Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | President - Asia & Middle East | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,173 |
Reported balance
After 2026-09-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 354 · Balance 67,173 F1: Grant of restricted stock units. F2: Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units.
F2: Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 354 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000202 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,173 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2026 Filed Jun 30, 2026 17:36 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 368 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000150 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,819 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,771 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 21, 2026 Filed May 22, 2026 14:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 7,534 | $103.16 | $777,207.44 |
DisclosureSEC source: 0001126328-26-000127 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,443 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.44, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 20, 2026 Filed May 22, 2026 14:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 3,211 | $103.06 | $330,925.66 |
DisclosureSEC source: 0001126328-26-000127 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,977 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 01, 2026 Filed May 4, 2026 16:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 9,183 | $101.26 | $929,870.58 |
DisclosureSEC source: 0001126328-26-000102 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,188 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.62, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 30, 2026 Filed May 4, 2026 16:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 4,737 | $101.01 | $478,484.37 |
DisclosureSEC source: 0001126328-26-000102 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,371 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.06, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| April 29, 2026 Filed Apr 30, 2026 21:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,080 | $101.00 | $109,080.00 |
DisclosureSEC source: 0001126328-26-000100 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,108 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.00 to $101.02, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2026 Filed Mar 31, 2026 20:08 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 667 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000067 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · President - Asia & Middle East 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,188 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,763 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 6,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000017 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,505 F3 · price: Settlement of performance-based restricted stock units granted 2/27/2023. F2 · balance_after: Includes 1747 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 17:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-26-000017 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,929 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1747 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 23:09 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000109 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,006 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,762 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 15:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,887 | $85.04 | $160,470.48 |
DisclosureSEC source: 0001126328-25-000059 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,421 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1741 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 26, 2025 Filed Sep 30, 2025 20:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-25-000027 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,308 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1741 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 22:23 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 617 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-012385 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,684 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1730 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 28, 2025 Filed Apr 1, 2025 23:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-006729 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,758 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1420 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100 | $58.68 Strike: $58.68 | $5,868.00 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · derivative · entry 7 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 720 | $58.68 Strike: $58.68 | $42,249.60 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · derivative · entry 6 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 720 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 12,648 | $87.30 | $1,104,170.40 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,172 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.78, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 100 | $87.84 | $8,784.00 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,820 F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 720 | $87.03 | $62,661.60 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,920 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.12, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 100 | $58.68 | $5,868.00 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,640 F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2025 Filed Feb 28, 2025 21:52 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 720 | $58.68 | $42,249.60 |
DisclosureSEC source: 0001062993-25-003950 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,540 F1 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:14 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 8,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003644 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,820 F3 · price: Settlement of performance-based restricted stock units granted 3/7/2022. F2 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:14 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-003644 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,072 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1407 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 400 | $58.68 Strike: $58.68 | $23,472.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · derivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 820 Underlying: Common Stock · 400 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 400 | $87.01 | $34,804.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · nonDerivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,875 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.01 to $87.04, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 400 | $87.02 | $34,808.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,275 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.07, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 17:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 400 | $58.68 | $23,472.00 |
DisclosureSEC source: 0001062993-25-002656 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,675 F1 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 19:59 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 626 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-021048 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,275 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1411 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,330 | $58.68 Strike: $58.68 | $430,124.40 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · derivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,220 Underlying: Common Stock · 7,330 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,550 | $58.68 Strike: $58.68 | $501,714.00 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · derivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,550 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,105 | $58.68 Strike: $58.68 | $182,201.40 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · derivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,105 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 18,985 | $87.21 | $1,655,681.85 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.58, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 19:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 18,985 | $58.68 | $1,114,039.80 |
DisclosureSEC source: 0001062993-24-019689 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,624 F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 19:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 510 | $58.68 Strike: $58.68 | $29,926.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · derivative · entry 6 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,105 Underlying: Common Stock · 510 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 19:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 510 | $87.01 | $44,375.10 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.02, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 19:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 510 | $58.68 | $29,926.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,149 F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,735 | $58.68 Strike: $58.68 | $219,169.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · derivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,615 Underlying: Common Stock · 3,735 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 3,735 | $87.22 | $325,766.70 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.07 to $87.37, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 19:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 3,735 | $58.68 | $219,169.80 |
DisclosureSEC source: 0001062993-24-019335 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,374 F1 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-017129 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,639 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1401 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $58.68 Strike: $58.68 | $70,416.00 |
DisclosureSEC source: 0001062993-24-016255 · form4.xml · derivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,350 Underlying: Common Stock · 1,200 shares Expires 2031-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 1,200 | $82.02 | $98,424.00 |
DisclosureSEC source: 0001062993-24-016255 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,096 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.07, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1393 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 19:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 1,200 | $58.68 | $70,416.00 |
DisclosureSEC source: 0001062993-24-016255 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,296 F1 · balance_after: Includes 1393 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2024 Filed Jul 1, 2024 21:25 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013221 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,096 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1393 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,343 | $51.73 Strike: $51.73 | $379,853.39 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · derivative · entry 5 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,343 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,344 | $51.73 Strike: $51.73 | $379,905.12 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · derivative · entry 4 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,344 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,343 | $51.73 Strike: $51.73 | $379,853.39 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · derivative · entry 3 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,343 shares Expires 2030-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Disposition to issuerCommon Stock | 22,030 | $84.94 | $1,871,228.20 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · nonDerivative · entry 2 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,231 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.12, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,095 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 17, 2024 Filed May 21, 2024 13:39 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 22,030 | $51.73 | $1,139,611.90 |
DisclosureSEC source: 0001062993-24-010825 · form4.xml · nonDerivative · entry 1 Cheong Wee Yee · CIK 0001871693 · EVP, Principal Asia 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,261 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.