0001126328-26-000186 · form4.xml · derivative · entry 2

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,892

Underlying: Common Stock · 218 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:31 UTC GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000186 · form4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,762

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:30 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000184 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 53,584

F1 · price: Grant of restricted stock units.

Read SEC document
September 25, 2026 Filed Sep 29, 2026 20:30 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 593 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000184 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,460

F1 · price: Grant of restricted stock units.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 18,380 $63.98 Strike: $63.98 $1,175,952.40
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · derivative · entry 7

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,380 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 18,380 $63.98 Strike: $63.98 $1,175,952.40
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · derivative · entry 6

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,380 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Exercise / conversionCommon Stock · Derivative 18,380 $63.98 Strike: $63.98 $1,175,952.40
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · derivative · entry 5

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,380 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
Disposition to issuerCommon Stock 55,140 $120.60 $6,649,839.89
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 4

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,867

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · price: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 18,380 $63.98 $1,175,952.40
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 3

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,007

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 18,380 $63.98 $1,175,952.40
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,627

Read SEC document
September 03, 2026 Filed Sep 8, 2026 19:43 UTC
STRABLE-SOETHOUT DEANNA DChair, President and CEO
GrantCommon Stock 18,380 $63.98 $1,175,952.40
Disclosure

SEC source: 0001126328-26-000182 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · Chair, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,247

Read SEC document
August 07, 2026 Filed Aug 11, 2026 19:52 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,894 $63.98 Strike: $63.98 $760,978.12
Disclosure

SEC source: 0001126328-26-000180 · form4.xml · derivative · entry 5

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,894 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 19:52 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,893 $63.98 Strike: $63.98 $760,914.14
Disclosure

SEC source: 0001126328-26-000180 · form4.xml · derivative · entry 4

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,893 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 19:52 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,893 $63.98 Strike: $63.98 $760,914.14
Disclosure

SEC source: 0001126328-26-000180 · form4.xml · derivative · entry 3

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,893 shares

Expires 2028-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 19:52 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
Disposition to issuerCommon Stock 35,680 $113.80 $4,060,384.00
Disclosure

SEC source: 0001126328-26-000180 · form4.xml · nonDerivative · entry 2

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,863

F1 · price: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/8/2026.

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $113 to $114.60. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 19:52 UTC
Friedrich Amy ChristinePresident - Benefits & Protect
GrantCommon Stock 35,680 $63.98 $2,282,806.40
Disclosure

SEC source: 0001126328-26-000180 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - Benefits & Protect

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,543

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:36 UTC
Cheong Wee YeePresident - Asia & Middle East
GrantCommon Stock 368 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000150 · form4.xml · nonDerivative · entry 1

Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,819

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:45 UTC GrantCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000177 · form4.xml · nonDerivative · entry 1

Mitchell H Elizabeth · CIK 0001295482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,200

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:44 UTC GrantCommon Stock · Derivative 25 $107.75 $2,693.75
Disclosure

SEC source: 0001126328-26-000176 · form4.xml · derivative · entry 2

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,279

Underlying: Common Stock · 25 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:44 UTC GrantCommon Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000176 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,511

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:44 UTC GrantCommon Stock 281 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000174 · form4.xml · nonDerivative · entry 1

Pickerell Blair · CIK 0001315141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,827

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:44 UTC GrantCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000175 · form4.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,412

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:43 UTC GrantCommon Stock 217 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000173 · form4.xml · nonDerivative · entry 1

Nordin Diane C · CIK 0001369224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,337

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:43 UTC GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000172 · form4.xml · nonDerivative · entry 1

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,602

F1 · price: Grant of restricted stock units.

Read SEC document
June 26, 2026 Filed Jun 30, 2026 17:43 UTC
Mills ScottDirector
GrantPhantom Stock Units · Derivative 152 $107.75 $16,378.00
Disclosure

SEC source: 0001126328-26-000171 · form4.xml · derivative · entry 2

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,493

Underlying: Common Stock · 152 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement

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June 26, 2026 Filed Jun 30, 2026 17:43 UTC
Mills ScottDirector
GrantCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000171 · form4.xml · nonDerivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,140

F1 · price: Grant of restricted stock units.

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June 26, 2026 Filed Jun 30, 2026 17:42 UTC GrantPhantom Stock Units · Derivative 219 $107.75 $23,597.25
Disclosure

SEC source: 0001126328-26-000170 · form4.xml · derivative · entry 2

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,674

Underlying: Common Stock · 219 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

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June 26, 2026 Filed Jun 30, 2026 17:42 UTC GrantCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001126328-26-000170 · form4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,477

F1 · price: Grant of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.