Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | President and CEO - PAM | September 25, 2026 | September 29, 2026 |
| Principal Private Credit FundN/A · Entity 53435 | CEO and President of PGI | April 16, 2024 | April 25, 2024 |
| Principal Real Asset FundNA · Entity 9033 | President and CEO - PDSRA | September 10, 2019 | September 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,869 |
Reported balance
After 2026-09-25 transaction · row 1
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 415 · Balance 65,869 F1: Grant of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
This filing explicitly reported no securities owned.
Principal Real Asset Fund
Report date September 10, 2019 · Filed September 19, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Carlyle Tactical Private Credit Fund
Report date August 09, 2019 · Filed August 09, 2019
Section 16 reporting ended · disclosed 2019-08-09. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:33 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000194 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,869 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000154 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,454 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 509 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000066 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,024 F1 · price: Grant of restricted stock units. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 22:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 600 | $96.95 | $58,170.00 |
DisclosureSEC source: 0001126328-26-000037 · form4.xml · nonDerivative · entry 3 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,515 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 5/14/2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.83 to $97.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 22:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 2,299 | $95.99 | $220,681.01 |
DisclosureSEC source: 0001126328-26-000037 · form4.xml · nonDerivative · entry 2 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,115 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 5/14/2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.83 to $96.52, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 3,781 | $95.42 | $360,783.02 |
DisclosureSEC source: 0001126328-26-000037 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,414 Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 16:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 5,570 | $94.55 | $526,643.50 |
DisclosureSEC source: 0001126328-26-000033 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,195 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 5/14/2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.17 to $94.74, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000015 · form4.xml · nonDerivative · entry 2 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,765 F2 · price: Settlement of performance-based restricted stock units granted 2/27/2023. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 8,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000015 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,803 F1 · price: Grant of restricted stock units. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000108 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,771 F1 · price: Grant of restricted stock units. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 2,921 | $90.03 | $262,977.63 |
DisclosureSEC source: 0001126328-25-000067 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,302 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.10, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:37 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 521 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000022 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,223 F1 · price: Grant of restricted stock units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:23 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 523 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012383 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,702 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 485 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006728 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,179 F1 · price: Grant of restricted stock units. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 4,735 | $89.04 | $421,604.40 |
DisclosureSEC source: 0001062993-25-004420 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,694 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 10,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003640 · form4.xml · nonDerivative · entry 2 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,699 F2 · price: Settlement of performance-based restricted stock units granted 3/7/2022. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 8,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003640 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,526 F1 · price: Grant of restricted stock units. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021059 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,778 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017155 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,394 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 347 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013219 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,066 F1 · price: Grant of restricted stock units. Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007624 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,719 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 7,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004832 · form4.xml · nonDerivative · entry 2 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,411 F2 · price: Settlement of performance-based restricted stock units granted 03/05/2021. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 9,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004832 · form4.xml · nonDerivative · entry 1 Bhatia Kamal · CIK 0001736344 · President and CEO - PAM 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,906 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.