Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | EVP & CFO | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,224 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 226 · Balance 44,224 F1: Grant of restricted stock units. F2: Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 2,930 |
Reported balance
After 2026-09-25 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-25 · Grant · Acquired 2 · Balance 2,930 F1: Grant of restricted stock units. F3: Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,362 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,362 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse 401(k) | 103 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 103 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3: Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000196 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,930 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000196 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,224 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000155 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,928 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2,630 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000155 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,998 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,470 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000072 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,795 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2,499 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000072 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,407 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,113 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 42 | $95.42 | $4,007.64 |
DisclosureSEC source: 0001126328-26-000050 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,740 F2 · balance_after: Includes 2447 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 556 | $95.42 | $53,053.52 |
DisclosureSEC source: 0001126328-26-000050 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,038 F1 · balance_after: Includes 10022 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000030 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,683 F4 · price: Settlement of performance-based restricted stock units granted 2/27/2023. F2 · balance_after: Includes 10022 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:42 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 7,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000030 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,993 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10022 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000115 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,782 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2,447 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000115 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,104 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,111 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000038 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,667 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2335 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000038 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,748 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9935 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012391 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,580 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2251 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012391 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,471 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9847 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006740 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,440 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2114 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006740 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,892 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9452 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 498 | $89.04 | $44,341.92 |
DisclosureSEC source: 0001062993-25-004427 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,631 F1 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003628 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,129 F4 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003628 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,336 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021050 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,356 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 2033 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021050 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,668 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9368 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 2,500 | $90.00 | $225,000.00 |
DisclosureSEC source: 0001062993-24-017752 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,437 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/8/2024. F2 · balance_after: Includes 9278 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017157 · form4.xml · nonDerivative · entry 2 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 2,267 F1 · price: Grant of restricted stock units. F3 · balance_after: Includes 1947 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017157 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,937 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9278 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 20, 2024 Filed Aug 30, 2024 17:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 5,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015915 · form4.xml · nonDerivative · entry 1 Pitz Joel · CIK 0002035227 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,698 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 9201 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.