Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | EVP - Chief Risk Officer | September 25, 2026 | September 29, 2026 |
| Principal Private Credit FundN/A · Entity 53435 | Director of PGI | April 16, 2024 | April 25, 2024 |
| Principal Real Asset FundN/A · Entity 9033 | Director - PGI | December 17, 2020 | October 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,141 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 71 · Balance 41,141 F1: Grant of restricted stock units. F2: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Principal Private Credit Fund
Report date April 16, 2024 · Filed April 25, 2024
This filing explicitly reported no securities owned.
Principal Real Asset Fund
Report date December 17, 2020 · Filed October 12, 2021
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000198 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,141 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000147 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,070 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 30 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 88 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000074 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,996 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 22:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 300 | $96.93 | $29,079.00 |
DisclosureSEC source: 0001126328-26-000045 · form4.xml · nonDerivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,908 F2 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.87 to $97.02, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 22:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 1,316 | $96.01 | $126,349.16 |
DisclosureSEC source: 0001126328-26-000045 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,208 F2 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.83 to $96.33, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 1,228 | $95.42 | $117,175.76 |
DisclosureSEC source: 0001126328-26-000045 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 42,524 F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 16:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 3,071 | $94.55 | $290,363.05 |
DisclosureSEC source: 0001126328-26-000035 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,752 F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted on 3/13/2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.28 to $94.72, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000027 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,823 F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000027 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,752 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000114 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,659 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 1,710 | $62.78 Strike: $62.78 | $107,353.80 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · derivative · entry 5 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,710 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 1,710 | $62.78 Strike: $62.78 | $107,353.80 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · derivative · entry 4 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,710 Underlying: Common Stock · 1,710 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock · Derivative | 1,710 | $62.78 Strike: $62.78 | $107,353.80 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · derivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,420 Underlying: Common Stock · 1,710 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 5,130 | $90.08 | $462,110.40 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,577 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.19, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 10, 2025 Filed Dec 11, 2025 22:06 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 5,130 | $62.78 | $322,061.40 |
DisclosureSEC source: 0001126328-25-000069 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 45,707 F1 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000036 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,577 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012389 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,491 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 29 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:26 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006736 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,404 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 23:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 1,464 | $89.04 | $130,354.56 |
DisclosureSEC source: 0001062993-25-004426 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,323 F1 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:00 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003621 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,787 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:00 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003621 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 20:10 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 165 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021058 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,231 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017151 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,066 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,910 | $37.38 Strike: $37.38 | $108,775.80 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · derivative · entry 4 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,910 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,455 | $37.38 Strike: $37.38 | $54,387.90 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · derivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,455 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 4,365 | $79.78 | $348,239.70 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,925 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.68 to $79.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 19:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 4,365 | $37.38 | $163,163.70 |
DisclosureSEC source: 0001062993-24-016251 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,290 F1 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 673 | $81.50 | $54,849.50 |
DisclosureSEC source: 0001062993-24-016250 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,925 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8,2024. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013229 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,598 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,455 | $37.38 Strike: $37.38 | $54,387.90 |
DisclosureSEC source: 0001062993-24-012341 · form4.xml · derivative · entry 5 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,455 Underlying: Common Stock · 1,455 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,910 | $37.38 Strike: $37.38 | $108,775.80 |
DisclosureSEC source: 0001062993-24-012341 · form4.xml · derivative · entry 4 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,910 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 200 | $80.30 | $16,060.00 |
DisclosureSEC source: 0001062993-24-012341 · form4.xml · nonDerivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,442 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.29 to $80.31, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 4,165 | $79.56 | $331,367.40 |
DisclosureSEC source: 0001062993-24-012341 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,642 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:46 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 4,365 | $37.38 | $163,163.70 |
DisclosureSEC source: 0001062993-24-012341 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,807 Read SEC document |
| March 28, 2024 Filed Apr 2, 2024 00:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007656 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,442 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:35 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 1,104 | $80.99 | $89,412.96 |
DisclosureSEC source: 0001062993-24-005873 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,304 F1 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004824 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,408 F3 · price: Settlement of performance-based restricted stock units granted 03/05/2021. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 22:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004824 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,395 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 20, 2023 Filed Dec 22, 2023 22:51 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-023137 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · EVP - Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,564 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 111 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018882 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,458 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 30, 2023 Filed Jul 6, 2023 01:30 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-014582 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,347 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes an accumulative total of 27 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-008674 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,938 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 3,264 | $88.89 | $290,136.96 |
DisclosureSEC source: 0001062993-23-005422 · form4.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,833 F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 23:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005422 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,097 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 23:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-024346 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,539 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-020418 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,443 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 19:48 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-015550 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,332 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 21:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-008888 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,217 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 26 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 18, 2022 Filed Apr 6, 2023 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 3,694 | $69.50 | $256,733.00 |
DisclosureSEC source: 0001062993-23-008886 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,244 F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.36 to $69.92, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:51 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006413 · form4.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,109 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 25 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.